Universal Principles          of Design                                  William Lidwell                                  ...
For our dads...            John C. Butler           Larry W. Lidwell
Contents                    Alphabetical11   Foreword                      54   Confirmation                 98    Fitts’ ...
142   Iteration                       184   Picture Superiority Effect   228   Stickiness144   Law of Prägnanz            ...
Contents                         CategoricalHow can I influence the                How can I help people              How ...
How can I increase the                                            How can I make betterappeal of a design?                ...
10   Universal Principles of Design
ForewordCourses in psychology and anthropology were glaringly absent from myundergraduate and graduate design education. I...
IntroductionNot long ago, designers were eclectic generalists. They studied art, science, andreligion in order to understa...
The book is organized alphabetically so that principles can be easily and quicklyreferenced by name. For those interested ...
80/20 RuleA high percentage of effects in any large system arecaused by a low percentage of variables.1The 80/20 rule asse...
File      Edit      View       Format     Font   Paragraph      Help      File      Edit     View        Format     Font  ...
AccessibilityObjects and environments should be designed to be usable,without modification, by as many people as possible....
Aural feedback                                Visual feedback                 1     2      3     4   5   6                ...
Advance OrganizerAn instructional technique that helps people understandnew information in terms of what they already know...
Instructional                                                        Strategies                  Advance                  ...
Aesthetic-Usability EffectAesthetic designs are perceived as easier to use thanless-aesthetic designs.1The aesthetic-usabi...
Nokia was one of the first companiesto realize that adoption of cellularphones required more than basiccommunication featu...
AffordanceA property in which the physical characteristics of anobject or environment influence its function.Objects and e...
OXO is well known for the handle                                                                                  designs ...
AlignmentThe placement of elements such that edges line upalong common rows or columns, or their bodies along acommon cent...
Although there are a number of            This conclusion is supported by      adjacent on the ballot. A simpleproblems wi...
Anthropomorphic FormA tendency to find forms that appear humanoid or exhibithumanlike characteristics appealing.Humans are...
The Method Dish Soap bottle (left)designed by Karim Rashid put theMethod brand on the map. Thoughnot free of functional de...
ArchetypesUniversal patterns of theme and form resulting from innatebiases or dispositions.Archetypes are found in the the...
These are proposed designs for      years), clearly warn people to stay     brilliant application of archetypala marker sy...
Area AlignmentAlignment based on the area of elements versus theedges of elements.With the advent of professional design a...
The left column is center-alignedbased on the edges of the objects.The right column is center-alignedbased on the areas of...
Attractiveness BiasA tendency to see attractive people as more intelligent,competent, moral, and sociable than unattractiv...
The first presidential debate betweenRichard Nixon and John Kennedy(1960) is a classic demonstration ofthe attractiveness ...
Baby-Face BiasA tendency to see people and things with baby-facedfeatures as more naïve, helpless, and honest than thosewi...
Baby-face characteristics includeround features, large eyes, smallnoses, high foreheads, and shortchins. Superneonatal and...
Biophilia EffectEnvironments rich in nature views and imageryreduce stress and enhance focus and concentration.1Poets and ...
Before-and-after proposal for acentral hallway redesign in a leadingU.S. hospital based on the biophiliaeffect. The instal...
Cathedral EffectA relationship between the perceived height of aceiling and cognition. High ceilings promote abstractthink...
Worm’s Eye View   Creativity                              High CeilingBird’s Eye View    Focus                            ...
ChunkingA technique of combining many units of information into alimited number of units or chunks, so that the informatio...
This e-learning course by Kaplan                         EduNeering makes excellent use                         of chunkin...
Classical ConditioningA technique used to associate a stimulus with anunconscious physical or emotional response.Classical...
This poster features before and after   emotional reaction evoked byimages of Jacqueline Saburido, a        Jacqueline’s i...
ClosureA tendency to perceive a set of individual elements asa single, recognizable pattern, rather than multiple,individu...
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Universal Principles of Design

  1. 1. Universal Principles of Design William Lidwell Kritina Holden Jill Butler125 Ways to Enhance Usability,Influence Perception, Increase Appeal, Make BetterDesign Decisions, and Teach through Design
  2. 2. For our dads... John C. Butler Larry W. Lidwell
  3. 3. Contents Alphabetical11 Foreword 54 Confirmation 98 Fitts’ Law12 Introduction 56 Consistency 100 Five Hat Racks14 80/20 Rule 58 Constancy 102 Flexibility-Usability Tradeoff16 Accessibility 60 Constraint 104 Forgiveness18 Advance Organizer 62 Contour Bias 106 Form Follows Function20 Aesthetic-Usability Effect 64 Control 108 Framing22 Affordance 66 Convergence 110 Freeze-Flight-Fight-Forfeit24 Alignment 68 Cost-Benefit 112 Garbage In–Garbage Out26 Anthropomorphic Form 70 Defensible Space 114 Golden Ratio28 Archetypes 72 Depth of Processing 116 Good Continuation30 Area Alignment 74 Design by Commitee 118 Gutenberg Diagram32 Attractiveness Bias 76 Desire Line 120 Hick’s Law34 Baby-Face Bias 78 Development Cycle 122 Hierarchy36 Biophilia Effect 80 Entry Point 124 Hierarchy of Needs38 Cathedral Effect 82 Errors 126 Highlighting40 Chunking 84 Expectation Effect 128 Horror Vacui42 Classical Conditioning 86 Exposure Effect 130 Hunter-Nurturer Fixations44 Closure 88 Face-ism Ratio 132 Iconic Representation46 Cognitive Dissonance 90 Factor of Safety 134 Immersion48 Color 92 Feedback Loop 136 Inattentional Blindness50 Common Fate 94 Fibonacci Sequence 138 Interference Effects52 Comparison 96 Figure-Ground Relationship 140 Inverted Pyramid
  4. 4. 142 Iteration 184 Picture Superiority Effect 228 Stickiness144 Law of Prägnanz 186 Priming 230 Storytelling146 Layering 188 Progressive Disclosure 232 Structural Forms148 Legibility 190 Propositional Density 234 Symmetry150 Life Cycle 192 Prospect-Refuge 236 Threat Detection152 Mapping 194 Prototyping 238 Three-Dimensional Projection154 Mental Model 196 Proximity 240 Top-Down Lighting Bias156 Mimicry 198 Readability 242 Uncanny Valley158 Mnemonic Device 200 Recognition Over Recall 244 Uncertainty Principle160 Modularity 202 Red Effect 246 Uniform Connectedness162 Most Advanced Yet Acceptable 204 Redundancy 248 Veblen Effect164 Most Average Facial 206 Rosetta Stone 250 Visibility Appearance Effect 208 Rule of Thirds 252 Visuospacial Resonance166 Normal Distribution 210 Satisficing 254 von Restorff Effect168 Not Invented Here 212 Savanna Preference 256 Wabi-Sabi170 Nudge 214 Scaling Fallacy 258 Waist-to-Hip Ratio172 Ockham’s Razor 216 Scarcity 260 Wayfinding174 Operant Conditioning 218 Self-Similarity 262 Weakest Link176 Orientation Sensitivity 220 Serial Position Effects 264 Credits178 Performance Load 222 Shaping 266 Acknowledgments180 Performance Versus Preference 224 Signal-to-Noise Ratio 267 About the Authors182 Personas 226 Similarity 268 Index
  5. 5. Contents CategoricalHow can I influence the How can I help people How can I enhance theway a design is perceived? learn from a design? usability of a design?22 Affordance 16 Accessibility 14 80/20 Rule24 Alignment 18 Advance Organizer 16 Accessibility26 Anthromorphic Form 36 Biophilia Effect 20 Aesthetic-Usability Effect44 Closure 38 Cathedral Effect 22 Affordance48 Color 40 Chunking 54 Confirmation50 Common Fate 42 Classical Conditioning 56 Consistency56 Consistency 52 Comparison 60 Constraint58 Constancy 72 Depth of Processing 64 Control62 Contour Bias 86 Exposure Effect 68 Cost-Benefit88 Face-ism Ratio 104 Forgiveness 76 Desire Line96 Figure-Ground Relationship 112 Garbage In–Garbage Out 80 Entry Point100 Five Hat Racks 122 Hierarchy 82 Errors116 Good Continuation 134 Immersion 98 Fitts’ Law118 Gutenberg Diagram 138 Interference Effects 104 Forgiveness126 Highlighting 140 Inverted Pyramid 110 Freeze-Flight-Fight-Forfeit128 Horror Vacui 146 Layering 120 Hick’s Law132 Iconic Representation 148 Legibility 122 Hierarchy136 Inattentional Blindness 154 Mental Model 132 Iconic Representation138 Interference Effects 158 Mnemonic Device 134 Immersion144 Law of Prägnanz 174 Operant Conditioning 138 Interference Effects146 Layering 178 Performance Load 140 Inverted Pyramid148 Legibility 184 Picture Superiority Effect 146 Layering152 Mapping 188 Progressive Disclosure 152 Mapping176 Orientation Sensitivity 198 Readability 154 Mental Model186 Priming 200 Recognition Over Recall 156 Mimicry196 Proximity 206 Rosetta Stone 170 Nudge202 Red Effect 220 Serial Position Effects 178 Performance Load224 Signal-to-Noise Ratio 222 Shaping 182 Personas236 Threat Detection 224 Signal-to-Noise Ratio 188 Progressive Disclosure238 Three-Dimensional Projection 228 Stickiness 198 Readability240 Top-Down Lighting Bias 230 Storytelling 200 Recognition Over Recall246 Uniform Connectedness 254 von Restorff Effect 224 Signal-to-Noise Ratio250 Visibility 250 Visibility252 Visuospacial Resonance 260 Wayfinding8 Universal Principles of Design
  6. 6. How can I increase the How can I make betterappeal of a design? design decisions?20 Aesthetic-Usability Effect 240 Top-Down Lighting Bias 14 80/20 Rule24 Alignment 242 Uncanny Valley 16 Accessibility26 Anthromorphic Form 248 Veblen Effect 52 Comparison28 Archetypes 256 Wabi-Sabi 66 Convergence30 Area Alignment 258 Waist-to-Hip Ratio 68 Cost-Benefit32 Attractiveness Bias 74 Design by Committee34 Baby-Face Bias 78 Development Cycle42 Classical Conditioning 82 Errors46 Cognitive Dissonance 84 Expectation Effect48 Color 90 Factor of Safety70 Defensible Space 92 Feedback Loop80 Entry Point 102 Flexibility-Usability Tradeoff86 Exposure Effect 106 Form Follows Function88 Face-ism Ratio 110 Freeze-Flight-Fight-Forfeit94 Fibonacci Sequence 112 Garbage In–Garbage Out108 Framing 124 Hierarchy of Needs114 Golden Ratio 142 Iteration130 Hunter-Nurturer Fixations 150 Life Cycle156 Mimicry 160 Modularity164 Most Average Facial 162 Most Advanced Yet Acceptable Appearance Effect 166 Normal Distribution174 Operant Conditioning 168 Not Invented Here190 Propositional Density 172 Ockham’s Razor192 Prospect-Refuge 180 Performance Versus Preference202 Red Effect 182 Personas208 Rule of Thirds 194 Prototyping212 Savanna Preference 204 Redundancy216 Scarcity 210 Satisficing218 Self-Similarity 214 Scaling Fallacy224 Signal-to-Noise Ratio 232 Structural Forms226 Similarity 244 Uncertainty Principle228 Stickiness 262 Weakest Link230 Storytelling234 Symmetry 9
  7. 7. 10 Universal Principles of Design
  8. 8. ForewordCourses in psychology and anthropology were glaringly absent from myundergraduate and graduate design education. Indeed, a deeper understandingof human behavior and a scholarly approach to design were almost entirelyoverlooked. I left college with considerable knowledge in form making and verylittle knowledge in understanding human perception and meaning making.Universal Principles of Design is a resource that helps to fill in some of the gaps,dispel myths, and give sound reasons for much of what is felt intuitively, and yetnot fully understood.For years I’ve been a fan of the HGTV house buying-fixing-renovating shows onTV, and I’ve never seen one person express a desire for low ceilings, rooms withsmall windows, or a bad view. Universal Principles of Design guides the designertoward the reasons that people love high, expansive ceilings — the CathedralEffect — and big windows with beautiful nature views — the Biophilia Effect. Andwho would have guessed that high ceilings promote creativity and that views ofnature are restorative to the sense of well-being?I’ve never really had reasons as to why some products resonate with manypeople and others don’t, nor did I know that there’s a method to calculate thehuman response. Intuitively, I’ve always felt that good design coupled with goodquality trumped all, and although those two qualities are a big part of the picture,there’s much more to consider in the deeper underlying symbols and meanings.Propositional Density looks at meaning in terms of analogies of shape, meaning,and supposition. It gives the designer the ability to calculate the product design’scapability to resonate with people. Maybe even more importantly, it gives thedesigner a way to communicate with a client in terms of supporting the choicesthat have been made for the design.Universal Principles of Design brought me to a deeper understanding of thehuman equation in design. There’s so much more to design than what meets theeye in surface styling. Human motivation is mysterious and tied to subconsciousinstincts, perceptions, and influences. Universal Principles of Design revealsthe driving forces behind human motivation and brings the designer to anunderstanding of the intuitive. These principles aren’t guesswork. They’re real,based on sound research, and they work. Kimberly Elam Chair of Graphic + Interactive Communication Department Ringling College of Art and Design Foreword 11
  9. 9. IntroductionNot long ago, designers were eclectic generalists. They studied art, science, andreligion in order to understand the basic workings of nature, and then appliedwhat they learned to solve the problems of the day. Over time, the quantity andcomplexity of accumulated knowledge led to increased specialization amongdesigners, and breadth of knowledge was increasingly traded for depth ofknowledge. This trend continues today. As designers become more specialized,awareness of advances and discoveries in other areas of specialization diminishes.This is inevitable and unfortunate, since much can be learned from progress inother design disciplines.Convenient access to cross-disciplinary design knowledge has not previously beenavailable. A designer interested in learning about other areas of specializationwould have to study texts from many different design disciplines. Determiningwhich texts in each discipline are worthy of study would be the first challenge,deciphering the specialized terminology of the texts the second, and enduring thedepth of detail the third. The effort is significant, and rarely expended beyond briefexcursions into unfamiliar areas to research specific problems. The goal of thisbook is to assist designers with these challenges, and reduce the effort required tolearn about the key principles of design across disciplines.The concepts in this book, broadly referred to as “principles,” consist of laws,guidelines, human biases, and general design considerations. The principleswere selected from a variety of design disciplines based on several factors,including utility, degree of misuse or misunderstanding, and strength of supportingevidence. The selection of 125 concepts should not be interpreted to mean thatthere are only 125 relevant principles of design—there are obviously many more.12 Universal Principles of Design
  10. 10. The book is organized alphabetically so that principles can be easily and quicklyreferenced by name. For those interested in addressing a specific problem ofdesign, the principles have also been indexed by questions commonly confrontingdesigners (see previous page). Each principle is presented in a two-page format.The left-hand page contains a succinct definition, a full description of theprinciple, examples of its use, and guidelines for use. Side notes appear to theright of the text, and provide elaborations and references. The right-hand pagecontains visual examples and related graphics to support a deeper understandingof the principle.Sound design is not only within the reach of a small set of uniquely talentedindividuals, but can be achieved by virtually all designers. The use of well-established design principles increases the probability that a design will besuccessful. Use Universal Principles of Design as a resource to increase yourcross-disciplinary knowledge and understanding of design, promote brainstormingand idea generation for design problems, and refresh your memory of designprinciples that are infrequently applied. Finally, use it as a means of checkingthe quality of your design process and product. A paraphrase of William Strunk’sfamous admonition makes the point nicely: The best designers sometimes disregard the principles of design. When they do so, however, there is usually some compensating merit attained at the cost of the violation. Unless you are certain of doing as well, it is best to abide by the principles.William LidwellKritina HoldenJill Butler Introduction 13
  11. 11. 80/20 RuleA high percentage of effects in any large system arecaused by a low percentage of variables.1The 80/20 rule asserts that approximately 80 percent of the effects generated 1 Also known as Pareto’s Principle, Juran’s Principle, and Vital Few and Trivial Many Rule.by any large system are caused by 20 percent of the variables in that system.The 80/20 rule is observed in all large systems, including those in economics,management, user interface design, quality control, and engineering, to name a 2 The first recognition of the 80/20 rule is attributed to Vilfredo Pareto, an Italianfew. The specific percentages are not important, as measures of actual systems economist who observed that 20 percent ofindicate that the proportion of critical variables varies between 10 percent and 30 the Italian people possessed 80 percent of thepercent. The universality of the 80/20 rule suggests a link to normally distributed wealth. The seminal work on the 80/20 rule issystems, which limits its application to variables that are influenced by many small Quality Control Handbook by Joseph M. Juran (Ed.), McGraw-Hill, 1951.and unrelated effects—e.g., systems that are used by large numbers of people ina variety of ways. A few examples of the 80/20 rule include: 2 80 percent of a product’s usage involves 20 percent of its features. 80 percent of a town’s traffic is on 20 percent of its roads. 80 percent of a company’s revenue comes from 20 percent of its products. 80 percent of innovation comes from 20 percent of the people. 80 percent of progress comes from 20 percent of the effort. 80 percent of errors are caused by 20 percent of the components.The 80/20 rule is useful for focusing resources and, in turn, realizing greaterefficiencies in design. For example, if the critical 20 percent of a product’sfeatures are used 80 percent of the time, design and testing resources shouldfocus primarily on those features. The remaining 80 percent of the features shouldbe reevaluated to verify their value in the design. Similarly, when redesigningsystems to make them more efficient, focusing on aspects of the system beyondthe critical 20 percent quickly yields diminishing returns; improvements beyondthe critical 20 percent will result in less substantial gains that are often offset bythe introduction of errors or new problems into the system.All elements in a design are not created equal. Use the 80/20 rule to assess thevalue of elements, target areas of redesign and optimization, and focus resourcesin an efficient manner. Noncritical functions that are part of the less-important 80percent should be minimized or removed altogether from the design. When timeand resources are limited, resist efforts to correct and optimize designs beyondthe critical 20 percent, as such efforts yield diminishing returns. Generally, limitthe application of the 80/20 rule to variables in a system that are influenced bymany small and unrelated effects.See also Cost-Benefit, Form Follows Function, Highlighting, Most Advanced Yet Acceptable, and Normal Distribution.14 Universal Principles of Design
  12. 12. File Edit View Format Font Paragraph Help File Edit View Format Font Paragraph Help Normal Online Layout Page Layout Outline Master Document Formatting Palette Toolbars Standard Header and Footer Formatting Footnotes AutoText Comments Background Contact Reveal Formatting DataBase Full Screen Drawing Zoom... Forms Movie Picture Customize...Graphical user interfaces concealmost of their functions in drop-downmenus (bottom image). This reducesthe complexity of the display, but alsomakes frequently used functions moredifficult to access. Identifying the critical20 percent of the functions and makingthem readily available in toolbars solvesthe problem (top image). 80/20 Rule 15
  13. 13. AccessibilityObjects and environments should be designed to be usable,without modification, by as many people as possible.1The principle of accessibility asserts that designs should be usable by people of 1 Also known as barrier-free design and relateddiverse abilities, without special adaptation or modification. Historically, accessibility to universal design and inclusive design.in design focused on accommodating people with disabilities. As knowledge andexperience of accessible design increased, it became increasingly clear that many 2 The four characteristics of accessible designs are derived from W3C Web Contentrequired “accommodations” could be designed to benefit everyone. There are Accessibility Guidelines 1. 0, 1999; ADAfour characteristics of accessible designs: perceptibility, operability, simplicity, Accessibility Guidelines for Buildings andand forgiveness.2 Facilities, 1998; and Accessible Environments: Toward Universal Design by Ronald L. Mace,Perceptibility is achieved when everyone can perceive the design, regardless Graeme J. Hardie, and Jaine P. Place, The Center for Universal Design, North Carolinaof sensory abilities. Basic guidelines for improving perceptibility are: present State University, 1996.information using redundant coding methods (e.g., textual, iconic, and tactile);provide compatibility with assistive sensory technologies (e.g., ALT tags for imageson the Internet); and position controls and information so that seated and standingusers can perceive them.Operability is achieved when everyone can use the design, regardless of physicalabilities. Basic guidelines for improving operability are: minimize repetitive actionsand the need for sustained physical effort; facilitate use of controls throughgood affordances and constraints; provide compatibility with assistive physicaltechnologies (e.g., wheelchair access); and position controls and information sothat seated and standing users can access them.Simplicity is achieved when everyone can easily understand and use the design,regardless of experience, literacy, or concentration level. Basic guidelines forimproving simplicity are: remove unnecessary complexity; clearly and consistentlycode and label controls and modes of operation; use progressive disclosure topresent only relevant information and controls; provide clear prompting andfeedback for all actions; and ensure that reading levels accommodate a widerange of literacy.Forgiveness is achieved when designs minimize the occurrence and consequencesof errors. Basic guidelines for improving forgiveness are: use good affordances andconstraints (e.g., controls that can only be used the correct way) to prevent errorsfrom occurring; use confirmations and warnings to reduce the occurrence of errors;and include reversible actions and safety nets to minimize the consequence oferrors (e.g., the ability to undo an action).See also Affordance, Forgiveness, Legibility, Normal Distribution, and Readability.16 Universal Principles of Design
  14. 14. Aural feedback Visual feedback 1 2 3 4 5 6 6 5 Buttons with raised numbers and Braille EMERGENCY 4 3 TELEPHONE 2 1 Emergency phone system Doors wide enough for wheelchairs Buttons on both sides of door Buttons accessible from wheelchair Elevator large enough for wheelchair Handrails 1 2 3 4 5 6The large elevator has many features redundantly coded with numbers,that make it more accessible than icons, and Braille; feedback isthe small elevator: wide doors permit provided visually and aurally; andeasy access; handrails help people an emergency phone system offersmaintain a standing position; two access to special assistance.sets of controls are easily accessiblefrom a seated position; controls are Accessibility 17
  15. 15. Advance OrganizerAn instructional technique that helps people understandnew information in terms of what they already know.Advance organizers are brief chunks of information—spoken, written, or illustrated— 1 The seminal work on advance organizers ispresented prior to new material to help facilitate learning and understanding. They The Psychology of Meaningful Verbal Learning, Grune and Stratton, 1963; and Educationalare distinct from overviews and summaries in that they are presented on a more Psychology: A Cognitive View (2nd ed.), Holtabstract level than the rest of the information—they present the “big picture” Reinhart, 1978, both by David P. Ausubel.prior to the details. Since the technique depends on a defined entry point, it is See also, “In Defense of Advanced Organizers:generally applied to linear presentations (e.g., traditional classroom instruction), A Reply to the Critics” by David P. Ausubel, Review of Educational Research, vol. 48 (2),and does not work as well in nonlinear, exploratory learning contexts (e.g., free- p. 251–257.play simulation).1 2 An overview or summary, by contrast, wouldThere are two kinds of advance organizers: expository and comparative. The just present the key points on how to controldecision to use one or the other depends on whether the information is new to a forklift.people or similar to material they already know. Expository advance organizers areuseful when audiences have little or no knowledge similar to the information being 3 See, for example, “Twenty Years of Researchtaught. For example, prior to presenting information on how to control a forklift on Advance Organizers: Assimilation Theory isto an audience that knows nothing about them, an advance expository organizer Still the Best Predictor of Effects” by Richardwould first briefly describe the equipment and its function.2 E. Mayer, Instructional Science, 1979, vol. 8, p. 133–167.Comparative advance organizers are useful when audiences have existingknowledge similar to the information being presented. For example, in teachingexperienced forklift operators about how to control a new type of forklift, anadvance comparative organizer would compare and contrast features andoperations between the familiar forklift and the new forklift.The technique’s effectiveness has been difficult to validate, but it does appearto have measurable benefits. Use advance organizers in learning situationsthat begin with an introduction and present information in a linear sequence.When presenting novel information, use expository advance organizers. Whenpresenting information that is similar to what people know, use comparativeadvance organizers.3See also Inverted Pyramid, Rosetta Stone, and Wayfinding.18 Universal Principles of Design
  16. 16. Instructional Strategies Advance Inverted Chunking Storytelling Organizer Pyramid Expository Comparative Expository Advance Organizers Familiar KnowledgeThis is an expository advanceorganizer for advance organizers. At A forklift is a small industrial vehicle with a power-operated pronged platform that canan abstract level, it illustrates that be raised and lowered for insertion under aadvance organizers are a kind of load to be lifted and moved.instructional strategy (like chunking,inverted pyramid, and storytelling) and An expository advancethat there are two types. organizer defines a New Information forklift using familiar concepts (e.g., vehicle) To operate a forklift safely, the operator prior to presenting should know: specific information about 1. How a forklift works forklift operation. 2. How to inspect a forklift 3. How to operate a forklift How a forklift works How to inspect a forklift How to operate a forklift Comparative Advance Organizers A comparative advance organizer Familiar Knowledge New Information leverages familiarity with the 1300A model forklift to introduce the 2300A model. Acme Forklift 1300A Acme Forklift 2300A Acme Forklift 1300A Acme Forklift 2300A Rated Capacity Rated Capacity Acme Forklift 1300A Acme Forklift 2300A Load Center Load Center Acme Forklift 1300A Acme Forklift 2300A Special Instructions Special Instructions Advance Organizer 19
  17. 17. Aesthetic-Usability EffectAesthetic designs are perceived as easier to use thanless-aesthetic designs.1The aesthetic-usability effect describes a phenomenon in which people perceive 1 Note that the authors use the term aesthetic- usability effect for convenient reference.more-aesthetic designs as easier to use than less-aesthetic designs—whether they It does not appear in the seminal work orare or not. The effect has been observed in several experiments, and has significant subsequent research.implications regarding the acceptance, use, and performance of a design.2 2 The seminal work on the aesthetic-usabilityAesthetic designs look easier to use and have a higher probability of being used, effect is “Apparent Usability vs. Inherentwhether or not they actually are easier to use. More usable but less-aesthetic Usability: Experimental Analysis on thedesigns may suffer a lack of acceptance that renders issues of usability moot. Determinants of the Apparent Usability” byThese perceptions bias subsequent interactions and are resistant to change. For Masaaki Kurosu and Kaori Kashimura, CHI ’95 Conference Companion, 1995, p. 292–293.example, in a study of how people use computers, researchers found that earlyimpressions influenced long-term attitudes about their quality and use. A similar 3 “Forming Impressions of Personality” byphenomenon is well documented with regard to human attractiveness—first Solomon E. Asch, Journal of Abnormal andimpressions of people influence attitude formation and measurably affect how Social Psychology, 1946, vol. 41, 258–290.people are perceived and treated.3 4 “Emotion & Design: Attractive Things WorkAesthetics play an important role in the way a design is used. Aesthetic designs are Better” by Donald Norman, www.jnd.org, 2002.more effective at fostering positive attitudes than unaesthetic designs, and makepeople more tolerant of design problems. For example, it is common for peopleto name and develop feelings toward designs that have fostered positive attitudes(e.g., naming a car), and rare for people to do the same with designs that havefostered negative attitudes. Such personal and positive relationships with a designevoke feelings of affection, loyalty, and patience—all significant factors in the long-term usability and overall success of a design. These positive relationships haveimplications for how effectively people interact with designs. Positive relationshipswith a design result in an interaction that helps catalyze creative thinking andproblem solving. Negative relationships result in an interaction that narrowsthinking and stifles creativity. This is especially important in stressful environments,since stress increases fatigue and reduces cognitive performance.4Always aspire to create aesthetic designs. Aesthetic designs are perceived aseasier to use, are more readily accepted and used over time, and promote creativethinking and problem solving. Aesthetic designs also foster positive relationshipswith people, making them more tolerant of problems with a design.See also Attractiveness Bias, Contour Bias, Form Follows Function, Golden Ratio, Law of Prägnanz, Ockham’s Razor, and Rule of Thirds.20 Universal Principles of Design
  18. 18. Nokia was one of the first companiesto realize that adoption of cellularphones required more than basiccommunication features. Cellularphones need to be rechargedfrequently, carried around, and oftensuffer from signal loss or interference;they are not trouble-free devices.Aesthetic elements like color coversand customizable rings are more thanornaments; the aesthetic elementscreate a positive relationship withusers that, in turn, make suchtroubles more tolerable and thedevices more successful. While VCR’s around the world continue flashing 12:00 because users cannot figure out the poorly designed time and recording controls, TiVo is setting a new bar for recording convenience and usability. TiVo’s intelligent and automated recording features, simple navigation through attractive on-screen menus, and pleasant and distinct auditory feedback are changing the way people record and watch their favorite programs. Aesthetic-Usability Effect 21
  19. 19. AffordanceA property in which the physical characteristics of anobject or environment influence its function.Objects and environments are better suited for some functions than others. Round 1 The seminal work on affordances is “The Theory of Affordances” by James Gibson,wheels are better suited than square wheels for rolling; therefore, round wheels in Perceiving, Acting, and Knowing by R.are said to better afford rolling. Stairs are better suited than fences for climbing; E. Shaw & J. Bransford (Eds), Lawrencetherefore, stairs are said to better afford climbing. This is not to say that square Erlbaum Associates, 1977; and The Ecologicalwheels cannot be rolled or fences climbed, rather that the physical characteristics Approach to Visual Perception by Jamesof round wheels and stairs better afford the functions of rolling and climbing.1 Gibson, Houghton Mifflin, 1979. A popular treatment of affordances can be found in The Design of Everyday Things by Donald Norman,When the affordance of an object or environment corresponds with its intended Doubleday, 1990.function, the design will perform more efficiently and will be easier to use.Conversely, when the affordance of an object or environment conflicts with its 2 Note that the term affordance refers to theintended function, the design will perform less efficiently and be more difficult to properties of a physical object or environmentuse. For example, a door with a handle affords pulling. Sometimes, doors with only. When images of physical objects orhandles are designed to open only by pushing—the affordance of the handle environments are used (e.g., image of aconflicts with the door’s function. Replace the handle with a flat plate, and it now button), the images, themselves, do not afford anything. The knowledge of button affordancesaffords pushing—the affordance of the flat plate corresponds to the way in which exists in the mind of the perceiver basedthe door can be used. The design is improved. on experience with physical buttons—it is not a property of the image. Therefore, theImages of common physical objects and environments can enhance the usability affordance is said to be perceived. See, forof a design. For example, a drawing of a three-dimensional button on a computer example, “Affordances and Design” by Donald Norman, www.jnd.org.screen leverages our knowledge of the physical characteristics of buttons and,therefore, appears to afford pressing. The popular “desktop” metaphor used bycomputer operating systems is based on this idea—images of common items liketrash cans and folders leverage our knowledge of how those items function in thereal world and, thus, suggest their function in the software environment.2Whenever possible, you should design objects and environments to afford theirintended function, and negatively afford improper use. For example, stackablechairs should only stack one way. Mimic familiar objects and environments inabstract contexts (e.g., software interfaces) to imply the way in which new systemscan be used. When affordances are successfully employed in a design, it willseem inconceivable that the design could function or be used otherwise.See also Constraint, Desire Line, Mapping, and Nudge.22 Universal Principles of Design
  20. 20. OXO is well known for the handle designs of their products; shape, color, and texture combine to create irresistible gripping affordances.Outdoor lighting structures often With opposing male and femaleafford landing and perching for birds. surfaces and featureless sides,Where birds perch, birds poop. This Legos naturally afford plugging intoanti-perch fixture is designed to attach one another.to such structures and reduce theperching affordance.Door affordances frequently conflict,as shown in the door on the left.The “push” affordance of the door isknowable only because of the sign,which conflicts with the powerful“pull” affordance of the handle. Byreplacing the handle with a flat plate,the conflict is eliminated and the signis superfluous. The recessed footplates and handlebar orientation of the Segway Human Transporter afford one mounting position for the user—the correct one. PUSH Affordance 23
  21. 21. AlignmentThe placement of elements such that edges line upalong common rows or columns, or their bodies along acommon center.Elements in a design should be aligned with one or more other elements. This 1 See, for example, Elements of Graph Design by Stephen M. Kosslyn, W. H. Freeman andcreates a sense of unity and cohesion, which contributes to the design’s overall Company, 1994, p. 172.aesthetic and perceived stability. Alignment can also be a powerful means ofleading a person through a design. For example, the rows and columns of agrid or table make explicit the relatedness of elements sharing those rows andcolumns, and lead the eyes left-right and top-bottom accordingly. Edges of thedesign medium (e.g., edge of a page or screen) and the natural positions on thedesign medium (e.g., centerlines) should also be considered alignment elements.In paragraph text, left-aligned and right-aligned text blocks provide more powerfulalignment cues than do center-aligned text blocks. The invisible column createdby left-aligned and right-aligned text blocks presents a clear, visual cue againstwhich other elements of the design can be aligned. Center-aligned text blocks,conversely, provide more visually ambiguous alignment cues, and can be difficultto connect with other elements. Justified text provides more alignment cues thanunjustified text, and should be used in complex compositions with many elements.Although alignment is generally defined in terms of rows and columns, morecomplex forms of alignment exist. In aligning elements along diagonals, forexample, the relative angles between the invisible alignment paths should be 30degrees or greater; separation of less than 30 degrees is too subtle and difficultto detect.1 In spiral or circular alignments, it may be necessary to augment orhighlight the alignment paths so that the alignment is perceptible; otherwisethe elements can appear disparate, and the design disordered. As with all suchprinciples of this type, there are exceptions (e.g., the misalignment of elementsto attract attention or create tension). However, these exceptions are rare, andalignment should be considered the general rule.For most designs, align elements into rows and columns or along a centerline.When elements are not arranged in a row/column format, consider highlighting thealignment paths. Use left- or right-justified text to create the best alignment cues,and consider justified text for complex compositions.See also Aesthetic-Usability Effect, Area Alignment, and Good Continuation.24 Universal Principles of Design
  22. 22. Although there are a number of This conclusion is supported by adjacent on the ballot. A simpleproblems with the design of the the improbable number of votes for adjustment to the ballot designbutterfly ballot, most of the confusion Patrick Buchanan in Palm Beach would have dramatically reducedresulted from the misalignment County, and the number of double the error rate.of the rows and punch-hole lines. votes that occurred for candidates Alignment 25
  23. 23. Anthropomorphic FormA tendency to find forms that appear humanoid or exhibithumanlike characteristics appealing.Humans are predisposed to perceive certain forms and patterns as 1 Empirical literature on anthropomorphic design is surprisingly nascent. See, for example,humanlike — specifically, forms and patterns that resemble faces and body “From Seduction to Fulfillment: The Use ofproportions. This tendency, when applied to design, is an effective means of Anthropomorphic Form in Design” by Carlgetting attention, establishing a positive affective tone for interactions, and DiSalvo and Francine Gemperle, Proceedingsforming a relationship based, in part, on emotional appeal. To explore how of the 2003 International Conferenceanthropomorphic form can be applied, consider the design of three bottles.1 on Designing Pleasurable Products and Interfaces, 2003, p. 67–72.The classic 1915 Coca-Cola “contour” bottle, often referred to as the “Mae West”bottle due to its distinctly feminine proportions, was a break with the straight andrelatively featureless bottles of its day. In addition to its novelty, however, the bottlebenefited from a number of anthropomorphic projections such as health, vitality,sexiness, and femininity, attributes that appealed to the predominantly femalebuyers of the time. The Mae West comparison is apt, because like the actress,the Coke bottle demanded (and got) the attention of all passersby.Anthropomorphic forms do not necessarily need to look like a face or body to becompelling. Consider the Adiri Natural Nurser baby bottle. The bottle is designedto look and feel like a female breast, and not surprisingly it elicits the positiveassociations people have with breastfeeding. The affective tone set by the bottle isone of naturalness and caring. What parent would choose a traditional, inorganic-looking bottle when such a supple, natural-looking substitute for the real thingwas available? This, of course, does not mean the bottle performs better thannonanthropomorphic bottle designs, but it does mean the general inference ofmost people, based on its appearance, is that it does perform better.Lastly, the Method Dish Soap bottle, nicknamed the “dish butler,” brings a moreabstract anthropomorphic form to bear. The bottle transforms the perception ofdish soap bottles from utilitarian containers to be hidden beneath counters tosculptural pieces to be displayed proudly atop counters. The large bulbous headtriggers baby-face bias cognitive wiring, reinforcing its aesthetic appeal as well asassociations such as safety, honesty, and purity. Labeling is applied in what wouldbe the chest region, with a round logo on top, giving it the appearance of a kindof superhero costume. It is more than a dish soap bottle — it is a helper, an artpiece, and a symbol of sophistication and cleanliness.Consider anthropomorphic forms to attract attention and establish emotionalconnections. Favor more abstract versus realistic anthropomorphic forms, asrealistic depictions often decrease, not increase, aesthetic appeal. Use femininebody proportions to elicit associations of sexuality and vitality. Use roundanthropomorphic forms to elicit babylike associations, and more angular forms toelicit masculine, aggressive associations.See also Baby-Face Bias, Contour Bias, Uncanny Valley, and Waist-to-Hip Ratio.26 Universal Principles of Design
  24. 24. The Method Dish Soap bottle (left)designed by Karim Rashid put theMethod brand on the map. Thoughnot free of functional deficiencies(e.g., leaking valve), its abstractanthropomorphic form gave it asculptural, affective quality notpreviously found in soap bottles.Contrast it with its disappointingreplacement (right). Anthropomorphic Form 27
  25. 25. ArchetypesUniversal patterns of theme and form resulting from innatebiases or dispositions.Archetypes are found in the themes of myths (e.g., death and rebirth), characters 1 The seminal work on archetypes is “The Archetypes and the Collective Unconscious”in literature (e.g., hero and villain), and imagery in dreams (e.g., eyes and teeth). by Carl G. Jung, in the Collected Works of C.They are believed to be a product of unconscious biases and dispositions that G. Jung, Vol. 9 Part 1 (translated by R. F. C.have been “hardwired” in the brain over the course of human evolution. Since Hull), Princeton University Press, 1981.these innate biases and dispositions are unconscious, their existence is inferredwhen common patterns emerge in many cultures over long periods. Identifying 2 See The Hero and the Outlaw: Buildingand aligning appropriate archetypes with a design will increase its probability of Extraordinary Brands through the Power ofsuccess.1 Archetypes by Margaret Mark and Carol S. Pearson, McGraw-Hill Trade, 2001.Harley-Davidson aligns its product design and branding with the outlaw archetype,emphasizing freedom and living outside the rules of society. Products have a 3 The seminal work on archetypes in storytelling is The Hero with a Thousand Faces by Josephcertain look and feel (e.g., black and chrome motorcycles with a loud, distinctive Campbell, Princeton University Press, 1960.sound) and marketing images emphasize rugged looking people in black leather.Nike (named after the Greek goddess of victory), by contrast, aligns its brand withthe Hero archetype, using heroic sports figures to promote its product. MichaelJordan, Tiger Woods, and Lance Armstrong are all shown wearing Nike productswhile typically striking a heroic pose. This does not mean that a picture of MichaelJordan on a Harley wouldn’t help sell motorcycles, or that a picture of a group ofoutlaws wearing Nike leather jackets wouldn’t help sell sportswear. It does meanthat the probability of success would be lower because the archetypes do not alignwith the design.2In storytelling, archetypal themes are all too familiar. For example, one archetypalplot—the Hero’s Journey—can be summarized as follows: a prospective hero iscalled to an adventure that he or she refuses; a meeting with a mentor occurs andthe hero meets the call; the hero experiences various trials, often including thedefeat or death of the mentor by an ultimate enemy; the hero must overcome self-doubt and confront the ultimate enemy; the hero defeats the ultimate enemy andreturns home to great celebration. This archetypal theme has been successfullyemployed by filmmakers like George Lucas and George Miller, and is also evidentin the works of Steven Spielberg, John Boorman, Francis Coppola, and a numberof Disney animated films.3Consider archetypal themes and forms in all aspects of a design—from formand function to name and brand. Since archetypes influence perception onan unconscious and primarily affective level, they are especially useful whentraditional modes of communication (e.g., language) cannot be used. Note thatreactions to specific archetypes may vary across cultures and, therefore, shouldbe tested on target populations prior to use.See also Affordance, Biophilia Effect, Contour Bias, Mimicry, and Threat Detection.28 Universal Principles of Design
  26. 26. These are proposed designs for years), clearly warn people to stay brilliant application of archetypala marker system to warn future away from the area, and assume theme and form—parched earth,generations of the presence of a that future civilizations will not be snakelike earthworks, and claws andnuclear- waste disposal site. The knowledgeable of radioactive hazards thorns—to warn future humans of thedesign specification required the or speak any language known today. radioactive hazards on an affective,markers to stand for the life of The designs address this seemingly instinctive level.the radioactive hazard (10,000 impossible specification through the Archetypes 29
  27. 27. Area AlignmentAlignment based on the area of elements versus theedges of elements.With the advent of professional design and engineering software, elements in adesign can be aligned with exacting precision. However, the alignment supportedby software is based on the edges of elements — including center alignment,which calculates a center based on the edges. This method works well whenelements are relatively uniform and symmetrical, but less well when the elementsare nonuniform and asymmetrical. In these latter cases, it is preferable to alignbased on the visual weight or area of the elements, a technique that must beperformed using the designer’s eye and judgment. Using edge alignment whenarea alignment is called for is one of the most common errors in graphic design.A satisfactory area alignment can be achieved by positioning an object along theaxis of alignment such that an equal amount of area or visual weight hangs oneither side — if the object had mass, it would be balanced on the axis. Unlike thestraight edge achieved by left- or right-aligning similar elements based on theiredges, alignment based on area invariably creates a ragged edge. This requiresthat parts of elements hang in the gutters or margins when aligned with stronglyrectilinear elements, but it represents the strongest possible perceived alignmentthat can be achieved for morphologically dissimilar elements.The principle applies to text as well as graphical elements. For example, thehorizontal center of a left-aligned text chunk with a right ragged edge, basedon its area, would be to the left of a horizontal center based on its width — areaalignment calculates the horizontal center in consideration of the reduced areaof the ragged right edge, moving the horizontal center to the left, whereas edgealignment simply calculates the horizontal center as though the text chunk werea rectangle, with the right edge determined by the rightmost character. Othercommon text examples include pull quotes, which should be aligned based onthe text edge and not on the quotation marks; and numbered or bulleted items,which should be aligned based on the text edge and not on the numbers andbullets, unless the specific intent is to subordinate the listed items.Consider area alignment when incorporating dissimilar elements into acomposition. When objects are simple and symmetrical, align based on theiredges; otherwise, align based on their areas. Unless there is some extraordinaryoverriding consideration, always hang pull quotes. Hang numbers and bulletswhen listing items, except when the items are meant to be subordinate.See also Alignment, Good Continuation, and Uniform Connectedness.30 Universal Principles of Design
  28. 28. The left column is center-alignedbased on the edges of the objects.The right column is center-alignedbased on the areas of the objects.Note the improvement achieved byusing area alignment. Area Aliggnment 31
  29. 29. Attractiveness BiasA tendency to see attractive people as more intelligent,competent, moral, and sociable than unattractive people.1Attractive people are generally perceived more positively than unattractive people. 1 Also known as look-ism.They receive more attention from the opposite sex, receive more affection fromtheir mothers, receive more leniency from judges and juries, and receive more 2 The seminal work on the attractiveness biasvotes from the electorate than do unattractive people. All other variables being is “What Is Beautiful Is Good” by Karen Dion, Ellen Berscheid, and Elaine Walster, Journalequal, attractive people are preferred in hiring decisions, and will make more of Personality and Social Psychology, 1972,money doing the same work than unattractive people. The attractiveness bias is vol. 24(3), p. 285–290. A nice contemporarya function of both biological and environmental factors.2 review of the attractiveness bias research is “Maxims or Myths of Beauty? A Meta-analyticBiologically speaking, people are attractive when they exude health and fertility. and Theoretical Review” by Judith H. Langlois, et al., Psychological Bulletin, 2000, vol. 126(3),Good biological measures for health and fertility are average and symmetrical p. 390–423.facial features, and a waist-to-hip ratio in the ideal range (0.70 for women, 0.90 formen). An absence of these features is thought to be an indicator of malnutrition, 3 See, for example, “Baby Beautiful: Adultdisease, or bad genes; none of which are preferable attributes for a potential mate. Attributions of Infant Competence as aBiological factors of attraction are innate and true across cultures. For example, Function of Infant Attractiveness” by Cookiein studies presenting images of attractive and unattractive people to babies (two- W. Stephan and Judith H. Langlois, Childmonths-old and six-months-old), the babies looked longer at the attractive people Development, 1984, vol. 55, p. 576–585.regardless of their gender, age, or race.3 4 Survival of the Prettiest: The Science of BeautyEnvironmentally speaking, men are attracted to women when they exaggerate by Nancy Etcoff, Anchor Books, 2000.socially acknowledged features of sexuality (e.g., lipstick to exaggerate lips); andwomen are attracted to men when they appear to possess wealth and power (e.g.,expensive automobiles). For example, in studies presenting images of attractiveand unattractive people to men and women, along with descriptions of theiroccupations, women preferred unattractive men with high-paying occupationsequally to attractive men with medium-paying occupations. However, men neverpreferred unattractive women regardless of their financial status. Environmentalfactors of attraction vary considerably across cultures.4Consider the attractiveness bias in design contexts involving images of people,such as marketing and advertising. When the presentation of attractive women isa key element of a design, use renderings or images of women with waist-to-hipratios of approximately 0.70, accented by culturally appropriate augmentationsof sexual features. When the presentation of attractive men is a key element of adesign, use renderings or images of men with waist-to-hip ratios of approximately0.90, and visible indicators of wealth or status (e.g., expensive clothing).See also Anthropomorphic Form, Baby-Face Bias, Most Average Facial Appearance Effect, Red Effect, and Waist-to-Hip Ratio.32 Universal Principles of Design
  30. 30. The first presidential debate betweenRichard Nixon and John Kennedy(1960) is a classic demonstration ofthe attractiveness bias. Nixon wasill and running a fever. He worelight colors and no makeup, furtherwhitening his already pale complexionand contrasting his five-o’clockshadow. Kennedy wore dark colors,makeup, and practiced his delivery ina studio prior to the debate. Peoplewho listened to the debate by radiobelieved Nixon to be the winner.However, people who watched thedebate on TV came to a very differentconclusion. Attractiveness Bias 33
  31. 31. Baby-Face BiasA tendency to see people and things with baby-facedfeatures as more naïve, helpless, and honest than thosewith mature features.People and things with round features, large eyes, small noses, high foreheads, 1 The seminal work on the baby-face bias is “Ganzheit und Teil in der tierischen undshort chins, and relatively lighter skin and hair are perceived as babylike and, as menschlichen Gemeinschaft” [Part and Parcela result, as having babylike personality attributes: naiveté, helplessness, honesty, in Animal and Human Societies] by Konradand innocence. The bias is found across all age ranges, cultures, and many Lorenz, Studium Generale, 1950, vol. 3(9).mammalian species.1 2 See Reading Faces: Window to the Soul byThe degree to which people are influenced by the baby-face bias is evident in Leslie A. Zebraowitz, Westview Press, 1998.how babies are treated by adults. For example, babies with weak baby-face There are many other factors that couldfeatures receive less positive attention from adults and are rated as less likable, account for this statistic. For example, the level of care and frequency of crying in prematureless attractive, and less fun to be with than babies with strong baby-face features. babies is significantly higher than for normal-Large, round heads and eyes appear to be the strongest of the facial cues term babies, which could contribute to thecontributing to this bias. For example, premature babies often lack these key stress of the caregiver.baby-face features (e.g., their eyes are closed, and their heads are less round)and are rated by adults as less desirable to care for or be around. A potentiallyrelated phenomenon is the rate of child abuse for premature babies, which isapproximately 300 percent greater than for normal-term babies.2Baby-faced adults are subject to a similar biased. However, unlike with children,there are liabilities to being a baby-faced adult. Baby-faced adults appearing incommercials are effective when their role involves innocence and honesty, suchas a personal testimonial for a product, but ineffective when their role involvesspeaking authoritatively about a topic, such as a doctor asserting the benefit of aproduct. Baby-faced adults are perceived as simple and naïve, and have difficultybeing taken seriously in situations where expertise or confrontation is required. Inlegal proceedings, baby-faced adults are more likely to be found innocent whenthe alleged crime involves an intentional act, but are more likely to be found guiltywhen the alleged crime involves a negligent act. It is apparently more believablethat a baby-faced person would do wrong accidentally than purposefully.Interestingly, when a baby-faced defendant pleads guilty, they receive harshersentences than mature-faced defendants—it seems the contrast between theexpectation of innocence and the conclusion of guilt evokes a harsher reactionthan when the expectation and the conclusion align.Consider the baby-face bias in the design of characters or products when facialattributes are prominent (e.g., cartoon characters for children). Characters of thistype can be made more appealing by exaggerating the various neonatal features(e.g., larger, rounder eyes). In marketing and advertising, use mature-facedpeople when conveying expertise and authority; use baby-faced people whenconveying testimonial information and submissiveness.See also Anthropomorphic Form, Contour Bias, Attractiveness Bias, Mimicry, and Savanna Preference.34 Universal Principles of Design
  32. 32. Baby-face characteristics includeround features, large eyes, smallnoses, high foreheads, and shortchins. Superneonatal and super-mature features are usually only foundin cartoon characters and mythiccreatures. Baby-face features correlatewith perceptions of helplessnessand innocence, whereas maturefeatures correlate with perceptions ofknowledge and authority. Baby-Face Bias 35
  33. 33. Biophilia EffectEnvironments rich in nature views and imageryreduce stress and enhance focus and concentration.1Poets and philosophers have long held that exposure to natural environments 1 The term biophilia effect is based on the biophilia hypothesis first proposed by Erichproduces restorative benefits. In the past few decades, this claim has been tested Fromm and popularized by Edward Wilson.empirically and, indeed, it does appear that exposure to nature confers benefits See, for example, The Biophilia Hypothesis,emotionally, cognitively, and physically.2 by Stephen Kellert and Edward Wilson (Eds.), Island Press, 1995.For example, in a longitudinal study following seven- to twelve-year-olds throughhousing relocation, children who experienced the greatest increase in nature 2 The seminal work on the biophilia effect is Psychology: The Briefer Course by Williamviews from their windows made the greatest gains in standard tests of attention James, Holt, 1892. The seminal empirical work(potential confounding variables such as differences in home quality were on the effect is Cognition and Environment:controlled).3 A comparable effect was observed with college students based on Functioning in an Uncertain World by Stephenthe nature views from their dorm windows. Studies that examined the effects of Kaplan and Rachel Kaplan, Praeger Press,gardening, backpacking, and exposure to nature pictures versus urban pictures 1982.corroborate the effect. One interesting finding is that the effect does not seem to 3 “At Home with Nature: Effects of ‘Greenness’require real plants in the environment, but mere imagery — window views, posters on Children’s Cognitive Functioning” by Nancyon the wall, and so forth seem to suffice.4 Wells, Environment and Behavior, 2000, vol. 32(6).Although some non-natural environments may confer similar benefits, nature 4 “The Restorative Benefits of Nature: Towardscenes appear to be the most reliable and consistent source for the general an Integrative Framework” by Stephen Kaplan,population. Why should nature imagery be more restorative and conducive to Journal of Environmental Psychology, 1995,concentration than, for example, urban imagery? The effect is believed to result vol. 15, p. 169–182.from the differential manner in which the prefrontal cortex processes natureimagery versus urban imagery. However, given that photographs of nature versusurban environments are sufficient to trigger the effect, it is likely that the biophiliaeffect is more deeply rooted in the brain than the prefrontal cortex — perhaps aninnate bias for greenery evolved in early humans because it conferred a selectiveadvantage, a bias likely related to the savanna preference.Consider the biophilia effect in the design of all environments, but in particular,environments in which learning, healing, and concentration are paramount.Although nature imagery seems to suffice in lieu of real nature exposure, thelatter should be favored when possible as it is more likely to produce a stronggeneralizable effect. Though the amount of nature imagery required to maximizethe effect is not fully understood, architectural classics such as Frank LloydWright’s Fallingwater and Mies van der Rohe’s Farnsworth House suggest thatmore nature in the environment is generally better.See also Cathedral Effect, Immersion, Performance Load, Prospect-Refuge, Savanna Preference, and Top-Down Lighting Bias.36 Universal Principles of Design
  34. 34. Before-and-after proposal for acentral hallway redesign in a leadingU.S. hospital based on the biophiliaeffect. The installation, titled “BambooForest,” employs vivid high-resolutionimagery and nature sounds to greetand comfort patients as they movefrom the lobby to their destination.The redesigned hallway serves as amemorable landmark assistingwayfinding, an inspiring passagewaythat is harmonious with life andhealing, and a visible expression ofthe hospital’s commitment to patientcomfort and quality of experience. Biophilia Effect 37
  35. 35. Cathedral EffectA relationship between the perceived height of aceiling and cognition. High ceilings promote abstractthinking and creativity. Low ceilings promote concreteand detail-oriented thinking.It is widely accepted that people prefer high ceilings to low ceilings. Lesser 1 The seminal work on the cathedral effect isknown, however, is that ceiling height can influence how people approach “The Influence of Ceiling Height: The Effect of Priming on the Type of Processing That Peopleproblem solving. Depending on the nature of the problem, ceiling height can Use” by Joan Meyers-Levy and Rui (Juliet)either undermine or enhance problem-solving performance. Zhu, Journal of Consumer Research, August 2007.Conspicuous ceiling height — that is, noticeably low or noticeably high ceilings — promotes different types of cognition, with high ceilings promoting abstractthinking and creativity and low ceilings promoting concrete and detail-orientedthinking. No effect is observed if the ceiling height goes unnoticed. In self-reportmeasures, people predictably rated their general affect as “freer” in high-ceilingedrooms versus “confined” in low-ceilinged rooms. In word tasks, subjects wereable to solve anagram problems more efficiently when the anagram alignedwith ceiling height. For example, subjects in a high-ceilinged room could solvefreedom-related anagrams (e.g., “liberation”) faster than those in a low-ceilingedroom, but were slower to solve confinement-related anagrams (e.g., “restrained”)than those in the low-ceilinged room. A more practical example is an experimentin which two groups were asked to conduct product evaluations, one group ina high-ceilinged room and one in a low-ceilinged room. The group in the high-ceilinged room tended to focus on general product characteristics, whereasthe group in the low-ceilinged room tended to focus on specific features. Onehypothesis is that this effect is due to priming — the stimulation of certain conceptsin memory to promote and enhance cognition regarding related concepts. Withthe cathedral effect, high ceilings prime “freedom” and related concepts and lowceilings prime “confinement” and related concepts.Consider the cathedral effect in the design of work and retail environments.For tasks that require creativity and out-of-the-box thinking (e.g., researchand development) favor large rooms with high ceilings. For tasks that requiredetail-oriented work (e.g., surgical operating room) favor smaller rooms withlower ceilings. In retail environments, favor spaces with high ceilings whenconsumer choice requires imagination (e.g., home remodeling store) andspaces with lower ceilings for more task-oriented shopping (e.g., conveniencestore). Favor high ceilings to extend the time in which visitors remain on site(e.g., casino) and low ceilings to minimize loitering (e.g., fast food restaurant).See also Defensible Space, Exposure Effect, Priming, and Prospect-Refuge.38 Universal Principles of Design
  36. 36. Worm’s Eye View Creativity High CeilingBird’s Eye View Focus Low Ceiling The ability to focus and perform detail-oriented work is enhanced by environments with low ceilings. The ability to perform more creative work is enhanced by environments with high ceilings. A related effect pertains to visual perspective: worm’s-eye views (looking upward) evoke cognition and associations similar to high ceilings, whereas bird’s-eye views (looking downward) evoke cognition and associations similar to low ceilings. Cathedral Effect 39
  37. 37. ChunkingA technique of combining many units of information into alimited number of units or chunks, so that the informationis easier to process and remember.The term chunk refers to a unit of information in short-term memory—a string 1 The seminal work on short-term memory limits is “The Magical Number Seven, Plus orof letters, a word, or a series of numbers. The technique of chunking seeks Minus Two: Some Limits on Our Capacity forto accommodate short-term memory limits by formatting information into a Processing Information” by George Miller, Thesmall number of units. The maximum number of chunks that can be efficiently Psychological Review, 1956, vol. 63, p. 81–97.processed by short-term memory is four, plus or minus one. For example, most As made evident by the title of Miller’s paper,people can remember a list of five words for 30 seconds, but few can remember his original estimate for short-term memory capacity was 7 ± 2 chunks.a list of ten words for 30 seconds. By breaking the list of ten words into multiple,smaller chunks (e.g., two groups of three words, and one group of four words),recall performance is essentially equivalent to the single list of five words.1 2 A readable contemporary reference is Human Memory: Theory and Practice by Alan Baddeley, Allyn & Bacon, 1997. RegardingChunking is often applied as a general technique to simplify designs. This is a short-term memory limits, see, for example,potential misapplication of the principle. The limits specified by this principle “The Magical Number Four in Short-Termdeal specifically with tasks involving memory. For example, it is unnecessary and Memory: A Reconsideration of Mental Storagecounterproductive to restrict the number of dictionary entries on a page to four Capacity” by Nelson Cowan, Behavioral and Brain Sciences, 2001, vol. 24, p. 87–114.or five. Reference-related tasks consist primarily of scanning for a particular item;chunking in this case would dramatically increase the scan time and effort, andyield no benefits.Chunk information when people are required to recall and retain information, orwhen information is used for problem solving. Do not chunk information that isto be searched or scanned. In environments where noise or stress can interferewith concentration, consider chunking critical display information in anticipation ofdiminished short-term memory capacity. Use the contemporary estimate of 4 ± 1chunks when applying this technique.2See also Errors, Mnemonic Device, Performance Load, and Signal-to-Noise Ratio.40 Universal Principles of Design
  38. 38. This e-learning course by Kaplan EduNeering makes excellent use of chunking. Note that the number of content topics (left gray panel) observes the appropriate limits, as do the information chunks on the topics themselves. Overview and Challenge are not counted because they contain organizing information and quizzes only.Familiar words are easier to rememberand chunk together than unfamiliarwords. Of the two lists, list 1 is easierto recall.292635732 7045556791292-63-5732 (704) 555-6791Large strings of numbers are difficultto recall. Chunking large strings ofnumbers into multiple, smaller stringscan help. Most people can remembertheir Social Security number andfrequently called phone numbers. Chunking 41
  39. 39. Classical ConditioningA technique used to associate a stimulus with anunconscious physical or emotional response.Classical conditioning was the first type of learning to be studied by behavioral 1 The seminal work in classical conditioning is Conditioned Reflexes: An Investigation of thepsychologists. Lab workers discovered the technique when they noticed that dogs Physiological Activity of the Cerebral Cortex byin the laboratory began salivating as soon as they entered the room. Because Ivan Pavlov, 1927 (translated and edited by G.the lab workers feed the dogs, their presence (neutral stimulus) had become V. Anrep, Dover Publications, 1984).associated with food (trigger stimulus), and, therefore, elicited the same responseas the food itself (salivation). Similar behaviors are seen in fish when they surface 2 See “Conditioned Emotional Reactions” byat the sight of an approaching person, or in cats when they come running at the John B. Watson and Rosalie Rayner, Journalsound of a can opener.1 of Experimental Psychology, 1920, vol. 3(1), p. 1–14; and “Reward Value of Attractiveness and Gaze” by Knut K. W. Kampe, Chris D.Classical conditioning is commonly used in animal training (e.g., associating Frith, Raymond J. Dolan, and Uta Frith,chemical traces of TNT with sugar water to train bees to detect bombs), behavior Nature, 2001, v. 413, p. 589.modification in people (e.g., associating smoking with aversive images or tastes),and marketing and advertising (i.e., associating products or services with attractiveimages or feelings). For example, television and magazine advertising firms useclassical conditioning frequently to associate products and services with specificthoughts and feelings. Images of attractive people stimulate reward centers in thebrain, and condition positive associations with products, services, and behaviors.Conversely, disturbing images of extreme violence or injury stimulate pain centersin the brain, and condition negative associations with products, services, andbehaviors. Human emotions condition quickly and easily in this way, particularlywhen the association is negative. In a classic experiment, a young child wasexposed to a white rat accompanied by a loud noise. The child not only grewto fear the white rat (which he did not fear previously), but other furry thingsas well (e.g., fur coats). Many phobias are caused by this type of association.For example, many children become anxious when visiting the dentist becauseprevious experiences have been painful—dentists often give children treats in anattempt to reverse this association.2Use classical conditioning to influence the appeal of a design or influence specifickinds of behaviors. Repeated pairings of a design with a trigger stimulus willcondition an association over time. Examples of positive trigger stimuli includeanything that causes pleasure or evokes a positive emotional response—a pictureof food, the sound of a drink being poured, images of attractive people. Examplesof negative trigger stimuli include anything that causes pain or evokes a negativeemotional response—physical pain of a vaccination, an embarrassing experience,or images of extreme pain and violence.See also Exposure Effect, Operant Conditioning, Shaping, and Veblen Effect.42 Universal Principles of Design
  40. 40. This poster features before and after emotional reaction evoked byimages of Jacqueline Saburido, a Jacqueline’s injuries with the behavior20-year old college student who was that caused them.hit by a drunk driver. It effectivelyassociates the strong negative Classical Conditioning 43
  41. 41. ClosureA tendency to perceive a set of individual elements asa single, recognizable pattern, rather than multiple,individual elements.The principle of closure is one of a number of principles referred to as Gestalt 1 The seminal work on closure is “Untersuchungen zür Lehre von der Gestalt,principles of perception. It states that whenever possible, people tend to perceive II” [Laws of Organization in Perceptuala set of individual elements as a single, recognizable pattern, rather than Forms] by Max Wertheimer, Psychologischemultiple, individual elements. The tendency to perceive a single pattern is so Forschung, 1923, vol. 4, p. 301–350, reprintedstrong that people will close gaps and fill in missing information to complete the in A Source Book of Gestalt Psychology bypattern if necessary. For example, when individual line segments are positioned Willis D. Ellis (ed.), Routledge & Kegan Paul, 1999, p. 71–88.along a circular path, they are first perceived holistically as a circle, and then ascomprising multiple, independent elements. The tendency to perceive informationin this way is automatic and subconscious; it is likely a function of an innate 2 See, for example, Understanding Comics: The Invisible Art by Scott McCloud, Kitchen Sinkpreference for simplicity over complexity, and pattern over randomness.1 Press, 1993.Closure is strongest when elements approximate simple, recognizable patterns,such as geometric forms, and are located near one another. When simple,recognizable patterns are not easily perceived, designers can create closurethrough transitional elements (e.g., subtle visual cues that help direct the eyeto find the pattern). Generally, if the energy required to find or form a pattern isgreater than the energy required to perceive the elements individually, closure willnot occur.The principle of closure enables designers to reduce complexity by reducingthe number of elements needed to organize and communicate information. Forexample, a logo design that is composed of recognizable elements does not needto complete many of its lines and contours to be clear and effective. Reducing thenumber of lines in the logo not only reduces its complexity, but it makes the logomore interesting to look at—viewers subconsciously participate in the completionof its design. Many forms of storytelling leverage closure in a similar way. Forexample, in comic books, discrete scenes in time are presented to readers, whothen supply what happens in between. The storyline is a unique combination ofinformation provided by the storyteller, and information provided by the reader.2Use closure to reduce the complexity and increase the interestingness of designs.When designs involve simple and recognizable patterns, consider removing orminimizing the elements in the design that can be supplied by viewers. Whendesigns involve more complex patterns, consider the use of transitional elementsto assist viewers in finding or forming the pattern.See also Good Continuation, Law of Prägnanz, and Proximity.44 Universal Principles of Design

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