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 lear SEC Filings 4 lear SEC Filings 4 Document Transcript

  • LEAR CORP Reported by SCOTT RAYMOND E FORM 4 (Statement of Changes in Beneficial Ownership) Filed 02/13/09 for the Period Ending 02/12/09 Address 21557 TELEGRAPH ROAD SOUTHFIELD, MI 48033 Telephone 2484471500 CIK 0000842162 Symbol LEA SIC Code 3714 - Motor Vehicle Parts and Accessories Industry Auto & Truck Parts Sector Consumer Cyclical Fiscal Year 12/31 http://www.edgar-online.com © Copyright 2009, EDGAR Online, Inc. All Rights Reserved. Distribution and use of this document restricted under EDGAR Online, Inc. Terms of Use.
  • OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE FORM 4 OMB Number: 3235-0287 COMMISSION Expires: February 28, 2011 Washington, D.C. 20549 [ ] Check this box if no Estimated average burden longer subject to Section 16. hours per response... 0.5 Form 4 or Form 5 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP obligations may continue. OF SECURITIES See Instruction 1(b). Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer 1. Name and Address of Reporting Person * (Check all applicable) LEAR CORP [ LEA ] SCOTT RAYMOND E _____ Director _____ 10% Owner 3. Date of Earliest Transaction (MM/DD/YYYY) (Last) (First) (Middle) __ X __ Officer (give title below) _____ Other (specify below) 2/12/2009 21557 TELEGRAPH ROAD Pres-GlblElectrl&ElectrncSystm (Street) 4. If Amendment, Date Original Filed 6. Individual or Joint/Group Filing (Check (MM/DD/YYYY) Applicable Line) SOUTHFIELD, MI 48033 _ X _ Form filed by One Reporting Person (City) (State) (Zip) ___ Form filed by More than One Reporting Person Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security 2. Trans. 2A. 3. Trans. 4. Securities 5. Amount of Securities Beneficially Owned 6. 7. Nature (Instr. 3) Date Deemed Code Acquired (A) or Following Reported Transaction(s) Ownership of Indirect Execution (Instr. 8) Disposed of (D) (Instr. 3 and 4) Form: Beneficial Date, if (Instr. 3, 4 and 5) Direct (D) Ownership any or Indirect (Instr. 4) (A) (I) (Instr. or 4) Code V Amount (D) Price 2/12/2009 A (1) Common Stock 3045 A $0.00 8998 D 2/12/2009 F (2) Common Stock 1127 D $0.77 7871 D Common Stock 1118 I in 401k held in Common Stock 7968 I trust (3) Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivate 2. 3. 3A. 4. 5. Number of 6. Date Exercisable 7. Title and Amount of 8. Price of 9. Number 10. 11. Nature Security Conversion Trans. Deemed Trans. Derivative and Expiration Date Securities Underlying Derivative of Ownership of Indirect (Instr. 3) or Exercise Date Execution Code Securities Derivative Security Security derivative Form of Beneficial Price of Date, if (Instr. 8) Acquired (A) or (Instr. 3 and 4) (Instr. 5) Securities Derivative Ownership Derivative any Disposed of (D) Beneficially Security: (Instr. 4) Security Owned Direct (D) (Instr. 3, 4 and Following or Indirect 5) Reported (I) (Instr. Transaction 4) Date Expiration Amount or Number of Title (s) (Instr. 4) Code V (A) (D) Exercisable Date Shares Explanation of Responses: ( 1) Settlement of non-derivative performance shares for the performance period ending December 31, 2008, granted under the Lear Corporation Long-Term Stock Incentive Plan and exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d). ( 2) The amount of shares withheld (at the minimum withholding level) to cover taxes due upon vesting will only partially satisfy the ultimate tax due with respect to the shares that are vesting. The payment of any additional taxes due above the amount withheld is the responsiblity of the executive. ( 3) Shares held jointly in trust with his spouse. Reporting Owners Relationships Reporting Owner Name / Address Director 10% Owner Officer Other
  • SCOTT RAYMOND E 21557 TELEGRAPH ROAD Pres-GlblElectrl&ElectrncSystm SOUTHFIELD, MI 48033 Signatures /s/ Karen Rosbury, as Attorney-in-Fact 2/13/2009 Date ** Signature of Reporting Person Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.