0
A  research and innovation perspective  on Free and Open Source Software (FOSS) Dr Derek W. Keats dKeats Innovations [trad...
Parallels between  science and software wealth creation innovation social benefit
The act 2008 Intellectual Property Rights from Publicly Financed Research and Development Act  (Act No 52 of 2008) 2011 20...
Consistency of strategies The regulations impact FOSS FOSS  lessons for NIPMO Permission  culture
Freedom 1 and Freedom 3 require the source code The four freedoms of  Free Software Open Source Free and  Software (F OS S...
Just take some  software and.... To understand what freedom means in the software context... http://www.flickr.com/photos/...
To understand what freedom means in the software context... http://www.flickr.com/photos/unnamed/47093936 BY-SA
Use it however  you like Install a copy on more  than one computer Give or sell copies to  other people Study the source  ...
Use it however  you like Install a copy on more  than one computer Give or sell copies to  other people Study the source  ...
Use it however  you like Install a copy on more  than one computer Give or sell copies to  other people Study the source  ...
Use it however  you like Install a copy on more  than one computer Give or sell copies to  other people Study the source  ...
Image adapted from Wikipedia
Image adapted from Wikipedia The two layers of  FOSS space in the  operating of computing devices
Image from Wikipedia There are relatively few of them, even  with all the variations There are many of them, and a lot mor...
FOSS Proprietary FOSS Proprietary Image adapted from Wikipedia
Scarcity Abundance Proprietary software Free software The scarcity is entirely artificially maintained
Scarcity Abundance Knowledge --  comparison modeled  after Chris Anderson,  Free: The Future of a Radical Price Protected,...
I Am Not A Lawyer F OS S Software    Licenses Disclaimer:  IANAL License legal instrument –  usually making use of contrac...
Copyright All rights  reserved Proprietary Software Some rights  reserved Free and Open  Source Software
Derivative work CopyLeft requirement Derivative works   must share the    same conditions No CopyLeft requirement Derivati...
Software that contains your   core business model , and therefore embodies your competitive advantage in  the market place...
Economic  perspective
Compete on quality Maximum  monopoly  price Controlled, legislated economies   oligopolies cartels Gratis Price Marginal c...
The marginal cost  of production for  software is zero.
Compete on quality Maximum  monopoly  price Controlled, legislated economies   oligopolies cartels Gratis Price Marginal c...
In a competitive  economy, prices  decrease to just  above the marginal  cost of production
Marginal cost of production Compete on quality Maximum  monopoly  price Controlled, legislated economies   oligopolies car...
Marginal cost of production Compete on quality Maximum  monopoly  price Controlled, legislated economies   oligopolies car...
users can be a major source of innovation Eric von Hippel,  Professor & Head of the  Innovation and Entrepreneurship Group...
Barriers to  innovation The Internet – a radical  decentralisation of innovation Yochai Benkler,  Professor of Law at Harv...
Barriers to  innovation Successful innovation Starting point Knowledge Permission Cost
Barriers to  innovation Successful innovation Starting point No such thing as scratch
No such thing as scratch Operating systems Compilers Programming languages Core applications Databases Webserver Framework...
Barriers to  innovation Successful innovation Starting point Knowledge Software as knowledge expressed
Knowledge
Knowledge
Knowledge
Barriers to  innovation Starting point Knowledge Permission Successful innovation
Every permission may  also have a cost Permissions Every  permission is a barrier Difficult to determine what permissions ...
Permissions Every  permission is a barrier NIPMO take note!
Barriers to  innovation Starting point Knowledge Permission Cost Successful innovation
Cost Start-up  costs <ul>Scaling out  costs </ul>Lock-in costs Malleability costs Abandonment  costs Uncertainty barrier
Barriers to  innovation Successful innovation Starting point Knowledge Permission Cost
A wealth-creation perspective
Some recent major  software innovations Started poor University students Without FOSS they would  not have done it All  ac...
Vint Cerf  and Bob Kahn being awarded the Presidential Medal of Freedom by President Bush, image from Wikipedia I just had...
Vint Cerf  and Bob Kahn being awarded the Presidential  Medal of Freedom by President Bush, image from  Wikipedia I just h...
Vint Cerf  and Bob Kahn being awarded the Presidential  Medal of Freedom by President Bush, image from  Wikipedia I just h...
Vint Cerf  and Bob Kahn being awarded the Presidential  Medal of Freedom by President Bush, image from  Wikipedia I just h...
Consistency of strategies The regulations impact FOSS FOSS  lessons for NIPMO
Software in research / innovation Software that is used or created in research projects is often FOSS From what I have see...
Project software FOSS FOSS FOSS FOSS Permission Regulations:  approval afterward  FOSS: up front  choices License
Does this only apply to software?
May be consumed by one consumer without preventing simultaneous consumption by others Consumption by one consumer prevents...
Consistency of strategies The regulations impact FOSS FOSS  lessons for NIPMO
Publicly  funded science?
Africa produces 8.2 scientific  research papers per million  people The world produces 103  scientific research papers  pe...
Territory size shows the proportion of the number of extra scientific papers that were published in 2001 compared with 199...
The output of scientific research  that is published in ways that are only accessible to some people, or that is locked up...
The output of scientific research  that is published in ways that are only accessible to some people, or that is locked up...
Free science Research carried out for the public good (including knowledge growth), that is published in ways that are acc...
South African National FOSS policy All new software developed  for  or  by  the South African Government will be based on ...
Epilogue There are always  barriers to innovation. The more barriers you create, the less innovation you will get. Every p...
Epilogue There are always  barriers to innovation. The more barriers you create, the less innovation you will get. Every p...
Epilogue There are always  barriers to innovation. The more barriers you create, the less innovation you will get. Every p...
Epilogue An opportunity    for leadership? There are always  barriers to innovation. The more barriers you create, the les...
In these times, the hardest task for social or political activists is to find a way to get people to wonder again about wh...
YING YANG Who is looking after the interests of those not here yet?   Free and Open  Science Secret Science But how ?
YING YANG Who is looking after the interests of those not here yet?   Not us! Free and Open  Science Secret Science But ho...
YING YANG Who is looking after the interests of those not here yet?   Not us! Should we be? Free and Open  Science Secret ...
Attribution file:  http://www.dkeats.com/usrfiles/users/   1563080430/attribution/attrib.txt With public  funds No  secret...
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A research and innovation perspective on Free and Open Source Software (FOSS)

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Modified version of my SARIMA talk given at the CSIR Knowledge Commons, yesterday, August 11, 2011.

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  • Oliver Twist
  • Oliver Twist
  • It has been a busy week for research. The UK Research Councils (RCUK) and HEFCE announced plans to work together on open access. JISC’s Executive Secretary, Dr Malcolm Read, gave oral evidence to the House of Commons Science and Technology Committee Inquiry into peer review, alongside Mark Patterson from the Public Library of Science, (a leading open access publisher) and in Denmark, there have been meetings at the ministry with the European Commission holding a public hearing on access to scientific information next Monday in Luxembourg.
  • It has been a busy week for research. The UK Research Councils (RCUK) and HEFCE announced plans to work together on open access. JISC’s Executive Secretary, Dr Malcolm Read, gave oral evidence to the House of Commons Science and Technology Committee Inquiry into peer review, alongside Mark Patterson from the Public Library of Science, (a leading open access publisher) and in Denmark, there have been meetings at the ministry with the European Commission holding a public hearing on access to scientific information next Monday in Luxembourg.
  • It has been a busy week for research. The UK Research Councils (RCUK) and HEFCE announced plans to work together on open access. JISC’s Executive Secretary, Dr Malcolm Read, gave oral evidence to the House of Commons Science and Technology Committee Inquiry into peer review, alongside Mark Patterson from the Public Library of Science, (a leading open access publisher) and in Denmark, there have been meetings at the ministry with the European Commission holding a public hearing on access to scientific information next Monday in Luxembourg.
  • It has been a busy week for research. The UK Research Councils (RCUK) and HEFCE announced plans to work together on open access. JISC’s Executive Secretary, Dr Malcolm Read, gave oral evidence to the House of Commons Science and Technology Committee Inquiry into peer review, alongside Mark Patterson from the Public Library of Science, (a leading open access publisher) and in Denmark, there have been meetings at the ministry with the European Commission holding a public hearing on access to scientific information next Monday in Luxembourg.
  • Transcript of "A research and innovation perspective on Free and Open Source Software (FOSS)"

    1. 1. A research and innovation perspective on Free and Open Source Software (FOSS) Dr Derek W. Keats dKeats Innovations [trading under of Kenga (Pty) Ltd] http://www.dkeats.com derek@dkeats.com +27 82 787 0169
    2. 2. Parallels between science and software wealth creation innovation social benefit
    3. 3. The act 2008 Intellectual Property Rights from Publicly Financed Research and Development Act (Act No 52 of 2008) 2011 2010 2009 Draft regulations, consultation with limited impact NIPMO operating Permission culture To ensure that IP outcomes of publicly financed R&D is protected and commercialised for the benefit of the people of South Africa - be it social, economic, military or some other benefit. The regulations Regulations from the act and the establishment of a National IP Management Office (NIPMO)
    4. 4. Consistency of strategies The regulations impact FOSS FOSS lessons for NIPMO Permission culture
    5. 5. Freedom 1 and Freedom 3 require the source code The four freedoms of Free Software Open Source Free and Software (F OS S) Free
    6. 6. Just take some software and.... To understand what freedom means in the software context... http://www.flickr.com/photos/unnamed/47093936 BY-SA
    7. 7. To understand what freedom means in the software context... http://www.flickr.com/photos/unnamed/47093936 BY-SA
    8. 8. Use it however you like Install a copy on more than one computer Give or sell copies to other people Study the source code and learn from it Adapt the source code to anything you want Give copies of your modifications to friends & colleagues Just take some software and....
    9. 9. Use it however you like Install a copy on more than one computer Give or sell copies to other people Study the source code and learn from it Adapt the source code to anything you want Give copies of your modifications to friends & colleagues Just take some software and.... Without asking or paying for permission
    10. 10. Use it however you like Install a copy on more than one computer Give or sell copies to other people Study the source code and learn from it Adapt the source code to anything you want Give copies of your modifications to friends & colleagues Respected member of a global community More marketable as a software engineer Just take some software and.... Free software Improved knowledge & skills You CEO of an innovative ground-breaking company
    11. 11. Use it however you like Install a copy on more than one computer Give or sell copies to other people Study the source code and learn from it Adapt the source code to anything you want Give copies of your modifications to friends & colleagues Respected member of a global community Facing in a lawsuit More marketable as a software engineer Criminal record Just take some software and.... Proprietary software Free software Improved knowledge & skills You Cease and desist order You Potential imprisonment CEO of an innovative ground-breaking company
    12. 12. Image adapted from Wikipedia
    13. 13. Image adapted from Wikipedia The two layers of FOSS space in the operating of computing devices
    14. 14. Image from Wikipedia There are relatively few of them, even with all the variations There are many of them, and a lot more room for creativity Image adapted from Wikipedia
    15. 15. FOSS Proprietary FOSS Proprietary Image adapted from Wikipedia
    16. 16. Scarcity Abundance Proprietary software Free software The scarcity is entirely artificially maintained
    17. 17. Scarcity Abundance Knowledge -- comparison modeled after Chris Anderson, Free: The Future of a Radical Price Protected, controlled, secret Shared, freely available, no secrets Proprietary software Free software
    18. 18. I Am Not A Lawyer F OS S Software Licenses Disclaimer: IANAL License legal instrument – usually making use of contract law – governing the usage or redistribution of software Underpinned by Copyright
    19. 19. Copyright All rights reserved Proprietary Software Some rights reserved Free and Open Source Software
    20. 20. Derivative work CopyLeft requirement Derivative works must share the same conditions No CopyLeft requirement Derivative works do not have to share the same conditions Applies at distribution
    21. 21. Software that contains your core business model , and therefore embodies your competitive advantage in the market place Software that does not contain your core business model , and is not a major component of your competitive advantage in the market place FOSS Don't distribute Bruce Perens Differentiating software Non-differentiating software
    22. 22. Economic perspective
    23. 23. Compete on quality Maximum monopoly price Controlled, legislated economies oligopolies cartels Gratis Price Marginal cost of production Compete on price Scarcity
    24. 24. The marginal cost of production for software is zero.
    25. 25. Compete on quality Maximum monopoly price Controlled, legislated economies oligopolies cartels Gratis Price Marginal cost of production Compete on price Counterfeit market is guaranteed Profit Scarcity
    26. 26. In a competitive economy, prices decrease to just above the marginal cost of production
    27. 27. Marginal cost of production Compete on quality Maximum monopoly price Controlled, legislated economies oligopolies cartels Gratis Price Compete on price Capitalist, competitive economies Profit Scarcity
    28. 28. Marginal cost of production Compete on quality Maximum monopoly price Controlled, legislated economies oligopolies cartels Gratis Price Co-opetition Compete on price Capitalist, competitive economies Profit Services revenue stream , bartering, shared costs FOSS Scarcity
    29. 29. users can be a major source of innovation Eric von Hippel, Professor & Head of the Innovation and Entrepreneurship Group at the MIT Sloan School of Management
    30. 30. Barriers to innovation The Internet – a radical decentralisation of innovation Yochai Benkler, Professor of Law at Harvard at the eG8 Forum on May 26th
    31. 31. Barriers to innovation Successful innovation Starting point Knowledge Permission Cost
    32. 32. Barriers to innovation Successful innovation Starting point No such thing as scratch
    33. 33. No such thing as scratch Operating systems Compilers Programming languages Core applications Databases Webserver Frameworks Digital object store Libraries Version management Scalability tools Load balance Scripting languages Virtualisation Testing eBusiness tools Graphics tools Communications tools Integrated development environments (IDE) Video production Audio production Office suites Design Web browsers CRM Accounting ERP
    34. 34. Barriers to innovation Successful innovation Starting point Knowledge Software as knowledge expressed
    35. 35. Knowledge
    36. 36. Knowledge
    37. 37. Knowledge
    38. 38. Barriers to innovation Starting point Knowledge Permission Successful innovation
    39. 39. Every permission may also have a cost Permissions Every permission is a barrier Difficult to determine what permissions you need at the start <ul><ul><li>or what it will cost to acquire them </li></ul></ul>Please sir, I want to license two more CPUs Oracle Twist Proprietary licenses severely limit permissions STOP Even without the cost factor, the permissions alone can be enough to reduce the likelihood of success in a start-up
    40. 40. Permissions Every permission is a barrier NIPMO take note!
    41. 41. Barriers to innovation Starting point Knowledge Permission Cost Successful innovation
    42. 42. Cost Start-up costs <ul>Scaling out costs </ul>Lock-in costs Malleability costs Abandonment costs Uncertainty barrier
    43. 43. Barriers to innovation Successful innovation Starting point Knowledge Permission Cost
    44. 44. A wealth-creation perspective
    45. 45. Some recent major software innovations Started poor University students Without FOSS they would not have done it All acknowledge both the code and its contained knowledge 1995 Mark Zuckerberg Larry Page and Sergey Brin
    46. 46. Vint Cerf and Bob Kahn being awarded the Presidential Medal of Freedom by President Bush, image from Wikipedia I just had to take the hypertext idea and connect it to the Transmission Control Protocol and domain name system ideas and — ta-da! — the World Wide Web Sir Tim Berners-Lee and the first webserver from Wikipedia When core things are free and open, there are no barriers to innovation. When Bob Khan and I created TCP/IP and a bunch of us built a platform for internetworking, we did not patent the technologies used. We set TCP/IP free. Had we not done so, it is doubtful if the Internet as we know it today would have come into being. The freedom given by Cerf and Khan, and Berners-Lee, together with Free Software made it possible. The original Google servers, from Wikipedia
    47. 47. Vint Cerf and Bob Kahn being awarded the Presidential Medal of Freedom by President Bush, image from Wikipedia I just had to take the hypertext idea and connect it to the Transmission Control Protocol and domain name system ideas and — ta-da! — the World Wide Web Sir Tim Berners-Lee and the first webserver from Wikipedia When core things are free and open, there are no barriers to innovation. When Bob Khan and I created TCP/IP and a bunch of us built a platform for internetworking, we did not patent the technologies used. We set TCP/IP free. Had we not done so, it is doubtful if the Internet as we know it today would have come into being. The freedom given by Cerf and Khan, and Berners-Lee, together with Free Software made it possible. The original Google servers, from Wikipedia
    48. 48. Vint Cerf and Bob Kahn being awarded the Presidential Medal of Freedom by President Bush, image from Wikipedia I just had to take the hypertext idea and connect it to the Transmission Control Protocol and domain name system ideas and — ta-da! — the World Wide Web Sir Tim Berners-Lee and the first webserver from Wikipedia When core things are free and open, there are no barriers to innovation. When Bob Khan and I created TCP/IP and a bunch of us built a platform for internetworking, we did not patent the technologies used. We set TCP/IP free. Had we not done so, it is doubtful if the Internet as we know it today would have come into being. The freedom given by Cerf and Khan, and Berners-Lee, together with Free Software made it possible. The original Google servers, from Wikipedia
    49. 49. Vint Cerf and Bob Kahn being awarded the Presidential Medal of Freedom by President Bush, image from Wikipedia I just had to take the hypertext idea and connect it to the Transmission Control Protocol and domain name system ideas and — ta-da! — the World Wide Web Sir Tim Berners-Lee and the first webserver from Wikipedia When core things are free and open, there are no barriers to innovation. When Bob Khan and I created TCP/IP and a bunch of us built a platform for internetworking, we did not patent the technologies used. We set TCP/IP free. Had we not done so, it is doubtful if the Internet as we know it today would have come into being. The freedom given by Cerf and Khan, and Berners-Lee, together with Free Software made it possible. The original Google servers, from Wikipedia Layers of innovation built on Freedom
    50. 50. Consistency of strategies The regulations impact FOSS FOSS lessons for NIPMO
    51. 51. Software in research / innovation Software that is used or created in research projects is often FOSS From what I have seen, the IP regulations make no provision for FOSS Or at least it is not obvious how one deals with FOSS in research
    52. 52. Project software FOSS FOSS FOSS FOSS Permission Regulations: approval afterward FOSS: up front choices License
    53. 53. Does this only apply to software?
    54. 54. May be consumed by one consumer without preventing simultaneous consumption by others Consumption by one consumer prevents simultaneous consump-tion by other consumers
    55. 55. Consistency of strategies The regulations impact FOSS FOSS lessons for NIPMO
    56. 56. Publicly funded science?
    57. 57. Africa produces 8.2 scientific research papers per million people The world produces 103 scientific research papers per million people The USA produces 690 and Canada 723 scientific research papers per million people
    58. 58. Territory size shows the proportion of the number of extra scientific papers that were published in 2001 compared with 1990, whose authors work there. Should we catalyze the growth of science in Africa? ... or make it harder? Publicly funded science?
    59. 59. The output of scientific research that is published in ways that are only accessible to some people, or that is locked up in the newly altered form of patents that are designed to withhold disclosure and lengthen monopoly privileges. Secret science
    60. 60. The output of scientific research that is published in ways that are only accessible to some people, or that is locked up in the newly altered form of patents that are designed to withhold disclosure and lengthen monopoly privileges. Secret science Some secret science is probably necessary ... … but that doesn't mean all science should be secret
    61. 61. Free science Research carried out for the public good (including knowledge growth), that is published in ways that are accessible to anyone with a networked computing device, and that can be freely built upon to create innovations that contribute to both public and private good.
    62. 62. South African National FOSS policy All new software developed for or by the South African Government will be based on open standards, adherent to FOSS principles, and licensed using a FOSS license where possible Regulations & NIPMO procedures at odds with it The regulations impact FOSS FOSS lessons for NIPMO Consistency of strategies
    63. 63. Epilogue There are always barriers to innovation. The more barriers you create, the less innovation you will get. Every permission is a barrier. Secret science and patents are not the only way to foster innovation. Should we look carefully how public science can best serve the public good ? Currently, we implicitly assume knowledge to be rivalrous, and our laws and policies are based on that implicit assumption.
    64. 64. Epilogue There are always barriers to innovation. The more barriers you create, the less innovation you will get. Every permission is a barrier. Secret science and patents are not the only way to foster innovation. Should we look carefully how public science can best serve the public good ? Currently, we implicitly assume knowledge to be rivalrous, and our laws and policies are based on that implicit assumption. This entrenches 20th Century thinking and business models, and is a major impediment to 21st Century innovation.
    65. 65. Epilogue There are always barriers to innovation. The more barriers you create, the less innovation you will get. Every permission is a barrier. Secret science and patents are not the only way to foster innovation. Should we look carefully how public science can best serve the public good ? Currently, we implicitly assume knowledge to be rivalrous, and our laws and policies are based on that implicit assumption. This entrenches 20th Century thinking and business models, and is a major impediment to 21st Century innovation. FOSS – Free and Open Source Science
    66. 66. Epilogue An opportunity for leadership? There are always barriers to innovation. The more barriers you create, the less innovation you will get. Every permission is a barrier. Secret science and patents are not the only way to foster innovation. Should we look carefully how public science can best serve the public good ? Currently, we implicitly assume knowledge to be rivalrous, and our laws and policies are based on that implicit assumption. This entrenches 20th Century thinking and business models, and is a major impediment to 21st Century innovation. FOSS – Free and Open Source Science
    67. 67. In these times, the hardest task for social or political activists is to find a way to get people to wonder again about what we all believe is true. The challenge is to sow doubt. Lawrence Lessig wonder again about what we all believe is true
    68. 68. YING YANG Who is looking after the interests of those not here yet? Free and Open Science Secret Science But how ?
    69. 69. YING YANG Who is looking after the interests of those not here yet? Not us! Free and Open Science Secret Science But how ?
    70. 70. YING YANG Who is looking after the interests of those not here yet? Not us! Should we be? Free and Open Science Secret Science But how ?
    71. 71. Attribution file: http://www.dkeats.com/usrfiles/users/ 1563080430/attribution/attrib.txt With public funds No secret science
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