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Emergency Planning
for the Protection of
  Cultural Heritage



    David Alexander
    University College London
The risk of disaster may
be small, but it is not
insignificant....
Cultural heritage:
• works of art
• works of architecture
• museums and galleries
• highly prized landscapes
• archaeological sites
• libraries and archives
• storage facilities, etc.
Categories of artefact at risk:
• paper, papyrus, etc.
• ceramics, glass
• metal, stone
• leather, hide and parchment
• other organic substances: bone,
  wood, hair, horn, ivory, shell
• photographic film
  (and colour slides)
• magnetic media
• paintings on canvas or wood
• sculptures and bas reliefs
• textiles: fabrics, clothing & accessories.
Cultural heritage
is particularly
vulnerable to a
series of risks...
The principal risks:
• floods and landslides
• meteorological extremes (storms,
  heatwaves, cold waves, snowfalls)
• seismic or volcanic events
• fires
• infestations
• events of human origin
  (explosions, release of
  toxic substances, etc.).
Architectural works
may be vulnerable to:
• structural damage
• collapse
• the effects of water
• damage caused by wind
• fire damage
• humidity
• accelerated decay
• fissuring and cracking
• damage to surfaces and façades
• loss of architectural details,
  statues, ornamentation, etc.
Works of art:

• very sensitive to extremes
  of temperature and humidity

• require controlled environments
  in both exhibition and storage

• can be ruined by structural
  collapse, fire, flood or explosion.
Earthquakes can:

• overturn objects on shelves

• throw them off shelves to
  break on the floor beneath

• cause pictures to fall off walls

• Works of art must therefore be
  firmly restrained against these risks.
• Catalogues must be protected and
  duplicate copies kept at separate sites.
Seismic risk:
• total or partial collapse;
  serious, moderate or light cracking
• failure of foundations
• objects overturned or fallen, possibly
  smashed, as a result of strong motion
• objects crushed by the collapse of
  structural elements or fitments
• effects of post-earthquake fire
• risks to the occupants of buildings.
Some critical temperature values:-
• books and documents: 175 deg. Cent.
• tapes, disks, microfilm: 75 degrees
• diskettes: 55 degrees.
Tourism:

• the greatest industry ever
• generates 1 in 9 jobs
  in the whole world
• value: US$3,800,000,000,000
• 262 million jobs associated with it
• 10.7% of world's gross product
• fickle and highly seasonal:
  with 1 to 3 peaks per year.
How to classify risks:
• by environment and location
• by category of cultural good
• by type of likely damage
  (vulnerability)
• by agent of risk (hazard)
• by nature of emergency
  intervention


  Hazard x vulnerability
   [x exposure] = risk
• Works and sites tend to be
  fragile, complex and exceptionally
  vulnerable to disaster

• They form a category that requires
  special protection against disasters

• emergency management could
  require considerable resources,
  but it is usually much cheaper than
  restoring damaged objects and sites

• without adequate protection a priceless
  and unique heritage could be lost.
Emergency planning for
cultural heritage sites
    and artefacts
A distinction can be made between
measures to take for objects and sites:
• galleries
• museums
• libraries and archives
• storage facilities.


  Risks may affect both objects
        and their settings.
Sites of cultural importance


      For works of architecture,
   archaeological sites, high-value
environments, historic gardens, etc.:
     compile a list, subdivided by
     category, age and function.
Protection:
• strategies to follow before disaster
  strikes (with warning processes)
• recovery and reconstruction
  works to conduct after disaster
• use impact scenarios to plan
  operations before crises occur
• maintain a register of cultural goods,
  procedures to follow and requisites
  for ensuring their security.
Essential measures:
• study the vulnerability
  of sites and their contents
• codify the propensity to suffer damage
• organise measures to counteract damage
  - fire suppression systems
  - physical barriers against the
     movement of fire or water
  - structural reinforcement, buttressing
• involve international organisations
  (UNESCO, ICOMOS, etc.).
Strategies:

• make an assessment of the situation

• conduct a census of works in relation
  to the hazards that threaten them

• where appropriate, add a section to the
  general emergency plan (of the region,
  municipality, etc.) on the procedures
  employed to save cultural heritage.
Strategies:


• form task forces and give
  the members accreditation

• in a crisis or during an alert, they
  will need to pass security systems
  rapidly to reach works at risk.
We need to adopt a systematic
approach to emergency planning:
   "thinking the unthinkable",
  anticipating the improbable.
Organisation of safety and security

      Programme formulation
             Planning
            Procedures




    An emergency plan must be
        a living document.
Emergency
        plan




Available   Urgent
resources   needs




     Emergency
       plan
Existence of various states
of hazard and vulnerability



   Construction of operational
scenarios of hazard, risk, impact




                                    adaptation of the plan
                                    Processes of constant
    and emergency response

            Census of
       available resources
        Plan of action for
           emergencies
Classification of scenarios:
• by length of forewarning: {no warning,
  short warning, medium-term warning}
• in terms of risk:
  {certain, probable, possible, improbable}
• by cause, consequences, techniques
  and procedures, time phases, priorities.
Emergency        Emergency
procedures      co-ordination
                    plan
      Spontaneous
     improvisation




         Emergency
        environment
The plan:
• foresee the foreseeable, design measures
• create the structure to apply procedures.
Actions to take before disaster strikes -
    prevent and limit future damage.




Actions to take when disaster strikes -
    save and secure cultural goods.
Emergency planning:
• construct scenarios
  of possible impacts
• establish priorities for
  saving particular works
• work out who will
  do which tasks
• constitute task forces
• establish procedures for
  getting through security
• create a system of
  monitoring and warning.
The ingredients:

 Manpower
 Vehicles
 (and fuel)
 Equipment
 Materials
 and supplies
 Procedures
A fundamental question:
establish priorities for
saving artefacts and sites
occurrence
                              improbable




                                                                                Probability
                impossible




                                           occasional




                                                                    frequent
                                                         probable
Seriousness




                                                                                         of
insignificant
       slight
  moderate
     serious
catastrophic

  Level of risk:             acceptable                 significant            critical
Another fundamental
aspect:
preserving the
catalogue and
identifying objects
that have
been saved.
Planning procedures:

• conservation of catalogues and records
• involves curators and custodial staff
• in an emergency accredited rescuers
  must be able to pass through security
  systems rapidly and without hindrance
• procedures are needed to open galleries
  and museums to rescuers when an
  emergency is imminent or happening.
Planning procedures:

• arrange means of lifting, protecting
  and transporting objects (which may
  be heavy or unwieldy) to safe places
• organise procedures that guarantee
  the safety of cultural heritage goods
  in places to which they are evacuated
• establish priorities for locating,
  transporting to safety and carrying
  out works of protection or restoration.
Protection:

• decide whether to protect artefacts
  in situ or move them to a safer place

• establish priorities for each artefact
  on the basis of its importance and ability
  to protect it or procedures needed

• assign rescue squads to each task.
Methods of in situ      protection:




• sandbags, protective covering, etc.

• requires stockpiling of materials
  and study of:
  - methods of assembling protection
  - organisation of work-groups.
Measures:

• analyse risks by type
  of event or situation

• structural retrofitting of buildings

• arrangements for evacuating occupants

• attach display cases to walls

• other protection measures.
Organisation of in situ operations:


• how to open cabinets, store-rooms, etc.

• how to dismantle or detach the works

• how to use equipment for lifting
  and transporting the works

• stockpiling appropriate containers.
Organisation of transport for artefacts:

• the route to take for each load

• means of transport

• characteristics of the storage place:
  - custodial matters, security, control
    of indoor climate, hazard mgt, etc.

• how to pass through security systems.
Tackle the problem of
insurance for works of art, etc.,
in situ, in transit, in storage.

Create a register
• of artefacts and places in terms
  of protection strategies and how
  they will be activated in a crisis
• of the associated risks.

Evaluate the probable nature,
seriousness and extent of likely
post-disaster restoration works.
Training for museum directors, managers,
curators, custodians and other personnel
         • in emergency procedures
 • in recovery methods that will probably
    be needed after an expected crisis



     ... and discuss with them the
    scenarios of hazard and impact.
Subject every high-value building or site to
an assessment of its vulnerability to disaster




    • susceptibility to damage and losses

    • particular or evident signs
      of weakness or decay.
Suggest mitigation measures:
• fire-suppression systems
• physical barriers
• structural bracing
• buttressing, etc.
No historic building need necessarily
    be demolished merely because it is
   susceptible to damage in a disaster,
however, retrofitting to appropriate levels
  of protection could be very expensive.
Before disaster
                           strikes:

• where possible, estimate the
  probable restoration needs--i.e.,
  the vulnerability of the building

• identify sources of wood and
   scaffolding or stockpile these items

• identify appropriate professionals and
   reputable specialist building firms.
Possible sources of help for reducing the
vulnerability to disaster of cultural heritage:

  • national, regional and local civil
    protection departments and public
    works ministries or departments
  • International Council on Monuments
    and Sites (ICOMOS), Paris
  • United Nations Educational,
    Scientific and Cultural
    Organisation (UNESCO), Paris.
Some protection procedures:
• lift and move objects to places
  located outside the risk zone
• wrap up, remove and take away
  from the risk or impact zone
• protect in situ
  (wooden panels, sandbags, etc.)
• consolidate
  (scaffolding, buttressing, etc.).
Procedures: how to....
•   open secured doors
•   disactivate alarm systems
•   authorise access to protected places
•   verify the identity of rescue
    squads and their members
•   open display cabinets
•   remove works from walls
•   wrap up works in protective packaging
•   safely move heavy, unwieldy
    and fragile objects.
During an emergency:
• stabilise the situation
• recover, save and protect objects
• rehabilitate areas of cultural significance
• transport mobile cultural goods
  to places of safe storage
• safeguard catalogues and preserve
  the means of identifying artefacts
• seek to restore normal conditions.
HOSPITAL                            AIRPORT AND
      AND HEALTH                            TRANSPORT
        SYSTEM                              EMERGENCY
      EMERGENCY                               PLANS
         PLAN




             MUNICIPAL    REGIONAL AND
  MUTUAL                                    NATIONAL
                            COUNTY OR
ASSISTANCE   EMERGENCY     PROVINCIAL
                                            EMERGENCY
   PACTS       PLAN                           PLAN
                         EMERGENCY PLANS




      INDUSTRIAL
          AND                                CULTURAL
      COMMERCIAL                             HERITAGE
       EMERGENCY                            EMERGENCY
         PLANS                                 PLAN
Some conclusions
Preparatory study


                       Creation and
Stakeholders'
                         updating        Training
   opinions
                          of plan

          Revision

                       Dissemination     Information



                        Exercising       Evaluation



                        Activation          Disaster
Feedback
                       and revision
Apparent
 chaos   Model

                       Plan
                                   Testing
       and revision
        Feedback




                              Evaluation

                      Disaster

                                       Result
When a crisis occurs and the
emergency plan is activated....
                              FIRE BRIGADES
  CONSERVATORS:
                              OR ENGINEERS:
  check the state of
                           check the accessibility
    conservation of
                            of the buildings and
   objects and their
                             monitor the safety
     treatment by
                               of emergency
       rescuers
                                 operations

                        TASK
                       FORCES

                                CURATORS:
 VOLUNTEER GROUPS:          check that priorities
   carry out works of       for saving artefacts
protection, wrapping up,    are observed and put
    registration and          emergency plans
       removal of                into action
         objects
• Not all cultural heritage takes
  the form of tangible assets:
  e.g. genius loci (sense of place
  and sense of belonging)
• The heritage sector does not
  understand the language of disaster
  risk reduction and is not implementing
  DRR to a significant degree
• heritage is seen as taking a
  passive and secondary role
  in disaster risk reduction.
Emergency Planning for Cultural Heritage Protection

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Emergency Planning for Cultural Heritage Protection

  • 1. Emergency Planning for the Protection of Cultural Heritage David Alexander University College London
  • 2. The risk of disaster may be small, but it is not insignificant....
  • 3. Cultural heritage: • works of art • works of architecture • museums and galleries • highly prized landscapes • archaeological sites • libraries and archives • storage facilities, etc.
  • 4. Categories of artefact at risk: • paper, papyrus, etc. • ceramics, glass • metal, stone • leather, hide and parchment • other organic substances: bone, wood, hair, horn, ivory, shell • photographic film (and colour slides) • magnetic media • paintings on canvas or wood • sculptures and bas reliefs • textiles: fabrics, clothing & accessories.
  • 6. The principal risks: • floods and landslides • meteorological extremes (storms, heatwaves, cold waves, snowfalls) • seismic or volcanic events • fires • infestations • events of human origin (explosions, release of toxic substances, etc.).
  • 7. Architectural works may be vulnerable to: • structural damage • collapse • the effects of water • damage caused by wind • fire damage • humidity • accelerated decay • fissuring and cracking • damage to surfaces and façades • loss of architectural details, statues, ornamentation, etc.
  • 8. Works of art: • very sensitive to extremes of temperature and humidity • require controlled environments in both exhibition and storage • can be ruined by structural collapse, fire, flood or explosion.
  • 9. Earthquakes can: • overturn objects on shelves • throw them off shelves to break on the floor beneath • cause pictures to fall off walls • Works of art must therefore be firmly restrained against these risks. • Catalogues must be protected and duplicate copies kept at separate sites.
  • 10. Seismic risk: • total or partial collapse; serious, moderate or light cracking • failure of foundations • objects overturned or fallen, possibly smashed, as a result of strong motion • objects crushed by the collapse of structural elements or fitments • effects of post-earthquake fire • risks to the occupants of buildings.
  • 11. Some critical temperature values:- • books and documents: 175 deg. Cent. • tapes, disks, microfilm: 75 degrees • diskettes: 55 degrees.
  • 12. Tourism: • the greatest industry ever • generates 1 in 9 jobs in the whole world • value: US$3,800,000,000,000 • 262 million jobs associated with it • 10.7% of world's gross product • fickle and highly seasonal: with 1 to 3 peaks per year.
  • 13. How to classify risks: • by environment and location • by category of cultural good • by type of likely damage (vulnerability) • by agent of risk (hazard) • by nature of emergency intervention Hazard x vulnerability [x exposure] = risk
  • 14. • Works and sites tend to be fragile, complex and exceptionally vulnerable to disaster • They form a category that requires special protection against disasters • emergency management could require considerable resources, but it is usually much cheaper than restoring damaged objects and sites • without adequate protection a priceless and unique heritage could be lost.
  • 15. Emergency planning for cultural heritage sites and artefacts
  • 16. A distinction can be made between measures to take for objects and sites: • galleries • museums • libraries and archives • storage facilities. Risks may affect both objects and their settings.
  • 17. Sites of cultural importance For works of architecture, archaeological sites, high-value environments, historic gardens, etc.: compile a list, subdivided by category, age and function.
  • 18. Protection: • strategies to follow before disaster strikes (with warning processes) • recovery and reconstruction works to conduct after disaster • use impact scenarios to plan operations before crises occur • maintain a register of cultural goods, procedures to follow and requisites for ensuring their security.
  • 19. Essential measures: • study the vulnerability of sites and their contents • codify the propensity to suffer damage • organise measures to counteract damage - fire suppression systems - physical barriers against the movement of fire or water - structural reinforcement, buttressing • involve international organisations (UNESCO, ICOMOS, etc.).
  • 20. Strategies: • make an assessment of the situation • conduct a census of works in relation to the hazards that threaten them • where appropriate, add a section to the general emergency plan (of the region, municipality, etc.) on the procedures employed to save cultural heritage.
  • 21. Strategies: • form task forces and give the members accreditation • in a crisis or during an alert, they will need to pass security systems rapidly to reach works at risk.
  • 22. We need to adopt a systematic approach to emergency planning: "thinking the unthinkable", anticipating the improbable.
  • 23. Organisation of safety and security Programme formulation Planning Procedures An emergency plan must be a living document.
  • 24. Emergency plan Available Urgent resources needs Emergency plan
  • 25. Existence of various states of hazard and vulnerability Construction of operational scenarios of hazard, risk, impact adaptation of the plan Processes of constant and emergency response Census of available resources Plan of action for emergencies
  • 26. Classification of scenarios: • by length of forewarning: {no warning, short warning, medium-term warning} • in terms of risk: {certain, probable, possible, improbable} • by cause, consequences, techniques and procedures, time phases, priorities.
  • 27. Emergency Emergency procedures co-ordination plan Spontaneous improvisation Emergency environment
  • 28. The plan: • foresee the foreseeable, design measures • create the structure to apply procedures.
  • 29. Actions to take before disaster strikes - prevent and limit future damage. Actions to take when disaster strikes - save and secure cultural goods.
  • 30. Emergency planning: • construct scenarios of possible impacts • establish priorities for saving particular works • work out who will do which tasks • constitute task forces • establish procedures for getting through security • create a system of monitoring and warning.
  • 31. The ingredients: Manpower Vehicles (and fuel) Equipment Materials and supplies Procedures
  • 32. A fundamental question: establish priorities for saving artefacts and sites
  • 33. occurrence improbable Probability impossible occasional frequent probable Seriousness of insignificant slight moderate serious catastrophic Level of risk: acceptable significant critical
  • 34. Another fundamental aspect: preserving the catalogue and identifying objects that have been saved.
  • 35. Planning procedures: • conservation of catalogues and records • involves curators and custodial staff • in an emergency accredited rescuers must be able to pass through security systems rapidly and without hindrance • procedures are needed to open galleries and museums to rescuers when an emergency is imminent or happening.
  • 36. Planning procedures: • arrange means of lifting, protecting and transporting objects (which may be heavy or unwieldy) to safe places • organise procedures that guarantee the safety of cultural heritage goods in places to which they are evacuated • establish priorities for locating, transporting to safety and carrying out works of protection or restoration.
  • 37. Protection: • decide whether to protect artefacts in situ or move them to a safer place • establish priorities for each artefact on the basis of its importance and ability to protect it or procedures needed • assign rescue squads to each task.
  • 38. Methods of in situ protection: • sandbags, protective covering, etc. • requires stockpiling of materials and study of: - methods of assembling protection - organisation of work-groups.
  • 39. Measures: • analyse risks by type of event or situation • structural retrofitting of buildings • arrangements for evacuating occupants • attach display cases to walls • other protection measures.
  • 40. Organisation of in situ operations: • how to open cabinets, store-rooms, etc. • how to dismantle or detach the works • how to use equipment for lifting and transporting the works • stockpiling appropriate containers.
  • 41. Organisation of transport for artefacts: • the route to take for each load • means of transport • characteristics of the storage place: - custodial matters, security, control of indoor climate, hazard mgt, etc. • how to pass through security systems.
  • 42. Tackle the problem of insurance for works of art, etc., in situ, in transit, in storage. Create a register • of artefacts and places in terms of protection strategies and how they will be activated in a crisis • of the associated risks. Evaluate the probable nature, seriousness and extent of likely post-disaster restoration works.
  • 43. Training for museum directors, managers, curators, custodians and other personnel • in emergency procedures • in recovery methods that will probably be needed after an expected crisis ... and discuss with them the scenarios of hazard and impact.
  • 44. Subject every high-value building or site to an assessment of its vulnerability to disaster • susceptibility to damage and losses • particular or evident signs of weakness or decay.
  • 45. Suggest mitigation measures: • fire-suppression systems • physical barriers • structural bracing • buttressing, etc.
  • 46. No historic building need necessarily be demolished merely because it is susceptible to damage in a disaster, however, retrofitting to appropriate levels of protection could be very expensive.
  • 47. Before disaster strikes: • where possible, estimate the probable restoration needs--i.e., the vulnerability of the building • identify sources of wood and scaffolding or stockpile these items • identify appropriate professionals and reputable specialist building firms.
  • 48. Possible sources of help for reducing the vulnerability to disaster of cultural heritage: • national, regional and local civil protection departments and public works ministries or departments • International Council on Monuments and Sites (ICOMOS), Paris • United Nations Educational, Scientific and Cultural Organisation (UNESCO), Paris.
  • 49. Some protection procedures: • lift and move objects to places located outside the risk zone • wrap up, remove and take away from the risk or impact zone • protect in situ (wooden panels, sandbags, etc.) • consolidate (scaffolding, buttressing, etc.).
  • 50. Procedures: how to.... • open secured doors • disactivate alarm systems • authorise access to protected places • verify the identity of rescue squads and their members • open display cabinets • remove works from walls • wrap up works in protective packaging • safely move heavy, unwieldy and fragile objects.
  • 51. During an emergency: • stabilise the situation • recover, save and protect objects • rehabilitate areas of cultural significance • transport mobile cultural goods to places of safe storage • safeguard catalogues and preserve the means of identifying artefacts • seek to restore normal conditions.
  • 52. HOSPITAL AIRPORT AND AND HEALTH TRANSPORT SYSTEM EMERGENCY EMERGENCY PLANS PLAN MUNICIPAL REGIONAL AND MUTUAL NATIONAL COUNTY OR ASSISTANCE EMERGENCY PROVINCIAL EMERGENCY PACTS PLAN PLAN EMERGENCY PLANS INDUSTRIAL AND CULTURAL COMMERCIAL HERITAGE EMERGENCY EMERGENCY PLANS PLAN
  • 54. Preparatory study Creation and Stakeholders' updating Training opinions of plan Revision Dissemination Information Exercising Evaluation Activation Disaster
  • 55. Feedback and revision Apparent chaos Model Plan Testing and revision Feedback Evaluation Disaster Result
  • 56. When a crisis occurs and the emergency plan is activated.... FIRE BRIGADES CONSERVATORS: OR ENGINEERS: check the state of check the accessibility conservation of of the buildings and objects and their monitor the safety treatment by of emergency rescuers operations TASK FORCES CURATORS: VOLUNTEER GROUPS: check that priorities carry out works of for saving artefacts protection, wrapping up, are observed and put registration and emergency plans removal of into action objects
  • 57. • Not all cultural heritage takes the form of tangible assets: e.g. genius loci (sense of place and sense of belonging) • The heritage sector does not understand the language of disaster risk reduction and is not implementing DRR to a significant degree • heritage is seen as taking a passive and secondary role in disaster risk reduction.