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North American Utility Sparks Up its
Complaint Handling System
Electric utility’s new complaint handling system reduces resolution times,
increases staff productivity, boosts customer satisfaction and improves
regulatory compliance.
Cognizant Case Study
cognizant case study | july 2015
Business Situation
Electric utilities must be prepared to handle
unpredictable volumes of customer complaints,
whether they’re due to a storm-related service
outage or an unexpectedly high bill. The more effi-
ciently and effectively they can handle complaints
and prove they’re quickly resolving customer
issues, the better utilities can control costs while
meeting ever-changing regulatory demands.
However, an outdated, inflexible complaint
database and reporting system made it difficult
for the third-largest electric utility in the U.S. to
correctly assign different types of complaints to
the proper staff, track the progress of complaint
resolution and notify regulators that issues
were resolved. With approximately 4.7 million
customers and a total installed capacity of
41,000-plus megawatts from natural gas, thermal,
nuclear and wind turbine, this meant excessive
costs, delays and the risk of punitive actions from
regulators for the Fortune 200 company, which
has revenue of more than $17 billion and more
than $74.9 billion in assets under management.
Challenges
The utility’s legacy complaint tracking system
was developed more than 16 years ago to meet
what were then more narrow regulatory require-
ments. It relied on a database of text documents
describing each complaint and the action taken.
However, the system lacked the workflow capabili-
ties to ensure that support staff took the proper
steps at each stage of the resolution process,
such as following up with the customer to confirm
the complaint was resolved. It also didn’t provide
updates into employee workloads to help super-
visors efficiently allocate new complaints to
employees, nor did it automatically route work to
the proper department. For instance, it couldn’t
send questions about billing amounts to customer
service or allow users to create subtasks within a
complaint.
The need to send e-mails for task assignments
meant extra work for employees, and it was more
difficult to track the status of the complaint,
raising the possibility of unaddressed complaints
if the user who began the e-mail thread left the
utility or was absent from work.
cognizant case study 2
The system also could not differentiate among
complaints that required varying amounts of
effort to solve or different levels of regulatory
detail to report. Because changing the database
to accommodate such information was difficult
and time-consuming, if it could be done at all,
much of the extra detail was stored in separate
data stores, such as Microsoft Excel. The need to
update the spreadsheets led to additional — and
costly — manual work.
Solution
While the client initially planned to rewrite
the legacy system, we recommended an Agile
approach to developing a new, integrated
complaint management system that was assured
to meet users’ needs.
To obtain a complete understanding of such needs,
we conducted joint requirement workshops with
subject matter experts from various functional
areas, such as power delivery and customer
service. In these workshops, we defined the
existing processes and capabilities of the legacy
system and performed a gap analysis based on
industry benchmarks, as well as new capabilities
the utility sought. We then defined and developed
requirements for the new system for the entire
customer complaint lifecycle, from ticket creation
to issue resolution.
We first performed the system design and
developed the end-to-end workflow for one type
of ticket and used that design as a framework for
the utility’s 17 other ticket types. This enabled
us to ensure we were meeting user needs for
everything from the information presented, to
the design of the application screens, while sig-
nificantly reducing design time (see Figure 1).
The use of an Agile framework also ensured that
the new system met user needs through the
continuous involvement of the concept, delivery
and validation teams. Our Agile-aligned Sprint
Demo and Sprint Retrospective sessions allowed
us to continually add improvements and ensure
the software and new processes met the needs of
the business.
Figure 1
End-to-end Complaint Resolution Workflow
Complaint Channels
Complaint-Handling High-Level Process
cognizant case study 3
Benefits and Results
The improvements to complaint tracking and
workload management have reduced resolution
times, increased staff productivity and boosted
customer satisfaction while reducing regulatory
infractions.
Major improvements included the following:
•	Supervisors can now assign varying units of
work to each complaint, so the work is assigned
to employees based on the amount of work
each complaint takes to resolve rather than the
number of overall complaints.
•	Users can plan their work better because
rather than having to check various e-mail
threads for different complaints and complaint
types, they can see all their pending tasks in
one place.
•	Users can also, for the first time, create
tasks for other individuals and assign a due
date. This increases employee productivity
while helping to ensure all required steps are
followed for each complaint type.
•	Employees can now quickly and easily adjust
the business rules that govern areas such as
work assignments, due dates for complaint
tickets, notification preferences and security
access privileges.
•	Administrators can configure service level
agreements for various complaint types based
on changing business needs and regulatory
requirements, without the cost and delay of
asking the IT group for help.
•	For the first time, management has
real-time data on, for example, the due dates
that indicate when tickets are scheduled to be
closed so they can redistribute work as needed.
Managers and employees now have a holistic
view of the “open” activities assigned to each
employee, as well as the amount of work
handled by each. This has resulted in better
workload management.
•	Trending reports alert employees to a rise in
the number of complaints from a given area or
a surge in the same type of complaints, which
helps managers and employees identify and
resolve issues more quickly.
Based on our work developing this complaint
tracking system, we also used the Agile methodol-
ogy to significantly improve the utility’s main cus-
tomer-facing Web site. Among the improvements
are self-service features that allow customers to
start and stop service, track their energy con-
sumption and pay bills.
About Cognizant
Cognizant (NASDAQ: CTSH) is a leading provider of information technology, consulting, and business
process outsourcing services, dedicated to helping the world’s leading companies build stronger busi-
nesses. Headquartered in Teaneck, New Jersey (U.S.), Cognizant combines a passion for client satisfac-
tion, technology innovation, deep industry and business process expertise, and a global, collaborative
workforce that embodies the future of work. With over 100 development and delivery centers worldwide
and approximately 217,700 employees as of March 31, 2015, Cognizant is a member of the NASDAQ-100,
the S&P 500, the Forbes Global 2000, and the Fortune 500 and is ranked among the top performing and
fastest growing companies in the world. Visit us online at www.cognizant.com or follow us on Twitter: Cognizant.
World Headquarters
500 Frank W. Burr Blvd.
Teaneck, NJ 07666 USA
Phone: +1 201 801 0233
Fax: +1 201 801 0243
Toll Free: +1 888 937 3277
Email: inquiry@cognizant.com
European Headquarters
1 Kingdom Street
Paddington Central
London W2 6BD
Phone: +44 (0) 20 7297 7600
Fax: +44 (0) 20 7121 0102
Email: infouk@cognizant.com
Cognizant Japan KK
2F, Kojimachi Miyuki Building,
3-4 Ni-Bancyo Chiyoda-ku
Tokyo 102-0084 Japan
Phone: +81-3-5216-6888
Fax: +81-3-5216-6887
­­© Copyright 2015, Cognizant. All rights reserved. No part of this document may be reproduced, stored in a retrieval system, transmitted in any form or by any
means, electronic, mechanical, photocopying, recording, or otherwise, without the express written permission from Cognizant. The information contained herein is
subject to change without notice. All other trademarks mentioned herein are the property of their respective owners.
Codex 1437
About Cognizant Energy and Utilities
E&U is one of Cognizant’s fastest growing industry verticals, serving a broad spectrum of industry
niches across the E&U value chain. We are a global practice with presence in all the leading geographies,
delivering cutting-edge solutions ranging from customer experience management and the smart grid
to enterprise asset management. The E&U practice consists of domain and subject matter experts who
have helped deliver award-winning solutions and have helped our esteemed customers successfully
manage regulatory compliance, complex transformations, product implementations and technology
rationalization, among others. For more information, visit us at www.cognizant.com/energy-utility.

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North American Utility Sparks Up its Complaint Handling System

  • 1. North American Utility Sparks Up its Complaint Handling System Electric utility’s new complaint handling system reduces resolution times, increases staff productivity, boosts customer satisfaction and improves regulatory compliance. Cognizant Case Study cognizant case study | july 2015 Business Situation Electric utilities must be prepared to handle unpredictable volumes of customer complaints, whether they’re due to a storm-related service outage or an unexpectedly high bill. The more effi- ciently and effectively they can handle complaints and prove they’re quickly resolving customer issues, the better utilities can control costs while meeting ever-changing regulatory demands. However, an outdated, inflexible complaint database and reporting system made it difficult for the third-largest electric utility in the U.S. to correctly assign different types of complaints to the proper staff, track the progress of complaint resolution and notify regulators that issues were resolved. With approximately 4.7 million customers and a total installed capacity of 41,000-plus megawatts from natural gas, thermal, nuclear and wind turbine, this meant excessive costs, delays and the risk of punitive actions from regulators for the Fortune 200 company, which has revenue of more than $17 billion and more than $74.9 billion in assets under management. Challenges The utility’s legacy complaint tracking system was developed more than 16 years ago to meet what were then more narrow regulatory require- ments. It relied on a database of text documents describing each complaint and the action taken. However, the system lacked the workflow capabili- ties to ensure that support staff took the proper steps at each stage of the resolution process, such as following up with the customer to confirm the complaint was resolved. It also didn’t provide updates into employee workloads to help super- visors efficiently allocate new complaints to employees, nor did it automatically route work to the proper department. For instance, it couldn’t send questions about billing amounts to customer service or allow users to create subtasks within a complaint. The need to send e-mails for task assignments meant extra work for employees, and it was more difficult to track the status of the complaint, raising the possibility of unaddressed complaints if the user who began the e-mail thread left the utility or was absent from work.
  • 2. cognizant case study 2 The system also could not differentiate among complaints that required varying amounts of effort to solve or different levels of regulatory detail to report. Because changing the database to accommodate such information was difficult and time-consuming, if it could be done at all, much of the extra detail was stored in separate data stores, such as Microsoft Excel. The need to update the spreadsheets led to additional — and costly — manual work. Solution While the client initially planned to rewrite the legacy system, we recommended an Agile approach to developing a new, integrated complaint management system that was assured to meet users’ needs. To obtain a complete understanding of such needs, we conducted joint requirement workshops with subject matter experts from various functional areas, such as power delivery and customer service. In these workshops, we defined the existing processes and capabilities of the legacy system and performed a gap analysis based on industry benchmarks, as well as new capabilities the utility sought. We then defined and developed requirements for the new system for the entire customer complaint lifecycle, from ticket creation to issue resolution. We first performed the system design and developed the end-to-end workflow for one type of ticket and used that design as a framework for the utility’s 17 other ticket types. This enabled us to ensure we were meeting user needs for everything from the information presented, to the design of the application screens, while sig- nificantly reducing design time (see Figure 1). The use of an Agile framework also ensured that the new system met user needs through the continuous involvement of the concept, delivery and validation teams. Our Agile-aligned Sprint Demo and Sprint Retrospective sessions allowed us to continually add improvements and ensure the software and new processes met the needs of the business. Figure 1 End-to-end Complaint Resolution Workflow Complaint Channels Complaint-Handling High-Level Process
  • 3. cognizant case study 3 Benefits and Results The improvements to complaint tracking and workload management have reduced resolution times, increased staff productivity and boosted customer satisfaction while reducing regulatory infractions. Major improvements included the following: • Supervisors can now assign varying units of work to each complaint, so the work is assigned to employees based on the amount of work each complaint takes to resolve rather than the number of overall complaints. • Users can plan their work better because rather than having to check various e-mail threads for different complaints and complaint types, they can see all their pending tasks in one place. • Users can also, for the first time, create tasks for other individuals and assign a due date. This increases employee productivity while helping to ensure all required steps are followed for each complaint type. • Employees can now quickly and easily adjust the business rules that govern areas such as work assignments, due dates for complaint tickets, notification preferences and security access privileges. • Administrators can configure service level agreements for various complaint types based on changing business needs and regulatory requirements, without the cost and delay of asking the IT group for help. • For the first time, management has real-time data on, for example, the due dates that indicate when tickets are scheduled to be closed so they can redistribute work as needed. Managers and employees now have a holistic view of the “open” activities assigned to each employee, as well as the amount of work handled by each. This has resulted in better workload management. • Trending reports alert employees to a rise in the number of complaints from a given area or a surge in the same type of complaints, which helps managers and employees identify and resolve issues more quickly. Based on our work developing this complaint tracking system, we also used the Agile methodol- ogy to significantly improve the utility’s main cus- tomer-facing Web site. Among the improvements are self-service features that allow customers to start and stop service, track their energy con- sumption and pay bills.
  • 4. About Cognizant Cognizant (NASDAQ: CTSH) is a leading provider of information technology, consulting, and business process outsourcing services, dedicated to helping the world’s leading companies build stronger busi- nesses. Headquartered in Teaneck, New Jersey (U.S.), Cognizant combines a passion for client satisfac- tion, technology innovation, deep industry and business process expertise, and a global, collaborative workforce that embodies the future of work. With over 100 development and delivery centers worldwide and approximately 217,700 employees as of March 31, 2015, Cognizant is a member of the NASDAQ-100, the S&P 500, the Forbes Global 2000, and the Fortune 500 and is ranked among the top performing and fastest growing companies in the world. Visit us online at www.cognizant.com or follow us on Twitter: Cognizant. World Headquarters 500 Frank W. Burr Blvd. Teaneck, NJ 07666 USA Phone: +1 201 801 0233 Fax: +1 201 801 0243 Toll Free: +1 888 937 3277 Email: inquiry@cognizant.com European Headquarters 1 Kingdom Street Paddington Central London W2 6BD Phone: +44 (0) 20 7297 7600 Fax: +44 (0) 20 7121 0102 Email: infouk@cognizant.com Cognizant Japan KK 2F, Kojimachi Miyuki Building, 3-4 Ni-Bancyo Chiyoda-ku Tokyo 102-0084 Japan Phone: +81-3-5216-6888 Fax: +81-3-5216-6887 ­­© Copyright 2015, Cognizant. All rights reserved. No part of this document may be reproduced, stored in a retrieval system, transmitted in any form or by any means, electronic, mechanical, photocopying, recording, or otherwise, without the express written permission from Cognizant. The information contained herein is subject to change without notice. All other trademarks mentioned herein are the property of their respective owners. Codex 1437 About Cognizant Energy and Utilities E&U is one of Cognizant’s fastest growing industry verticals, serving a broad spectrum of industry niches across the E&U value chain. We are a global practice with presence in all the leading geographies, delivering cutting-edge solutions ranging from customer experience management and the smart grid to enterprise asset management. The E&U practice consists of domain and subject matter experts who have helped deliver award-winning solutions and have helped our esteemed customers successfully manage regulatory compliance, complex transformations, product implementations and technology rationalization, among others. For more information, visit us at www.cognizant.com/energy-utility.