FINRA Regulatory Notice 10-06 Guidance on Blogs and Social Networking Web Sites
by Clara Shih on May 10, 2011
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Americans are increasingly using socialmediaWeb sites, such as blogs and...
Americans are increasingly using socialmediaWeb sites, such as blogs and
social networking sites, for business and personal communications. Firms
have asked FINRA staff how the FINRA rules governing communications
with the public apply to socialmedia sites that are sponsored by a firmor
its registered representatives. This Notice provides guidance to firms
regarding these issues.
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