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Farmer centered & smallholder 
approaches offer us our best 
opportunity to address food 
security in a changing climate 
Julian F. Gonsalves, PhD. 
Julian Gonsalves, COP Side Event, Peru. December 2014.
Major issues of 21st century for us are the hunger-poverty 
challenge affected by climate change 
 One BILLION people are undernourished because they lack access to 
affordable food. 
 Another billion suffer from hidden hunger, i.e. micronutrient deficiencies. 
 Yet to come: we will need to feed 9 billion in 2050 (but note: we have 200+ 
definitions of food security). 
 Climate change will eliminate much of improvement in child malnutrition 
levels (IFPRI 2009). 
 Land degradation remains a high priority as 5-12 million become lost 
annually. 
 Majority of world’s poor (370 million) are resource poor, risk prone and 
heterogeneous. 
 More than half of smallholder in most continents are below poverty line. 
Julian Gonsalves, COP Side Event, Peru. December 2014.
Do we 
need 
more 
statistics? 
Julian Gonsalves, COP Side Event, Peru. December 2014.
• Climate change will affect hundreds of millions of small scale 
farmers, herders, forest dwellers, fishers, who are already 
(currently) food insecure. 
• Climate change is threat multiplier – under poverty 
condition can delete assets, wipe out savings, roll back 
progress. 
• Drivers of poverty worsen vulnerability, increase risks and 
limits adaptation – so livelihood based approaches are 
critical, important. 
• Climate justice perspective – focus on resource poor who are 
most affected by climate change (better targeting – preferential 
choices). 
• So it’s not climate proofing but poverty proofing. 
Julian Gonsalves, COP Side Event, Peru. December 2014.
This is a smallholder area in 
Northern Vietnam. 
Julian Gonsalves, COP Side Event, Peru. December 2014.
Mosaics in 
our 
landscapes: 
not 
degraded 
but 
regenerating 
Julian Gonsalves, COP Side Event, Peru. December 2014.
Five 
centuries + 
of 
farming 
Julian Gonsalves, COP Side Event, Peru. December 2014.
Difficult conditions 
don’t deter us 
Julian Gonsalves, COP Side Event, Peru. December 2014.
Julian Gonsalves, COP Side Event, Peru. December 2014.
We “create” 
market linkages 
(just do not let 
unfair trade 
destroy our 
livelihoods). 
Julian Gonsalves, COP Side Event, Peru. December 2014.
Julian Gonsalves, COP Side Event, Peru. December 2014.
Do we not understand 
resilience? 
Julian Gonsalves, COP Side Event, Peru. December 2014.
We can smile 
because we know 
how to overcome 
challenges – just help 
us grow along our 
pathways. 
Julian Gonsalves, COP Side Event, Peru. December 2014.
• So start with an assumption farmers and local 
communities understand resilience! They 
been through difficult times. Collectively 
smallholders (the majority poor) they offer us 
our best chance to fight climate change.Focus 
on them as among our best bet 
Julian Gonsalves, COP Side Event, Peru. December 2014.
• The stubborn persistence of millions of 
herders under traditional farming is a living 
proof of a successful indigenous agriculture 
strategy and contributes to the creativity of 
small farmers throughout the developing 
world (Wilken 1987). 
• Millions of SH, family farms – testimony to 
remarkable resilience of agro-ecosystems in 
the face of change. 
Julian Gonsalves, COP Side Event, Peru. December 2014.
Let’s be optimistic about the future: 
CCAFS is the largest ever research program on climate change 
research. 
IFAD now supports the largest climate change adaptation program 
focused on smallholder farmers. 
The CGIAR now has reduced poverty, improved food and nutrition 
security and improved natural resource and ecosystem services as 
new system level outcomes (proposed 2015). 
Global donor, research and governments now value agriculture 
Development outcomes influence research more than any time 
since 80, 90 
Funding for agriculture is more easily secured from governments, 
LGU, donors (relatively). 
New space has been created for development actors. 
Julian Gonsalves, COP Side Event, Peru. December 2014.
Need to develop 
ways to utilize 
research/knowledge 
(apply what we 
already know). The 
“gaps” in utilization 
of agriculture science 
existed even before 
this new awareness 
of climate change 
impacts. 
Julian Gonsalves, COP Side Event, Peru. December 2014.
 Smallholders (SH) provide us with opportunities big farmers don’t have 
(remember regenerative approaches are not always scale neutral). 
 Smallholding provide opportunities for diversification, intensification 
under a multi-benefit and risk aversion approach. 
 Multiple benefit – build climate resilience alongside other benefits – so 
deploy traditional and new technologies 
 No regrets approach (FAO) - adaptive practices and actions which will be 
beneficial in future even if worst fears don’t materialize. 
 Smallholder agriculture has untapped potential for emission reduction as 
a co-benefit, e.g., no burning rice. 
Julian Gonsalves, COP Side Event, Peru. December 2014.
 Difficulties to communicate “mitigation” to poor farmers, so focus on 
adaptation + approaches . 
 Focus on productivity (livelihoods) and natural adaptation processes 
using eco-friendly, holistic approaches… mitigation is invariably a co-benefit. 
 Planned adaptation is part of top-down planned approach by 
government, LGU, NGOs, etc. 
 Autonomous adaptation happens at individual, HH or farm level. 
 Autonomous adaptation can be nurtured, e.g. Prolinnova approaches. 
 Autonomous – builds on local innovation, enhances local extension – 
while support testing, etc. (PTD, PID). 
 Look for the diversity dividend – a landscape dominated by diversified 
farms, forests (mosaics) of agriculture-forest-coastal interventions. 
Julian Gonsalves, COP Side Event, Peru. December 2014.
 Incremental adaptation: because adaptation is an 
on-going process 
 What’s needed is innovative local funding 
innovation grants, small grants, micro-credit for 
climate smart agriculture 
 Foster the adaptation process (nurture 
innovation development through group processes 
and farmer centered approaches 
 Innovation fairs, innovation funds all help build a 
social capital for enhanced adaptation capacities 
(see www.prolinnova.org) 
Julian Gonsalves, COP Side Event, Peru. December 2014.
• Community driven approaches to adaptation (within broad 
based multi-benefit approaches to adaptation) are integral to 
building capacities for incremental adaptation – need to start 
now 
• But not difficulty to mainstream such approaches unless – LGU, 
platforms, multistakeholder processes are used 
• Importance of going to scale : processes are scaled up not just 
technologies :”Bring more benefits to more people more quickly 
with longer lasting results” (Going to Scale, IIRR 2000). 
• Knowing how to bring to scale multi-benefit adaptation 
approaches will ultimately help us deliver local outcomes at 
scale. 
Julian Gonsalves, COP Side Event, Peru. December 2014.
Julian Gonsalves, COP Side Event, Peru. December 2014.
Julian Gonsalves, COP Side Event, Peru. December 2014.
Julian Gonsalves, COP Side Event, Peru. December 2014.
Julian Gonsalves, COP Side Event, Peru. December 2014.
Julian Gonsalves, COP Side Event, Peru. December 2014.

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Farmer centered approaches key to food security and climate change

  • 1. Farmer centered & smallholder approaches offer us our best opportunity to address food security in a changing climate Julian F. Gonsalves, PhD. Julian Gonsalves, COP Side Event, Peru. December 2014.
  • 2. Major issues of 21st century for us are the hunger-poverty challenge affected by climate change  One BILLION people are undernourished because they lack access to affordable food.  Another billion suffer from hidden hunger, i.e. micronutrient deficiencies.  Yet to come: we will need to feed 9 billion in 2050 (but note: we have 200+ definitions of food security).  Climate change will eliminate much of improvement in child malnutrition levels (IFPRI 2009).  Land degradation remains a high priority as 5-12 million become lost annually.  Majority of world’s poor (370 million) are resource poor, risk prone and heterogeneous.  More than half of smallholder in most continents are below poverty line. Julian Gonsalves, COP Side Event, Peru. December 2014.
  • 3. Do we need more statistics? Julian Gonsalves, COP Side Event, Peru. December 2014.
  • 4. • Climate change will affect hundreds of millions of small scale farmers, herders, forest dwellers, fishers, who are already (currently) food insecure. • Climate change is threat multiplier – under poverty condition can delete assets, wipe out savings, roll back progress. • Drivers of poverty worsen vulnerability, increase risks and limits adaptation – so livelihood based approaches are critical, important. • Climate justice perspective – focus on resource poor who are most affected by climate change (better targeting – preferential choices). • So it’s not climate proofing but poverty proofing. Julian Gonsalves, COP Side Event, Peru. December 2014.
  • 5. This is a smallholder area in Northern Vietnam. Julian Gonsalves, COP Side Event, Peru. December 2014.
  • 6. Mosaics in our landscapes: not degraded but regenerating Julian Gonsalves, COP Side Event, Peru. December 2014.
  • 7. Five centuries + of farming Julian Gonsalves, COP Side Event, Peru. December 2014.
  • 8. Difficult conditions don’t deter us Julian Gonsalves, COP Side Event, Peru. December 2014.
  • 9. Julian Gonsalves, COP Side Event, Peru. December 2014.
  • 10. We “create” market linkages (just do not let unfair trade destroy our livelihoods). Julian Gonsalves, COP Side Event, Peru. December 2014.
  • 11. Julian Gonsalves, COP Side Event, Peru. December 2014.
  • 12. Do we not understand resilience? Julian Gonsalves, COP Side Event, Peru. December 2014.
  • 13. We can smile because we know how to overcome challenges – just help us grow along our pathways. Julian Gonsalves, COP Side Event, Peru. December 2014.
  • 14. • So start with an assumption farmers and local communities understand resilience! They been through difficult times. Collectively smallholders (the majority poor) they offer us our best chance to fight climate change.Focus on them as among our best bet Julian Gonsalves, COP Side Event, Peru. December 2014.
  • 15. • The stubborn persistence of millions of herders under traditional farming is a living proof of a successful indigenous agriculture strategy and contributes to the creativity of small farmers throughout the developing world (Wilken 1987). • Millions of SH, family farms – testimony to remarkable resilience of agro-ecosystems in the face of change. Julian Gonsalves, COP Side Event, Peru. December 2014.
  • 16. Let’s be optimistic about the future: CCAFS is the largest ever research program on climate change research. IFAD now supports the largest climate change adaptation program focused on smallholder farmers. The CGIAR now has reduced poverty, improved food and nutrition security and improved natural resource and ecosystem services as new system level outcomes (proposed 2015). Global donor, research and governments now value agriculture Development outcomes influence research more than any time since 80, 90 Funding for agriculture is more easily secured from governments, LGU, donors (relatively). New space has been created for development actors. Julian Gonsalves, COP Side Event, Peru. December 2014.
  • 17. Need to develop ways to utilize research/knowledge (apply what we already know). The “gaps” in utilization of agriculture science existed even before this new awareness of climate change impacts. Julian Gonsalves, COP Side Event, Peru. December 2014.
  • 18.  Smallholders (SH) provide us with opportunities big farmers don’t have (remember regenerative approaches are not always scale neutral).  Smallholding provide opportunities for diversification, intensification under a multi-benefit and risk aversion approach.  Multiple benefit – build climate resilience alongside other benefits – so deploy traditional and new technologies  No regrets approach (FAO) - adaptive practices and actions which will be beneficial in future even if worst fears don’t materialize.  Smallholder agriculture has untapped potential for emission reduction as a co-benefit, e.g., no burning rice. Julian Gonsalves, COP Side Event, Peru. December 2014.
  • 19.  Difficulties to communicate “mitigation” to poor farmers, so focus on adaptation + approaches .  Focus on productivity (livelihoods) and natural adaptation processes using eco-friendly, holistic approaches… mitigation is invariably a co-benefit.  Planned adaptation is part of top-down planned approach by government, LGU, NGOs, etc.  Autonomous adaptation happens at individual, HH or farm level.  Autonomous adaptation can be nurtured, e.g. Prolinnova approaches.  Autonomous – builds on local innovation, enhances local extension – while support testing, etc. (PTD, PID).  Look for the diversity dividend – a landscape dominated by diversified farms, forests (mosaics) of agriculture-forest-coastal interventions. Julian Gonsalves, COP Side Event, Peru. December 2014.
  • 20.  Incremental adaptation: because adaptation is an on-going process  What’s needed is innovative local funding innovation grants, small grants, micro-credit for climate smart agriculture  Foster the adaptation process (nurture innovation development through group processes and farmer centered approaches  Innovation fairs, innovation funds all help build a social capital for enhanced adaptation capacities (see www.prolinnova.org) Julian Gonsalves, COP Side Event, Peru. December 2014.
  • 21. • Community driven approaches to adaptation (within broad based multi-benefit approaches to adaptation) are integral to building capacities for incremental adaptation – need to start now • But not difficulty to mainstream such approaches unless – LGU, platforms, multistakeholder processes are used • Importance of going to scale : processes are scaled up not just technologies :”Bring more benefits to more people more quickly with longer lasting results” (Going to Scale, IIRR 2000). • Knowing how to bring to scale multi-benefit adaptation approaches will ultimately help us deliver local outcomes at scale. Julian Gonsalves, COP Side Event, Peru. December 2014.
  • 22. Julian Gonsalves, COP Side Event, Peru. December 2014.
  • 23. Julian Gonsalves, COP Side Event, Peru. December 2014.
  • 24. Julian Gonsalves, COP Side Event, Peru. December 2014.
  • 25. Julian Gonsalves, COP Side Event, Peru. December 2014.
  • 26. Julian Gonsalves, COP Side Event, Peru. December 2014.