Your SlideShare is downloading. ×
0
Casedy Consulting LLC Brochure
Casedy Consulting LLC Brochure
Casedy Consulting LLC Brochure
Casedy Consulting LLC Brochure
Casedy Consulting LLC Brochure
Casedy Consulting LLC Brochure
Casedy Consulting LLC Brochure
Casedy Consulting LLC Brochure
Casedy Consulting LLC Brochure
Casedy Consulting LLC Brochure
Casedy Consulting LLC Brochure
Casedy Consulting LLC Brochure
Casedy Consulting LLC Brochure
Casedy Consulting LLC Brochure
Casedy Consulting LLC Brochure
Casedy Consulting LLC Brochure
Upcoming SlideShare
Loading in...5
×

Thanks for flagging this SlideShare!

Oops! An error has occurred.

×
Saving this for later? Get the SlideShare app to save on your phone or tablet. Read anywhere, anytime – even offline.
Text the download link to your phone
Standard text messaging rates apply

Casedy Consulting LLC Brochure

294

Published on

Casedy Consulting provides COO/CFO outsourcing and operational due diligence consulting to the alternative investment industry.

Casedy Consulting provides COO/CFO outsourcing and operational due diligence consulting to the alternative investment industry.

0 Comments
0 Likes
Statistics
Notes
  • Be the first to comment

  • Be the first to like this

No Downloads
Views
Total Views
294
On Slideshare
0
From Embeds
0
Number of Embeds
1
Actions
Shares
0
Downloads
0
Comments
0
Likes
0
Embeds 0
No embeds

Report content
Flagged as inappropriate Flag as inappropriate
Flag as inappropriate

Select your reason for flagging this presentation as inappropriate.

Cancel
No notes for slide

Transcript

  • 1. COO/CFO Outsourcing and Operational Due Diligence Consulting John A. Rogers, CPA, Founding Partner > Phone: (914) 533-0306 > email: jrogers@casedyconsulting.com
  • 2. Table of Contents • Casedy Consulting Overview page 3 • Founding Partner Biography page 4 • Summary of Consulting Services page 6 • Outsourcing: Start Up Phase g p p g page 7 • Outsourcing: Operations page 8 • Outsourcing: Marketing and Investor Relations page 10 • Outsourcing: Compliance page 11 • Outsourcing: Management Company Functions page 12 • Outsourcing: Real Estate page 13 • Special Services/Projects page 14 • Operational Due Diligence p g p g page 15 • Contact Information page 16 COO/CFO Outsourcing and Operational Due Diligence Consulting
  • 3. Casedy Consulting Overview Casedy Consulting, L.L.C. (“Casedy”) provides COO/CFO outsourcing and operational due diligence consulting services to the alternative investment industry. d dili lti i t th lt ti i t ti d t • Investment management industry veteran with over 18 years experience, including 8 years as a hedge fund COO/CFO/CCO p g y g • Seasoned professional who has successfully formed and managed all operations of two +$750mm hedge fund firms • Experienced and knowledgeable in all facets of the operations of hedge funds and investment advisors • Provides consulting services to hedge funds at every stage of their g g y g business cycle • Also provides operational due diligence consulting services to investors in hedge funds who do not have the resident experience g p to properly evaluate operational risk COO/CFO Outsourcing and Operational Due Diligence Consulting P>3
  • 4. Founding Partner Biography John A. Rogers, CPA, Founding Partner • COO/CFO of Obrem Capital Management, LLC, 2007-2009 ― Successfully implemented Obrem’s operations including accounting, middle and back office, trading, investor relations, compliance, compliance IT infrastructure and general office management ― Oversaw and assisted in initial capital raise of approximately $800mm • Principal - CFO/CCO of Stadia Capital, LLC 2002 2007 Capital LLC, 2002-2007 ― Successfully formed and managed Stadia’s accounting, middle and back office, compliance and IT infrastructure ― Registered firm as an investment advisor with the SEC ― Managed a team of five professionals • Senior Vice President – Weiss, Peck & Greer 2000-2002 ― Responsible for the administration of 10 domestic and 3 offshore hedge funds with total capital under management in excess of $1 billion. COO/CFO Outsourcing and Operational Due Diligence Consulting P>4
  • 5. Founding Partner Biography (continued) John A. Rogers, CPA, Founding Partner • Senior Manager – Asset Management Practice - Ernst & Young, 1997-2000 • Assistant Vice President – Internal Audit - Alliance Capital p Management, 1991-1997 • Financial Auditor – Equitable Life – 1989-1991 • Financial Auditor – Long Island Savings Bank, 1988-1989 • B.S. in Business Economics/Accounting from SUNY- College at Oneonta (1988); Certified Public Accountant • Full Founding Partner CV available upon request COO/CFO Outsourcing and Operational Due Diligence Consulting P>5
  • 6. Summary of Consulting Services Operational Due Special Services/ Diligence Consulting Projects P j t Start-up phase • • Compliance Operations and Reporting • COO/CFO Outsourcing • M Management Company tC Marketing and Investor Relations • • Real Estate COO/CFO Outsourcing and Operational Due Diligence Consulting P>6
  • 7. Outsourcing: Start Up Phase Casedy Consulting provides operational outsourcing to companies in the start up phase i l di h including: • Review of all fund, management company and general partner organizational documents including assistance with preparing Form ADV • Assistance in selection of 3rd party service providers including attorneys, accountants, administrators and prime brokers • Evaluation and selection of IT Integrator and telecommunications vendor as well as advise on hardware and software selection • Negotiation with all executing brokers, ISDA counterparties, independent research providers and soft dollar vendors • Oversight and assistance with fund raising efforts • Meeting with prospective and existing investors on all pre/post investment operational due diligence reviews • Advise on office space acquisition and subsequent build out COO/CFO Outsourcing and Operational Due Diligence Consulting P>7
  • 8. Outsourcing: Operations The Firm provides evaluation and implementation of all operational policies and procedures i l di d including: • Selection and implementation of all internal systems ― Portfolio management ― General ledger ― Partnership accounting ― Front-end trading ― Risk management ― Investor relations • Oversight of all daily, weekly, monthly and annual processes including reconciliations, NAV calculations, year-end audit and K1 tax returns • Oversee development of portfolio attribution and exposure reporting system for daily and monthly internal/external distribution • Selection and implementation of risk management system as well as development of all reporting requirements COO/CFO Outsourcing and Operational Due Diligence Consulting P>8
  • 9. Outsourcing: Operations (continued) The Firm also oversees and serves as a liaison with: • Accountants/Auditors ― Interim and final annual audit procedures ― Preparation of p p partner allocations for K1 tax returns ― Review of investor K1 tax returns ― Management company, GP and partner tax returns • Fund administrator for daily, monthly and annual reporting • Legal counsel in order to manage all regulatory filings • Hiring training and oversight of operational s pport staff Hiring, o ersight support COO/CFO Outsourcing and Operational Due Diligence Consulting P>9
  • 10. Outsourcing: Marketing and Investor Relations Casedy acts as “in-house” marketing and investor relations support assisting with: • Investor requests • Ongoing investor meetings to discuss portfolio and operational due diligence • Preparation of due diligence questionnaire • Transparency reporting to investors COO/CFO Outsourcing and Operational Due Diligence Consulting P > 10
  • 11. Outsourcing: Compliance Casedy will provide oversight during SEC registration and ongoing compliance assisting with: ith • Preparation of all internal policies and procedures in accordance with the Investment Advisers Act. • Preparation of the firm’s compliance manual and firm s code of ethics • Evaluation and selection of third party compliance vendors • Periodic self compliance examinations • Liaise with legal, compliance, and management g , p , g during SEC audit COO/CFO Outsourcing and Operational Due Diligence Consulting P > 11
  • 12. Outsourcing: Management Company Functions Casedy has deep experience providing critical business advisory services and will: • Oversee processing of management company and general partner accounting and tax related information • Manage the selection and implementation of employee benefit plans including: ― Medical and Dental ― 401(k) ― FSA/HSA ― Deferred compensation plans • Handle budgeting and variance analysis • Manage accounts payable • Oversee the filing of quarterly and annual tax reports • Manage payroll COO/CFO Outsourcing and Operational Due Diligence Consulting P > 12
  • 13. Outsourcing: Real Estate Casedy can evaluate and select appropriate office space as well as manage the associated vendors b d by: • Assisting with negotiation of lease • Acting as liaison with: ― Architect ― General contractor ― Building management ― Broker • Working directly with IT and telecommunications providers to provide IT system set-up and server room build-out COO/CFO Outsourcing and Operational Due Diligence Consulting P > 13
  • 14. Special Services/Projects Casedy also provides other special business operations services including, but not limited to: • Advise on fund restructuring • Crisis management advisory services • SEC Registration • Assistance with activist investment situations and liaise with 3rd party vendors ― Attorney ― Public relations firm ― Proxy solicitor • Establishment of new products COO/CFO Outsourcing and Operational Due Diligence Consulting P > 14
  • 15. Operational Due Diligence The firm believes that a sound operational infrastructure is crucial to an investment firm’s success and provides: d id • Operational due diligence consulting services to fund of funds, family office and high net worth investors in hedge funds • Intensive periodic due diligence reviews which are required to determine a fund’s operational efficiency and effectiveness • In-depth experience with hedge fund operations, supplying the investor with insights and results that would not otherwise be obtained COO/CFO Outsourcing and Operational Due Diligence Consulting P > 15
  • 16. Contact Information For more information about Casedy Consulting and our services, please contact us: Casedy Consulting, L.L.C. John A. Rogers, CPA, Founding Partner Telephone: 914-533-0306 Mobile: 917-716-0394 Email: jrogers@casedyconsulting.com COO/CFO Outsourcing and Operational Due Diligence Consulting P > 16

Ă—