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IMPLEMENTING BCM IN THE 
HEALTHCARE INDUSTRY: 
SINGAPORE EXPERIENCE 
Steve Sobak 
Chief Executive Officer 
Singapore Cord Blood Bank
IMPLEMENTING BCM IN THE HEALTHCARE 
INDUSTRY: SINGAPORE EXPERIENCE 
Periodically, Contacted and Asked about the Process 
of Preparing a Hospital (or Healthcare Institution to 
Undertake the Journey of Becoming a Business 
Continuity Plan Certified Facility
AGENDA 
• Understanding the Basics 
• Reviewing the Processes 
• Reviewing Key Success Factors 
• Sharing Key Benefits of Having a BCP
AGENDA 
Sharing the process from a Personal Perspective of 
Having gone through the Certification Process about 
11 Years Ago 
• While that May Sound like a Long Time Ago, the Process is 
still essentially the same 
• Still Requires the same level of commitment 
• Still continues to be refined, with each Certification Cycle 
• Continues to experience new, but recurring themes, which 
need to be addressed and updated
UNDERSTANDING THE BASICS 
Who were the Drivers Then, Now? 
 Board of Directors 
o Audit Committee 
 Senior Management
UNDERSTANDING THE BASICS 
What were the Drivers for Getting into the BCP Mode 
back in 2003? 
o Terrorism, 9/11 
o Lack of Business Transparency and Fraud, eg Enron 
o Epidemics/Pandemics, eg, SARs 
o Financial Failures
UNDERSTANDING THE BASICS 
What are the Drivers of Getting into the BCP Mode in 
2014? 
o Terrorism, Hospitals now soft Secondary Targets 
o IT Cyber Attacks 
o Epidemics/Pandemics, eg, MERs, Ebola, various 
mutations of Bird Flues 
o Financial Product Failures
UNDERSTANDING THE BASICS 
Where did we Implement the BCP? 
o All the Healthcare Facilities under the Banner of 
Singapore Health Services 
- Hospitals (3) 
- Specialty Centres (5) 
- Poly-Clinics (9) 
o Became the first Healthcare Group to achieve 
Certification in SE Asia
UNDERSTANDING THE BASICS 
Why Was the Board Concerned? 
o Governance 
- Corporate Responsibility 
- Corporate Accountability 
- Corporate Liability
UNDERSTANDING THE BASICS 
How Did We Go About to Become BCP Compliant? 
o Board Appointed a Senior Individual in the 
Organization to Lead 
o Worked as a Team for Sharing and Standardising at 
a High Level 
o Worked as Teams with the Organization 
- Stratified Downward
UNDERSTANDING THE BASICS 
When did we Start and End the Initial Phase of the 
Project? 
o Started in December 2003 
o Ended in March 2005 
o All the Institutions, Centres, and Poly-Clinics Inspected, 
Tested, Ultimately Passed, and Certified 
First Hurdle to Clear - Your Organization’s Board, and 
Senior Management must be Motivated, and Driven to 
Implement, otherwise implementation Will Not Succeed, 
You will not Succeed!
REVIEWING THE PROCESS 
The process Starts with - 
Senior Management, who must - 
• Educate staff on the Needs to be able to Satisfy Corporate 
Governance…. 
• Remind staff that they are Vulnerable, and “Murphy’s Law” 
will prevail over time…. 
• State they need to do “due diligence”, and take ownership…. 
• Impress upon staff they have a responsibility to save lives, 
and preserve equipment, and other assets of the Owners… 
• Comply with Accreditation Organizations that want and 
expect Business Continuity to be in place, eg, 
- JCI, 
- SQA/C
REVIEWING THE PROCESS 
• If all else fails, ask the question, where do you tell 200 to, 8000 
staff (looking to you for direction) to report if denied access to 
their Department, or Building for an extended time? When 
do you make that plan? 
• How does ONE address the Board, Families, Public, and Media 
if no plans have been made and a preventable event occurs? 
How do you manage key Stakeholders (Board of Directors, 
Shareholders, Ministries, Staff, Patients and Families) who all 
have a vested interest in your organization. Within the first 
hours of a Crisis, Senior Management actions will define both 
their leadership quality, and future of the organization!
REVIEWING THE PROCESS 
Also by virtue of you attending this session, your Company/ 
Organization cannot claim ignorance of the responsibility in the 
event an incident occurs that justifies activation of BCP 
- Unless YOU did not provide the feedback (in which case, 
your position is vulnerable)
REVIEWING THE PROCESS 
Middle Management (Department Heads of Imaging, Pharmacy, 
Lab, Clinic Head, Administration) Must Mobilize the Masses in 
their Areas of Responsibility 
• Appoint and Develop Champions and Business Unit Leaders 
who both appreciate and “buy into” the Principles and 
Purpose of BCP 
• Participate in Training and Orientation Sessions 
• Manage Department and Business Unit 
• Ensure Everyone is Aligned on the Objectives, and Conditions 
for Which the BCP being planned 
- Cannot be divergent
REVIEWING THE PROCESS 
Lower Management (Supervisors, Ward Nurse Managers, Clinic 
Managers) 
• Easier to manage, once the Senior and Middle Management has 
“bought in” and accepted the concept of BCP 
• Educate them on the implications of being “out of a workplace” 
and the implications for the continued need of their services 
• Emphasize the importance of savings lives, and the key roles 
they all play in the process and organization….that is what BCP is 
all about!! 
• Appoint Champions from various areas, who “understand” the 
importance, and are willing to promote participation and 
compliance
REVIEWING THE PROCESS 
Front-line Staff (Nurses, Attendants, Receptionists, Porters, 
Technicians, Assistants, Environmental Cleaners, Facilities 
Repair) 
• Create Awareness on the effects if certain events were to 
“come to pass” 
• Provide specific tasks to the staff, which are very clear and 
unambiguous, 
• Ensure they know where to report, and what to do 
• We need to know how to contact staff… so you must develop 
and test a Call Tree
REVIEWING THE PROCESS 
(continued) 
Front-line Staff (Nurses, Attendants, Receptionists, Porters, 
Technicians, Assistants, Environmental Cleaners, Facilities 
Repair) 
• Easiest Group to convince, the Nurses! Terrific Group to work 
with as they are with the patients 24 x 7 and quickly 
appreciate the significance 
• Most Difficult Group to convince, the Doctors….until they 
appreciate they will have no place to practice. Further they 
have little time to spend in preparation as they are 
constantly involved with seeing patients. (HINT: work 
through their PAs/Secretaries who manage their schedules) 
and tell them “where to go”.
REVIEWING THE PROCESS 
Remember, Nothing Worthwhile comes Easy, so BE prepared to 
make an Investment in Resources, Time, and Development, and 
obtain Certification from one of the various professional Assessor 
Companies who can Certify the organization’s level of preparedness 
Have Realistic Expectations 
- Plan the BCP to address various Outcomes, from short to long 
term (worst case scenario to most realistic), for the 
organization and/or your Department 
- Understand that the event for which you are planning may 
never actually occur, whatever may occur will most likely 
never be exactly as you have planned, so you focus on 
outcome and what steps and activities need to be taken to 
recover!
REVIEWING THE PROCESS 
- BCP provides the discipline, structure, and knowledge of the 
steps to takes to effect a smoother transition 
- We learned BCP is an Art and not a Science, there are many 
ways to achieve the desired outcomes, no textbook right or 
wrong answer, no textbook detailed specific rules, you only 
have the benefit of guidelines/goal posts, as each organization 
has its own unique set of circumstances, and characteristics. 
Once the concepts of Business Continuity become an internal 
part of the Organization (inculcated), only then can Business 
Continuity Planning be successfully introduced in the Healthcare 
Environment
CRITICAL SUCCESS FACTORS 
(in managing a healthcare BCP project) 
Critical Success Factors for ensuring success are – 
• Obtain Support and Commitment at Highest Level of the 
Organization 
• Develop Corporate Policy 
• Attend and obtain training about the importance BCP 
• Develop the necessary Work Groups/Teams to address the 
requirements of their area, Front- line activities, 
Unit/Department, Division, and Corporate level 
• Send your Staff for Training appropriate to the Role, and Duties 
they will be performing 
• Engage External Assistance if necessary to facilitate in the 
development, implementing, and testing, DO NOT be shy! 
• Create Awareness (spread the word) throughout the 
organization
CRITICAL SUCCESS FACTORS 
(in managing a healthcare BCP project) 
• Identify Core Business Competencies 
• Identify Core Business Functions that Support the Core 
Competencies 
• Perform a 360o Risk Analysis Review, and then prioritize, and 
perform a Business Impact Analysis 
• Develop the Necessary Strategies, which will logically lead to a Plan 
• Prepare the Plans 
• Test and Exercise Plans on a regular basis, more intensely at the 
beginning 
• Ensure Program Management is in Place, with regular review, 
updates, 
• Keep the Board and Senior Management updated and engaged. 
Provide Status Reports to the Board, or Board Sub-Committee 
tasked with ERM/BCP
CRITICAL SUCCESS FACTORS 
(in managing a healthcare BCP project) 
Managing – KPIs 
- Plan 
Management has a Plan, and a Structured Timeline 
- Size of the Organization 
- Level of Commitment 
- Previous Plans or Awareness of BCP, ERM, or Contingency 
Planning 
- Training of Staff 
- Completion of the Documentation 
- Testing 
- Availability of the Auditors
CRITICAL SUCCESS FACTORS 
(in managing a healthcare BCP project) 
 Plans are shared and Accepted by Departments and Key Staff 
Staff at all levels must be aware of BCP and their Roles 
Testing, and evaluations 
- Evidence of Testing, Evaluation, Correcting, and Testing 
Again 
- Call Tree exercises, simulations, inject exercises 
- Documentation of Testing
KEY BENEFITS OF HAVING A BCP 
A. Board having the Comfort of knowing reasonable actions have 
been taken to preserve the organization and Operation 
B. Staff have developed an Understanding of Ownership and 
Responsibility 
C. Instill Discipline amongst the Staff 
D. Identifying Weaknesses in the Organization the need to be 
remedied 
E. Maintain a Competitive Edge 
F. Minimize Legal Exposure, and Potentially Reduce Insurance 
Premium
CLOSING - UNDERSTAND BCP IS A 
JOURNEY AND NOT AN END 
Business Landscape always changing, new 
 Staff (new, and old, keeping them current) 
 Departments (redesigned, reporting relationships) 
 Buildings (aging, design, renovations) 
 Locations (change of business location, satellite clinics) 
 Laws (legal requirements) 
 Licensing requirements (Ministry or legislatively mandated) 
 Technologies (new equipment, processes) 
 Business Modalities, and Opportunities 
 Threats (weather, terrorism, chemicals) 
 Local External Environment (zoning, roads, public transport, etc) 
Requires regular review to ensure Plans are still appropriate
CLOSING - UNDERSTAND BCP IS A 
JOURNEY AND NOT AN END 
BCP in Healthcare is a long-term commitment 
- Allows us to provide necessary services to our 
customers/patients so we need to preserve our operations to be 
available when any local event/crisis may occur, but also to be 
prepared to take on additional roles and responsibilities during 
national type crisis 
In Healthcare, about 60% of our expensive resources are in the 
Manpower component, which needs to be exercised regularly, just 
like the Military and Civil Defense
CLOSING - UNDERSTAND BCP IS A 
JOURNEY AND NOT AN END 
Leave you with the thought that Business Continuity Planning is 
but a sub-Set of Enterprise Risk Management (ERM), and hope 
with this short presentation we have shared – 
• Raised your Awareness 
• Energized you, 
• Provided insight on how to Manage BCP in the healthcare 
industry 
• Given you a Long Term Perspective
IMPLEMENTING BCM IN THE HEALTHCARE 
INDUSTRY: SINGAPORE EXPERIENCE 
Wish you Success in Your Pursuit of 
Certification…. 
…..And Thank you For Your Attention……

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Steve Sobak Implementing BCM In The Healthcare Industry : Singapore Experience

  • 1. IMPLEMENTING BCM IN THE HEALTHCARE INDUSTRY: SINGAPORE EXPERIENCE Steve Sobak Chief Executive Officer Singapore Cord Blood Bank
  • 2. IMPLEMENTING BCM IN THE HEALTHCARE INDUSTRY: SINGAPORE EXPERIENCE Periodically, Contacted and Asked about the Process of Preparing a Hospital (or Healthcare Institution to Undertake the Journey of Becoming a Business Continuity Plan Certified Facility
  • 3. AGENDA • Understanding the Basics • Reviewing the Processes • Reviewing Key Success Factors • Sharing Key Benefits of Having a BCP
  • 4. AGENDA Sharing the process from a Personal Perspective of Having gone through the Certification Process about 11 Years Ago • While that May Sound like a Long Time Ago, the Process is still essentially the same • Still Requires the same level of commitment • Still continues to be refined, with each Certification Cycle • Continues to experience new, but recurring themes, which need to be addressed and updated
  • 5. UNDERSTANDING THE BASICS Who were the Drivers Then, Now?  Board of Directors o Audit Committee  Senior Management
  • 6. UNDERSTANDING THE BASICS What were the Drivers for Getting into the BCP Mode back in 2003? o Terrorism, 9/11 o Lack of Business Transparency and Fraud, eg Enron o Epidemics/Pandemics, eg, SARs o Financial Failures
  • 7. UNDERSTANDING THE BASICS What are the Drivers of Getting into the BCP Mode in 2014? o Terrorism, Hospitals now soft Secondary Targets o IT Cyber Attacks o Epidemics/Pandemics, eg, MERs, Ebola, various mutations of Bird Flues o Financial Product Failures
  • 8. UNDERSTANDING THE BASICS Where did we Implement the BCP? o All the Healthcare Facilities under the Banner of Singapore Health Services - Hospitals (3) - Specialty Centres (5) - Poly-Clinics (9) o Became the first Healthcare Group to achieve Certification in SE Asia
  • 9. UNDERSTANDING THE BASICS Why Was the Board Concerned? o Governance - Corporate Responsibility - Corporate Accountability - Corporate Liability
  • 10. UNDERSTANDING THE BASICS How Did We Go About to Become BCP Compliant? o Board Appointed a Senior Individual in the Organization to Lead o Worked as a Team for Sharing and Standardising at a High Level o Worked as Teams with the Organization - Stratified Downward
  • 11. UNDERSTANDING THE BASICS When did we Start and End the Initial Phase of the Project? o Started in December 2003 o Ended in March 2005 o All the Institutions, Centres, and Poly-Clinics Inspected, Tested, Ultimately Passed, and Certified First Hurdle to Clear - Your Organization’s Board, and Senior Management must be Motivated, and Driven to Implement, otherwise implementation Will Not Succeed, You will not Succeed!
  • 12. REVIEWING THE PROCESS The process Starts with - Senior Management, who must - • Educate staff on the Needs to be able to Satisfy Corporate Governance…. • Remind staff that they are Vulnerable, and “Murphy’s Law” will prevail over time…. • State they need to do “due diligence”, and take ownership…. • Impress upon staff they have a responsibility to save lives, and preserve equipment, and other assets of the Owners… • Comply with Accreditation Organizations that want and expect Business Continuity to be in place, eg, - JCI, - SQA/C
  • 13. REVIEWING THE PROCESS • If all else fails, ask the question, where do you tell 200 to, 8000 staff (looking to you for direction) to report if denied access to their Department, or Building for an extended time? When do you make that plan? • How does ONE address the Board, Families, Public, and Media if no plans have been made and a preventable event occurs? How do you manage key Stakeholders (Board of Directors, Shareholders, Ministries, Staff, Patients and Families) who all have a vested interest in your organization. Within the first hours of a Crisis, Senior Management actions will define both their leadership quality, and future of the organization!
  • 14. REVIEWING THE PROCESS Also by virtue of you attending this session, your Company/ Organization cannot claim ignorance of the responsibility in the event an incident occurs that justifies activation of BCP - Unless YOU did not provide the feedback (in which case, your position is vulnerable)
  • 15. REVIEWING THE PROCESS Middle Management (Department Heads of Imaging, Pharmacy, Lab, Clinic Head, Administration) Must Mobilize the Masses in their Areas of Responsibility • Appoint and Develop Champions and Business Unit Leaders who both appreciate and “buy into” the Principles and Purpose of BCP • Participate in Training and Orientation Sessions • Manage Department and Business Unit • Ensure Everyone is Aligned on the Objectives, and Conditions for Which the BCP being planned - Cannot be divergent
  • 16. REVIEWING THE PROCESS Lower Management (Supervisors, Ward Nurse Managers, Clinic Managers) • Easier to manage, once the Senior and Middle Management has “bought in” and accepted the concept of BCP • Educate them on the implications of being “out of a workplace” and the implications for the continued need of their services • Emphasize the importance of savings lives, and the key roles they all play in the process and organization….that is what BCP is all about!! • Appoint Champions from various areas, who “understand” the importance, and are willing to promote participation and compliance
  • 17. REVIEWING THE PROCESS Front-line Staff (Nurses, Attendants, Receptionists, Porters, Technicians, Assistants, Environmental Cleaners, Facilities Repair) • Create Awareness on the effects if certain events were to “come to pass” • Provide specific tasks to the staff, which are very clear and unambiguous, • Ensure they know where to report, and what to do • We need to know how to contact staff… so you must develop and test a Call Tree
  • 18. REVIEWING THE PROCESS (continued) Front-line Staff (Nurses, Attendants, Receptionists, Porters, Technicians, Assistants, Environmental Cleaners, Facilities Repair) • Easiest Group to convince, the Nurses! Terrific Group to work with as they are with the patients 24 x 7 and quickly appreciate the significance • Most Difficult Group to convince, the Doctors….until they appreciate they will have no place to practice. Further they have little time to spend in preparation as they are constantly involved with seeing patients. (HINT: work through their PAs/Secretaries who manage their schedules) and tell them “where to go”.
  • 19. REVIEWING THE PROCESS Remember, Nothing Worthwhile comes Easy, so BE prepared to make an Investment in Resources, Time, and Development, and obtain Certification from one of the various professional Assessor Companies who can Certify the organization’s level of preparedness Have Realistic Expectations - Plan the BCP to address various Outcomes, from short to long term (worst case scenario to most realistic), for the organization and/or your Department - Understand that the event for which you are planning may never actually occur, whatever may occur will most likely never be exactly as you have planned, so you focus on outcome and what steps and activities need to be taken to recover!
  • 20. REVIEWING THE PROCESS - BCP provides the discipline, structure, and knowledge of the steps to takes to effect a smoother transition - We learned BCP is an Art and not a Science, there are many ways to achieve the desired outcomes, no textbook right or wrong answer, no textbook detailed specific rules, you only have the benefit of guidelines/goal posts, as each organization has its own unique set of circumstances, and characteristics. Once the concepts of Business Continuity become an internal part of the Organization (inculcated), only then can Business Continuity Planning be successfully introduced in the Healthcare Environment
  • 21. CRITICAL SUCCESS FACTORS (in managing a healthcare BCP project) Critical Success Factors for ensuring success are – • Obtain Support and Commitment at Highest Level of the Organization • Develop Corporate Policy • Attend and obtain training about the importance BCP • Develop the necessary Work Groups/Teams to address the requirements of their area, Front- line activities, Unit/Department, Division, and Corporate level • Send your Staff for Training appropriate to the Role, and Duties they will be performing • Engage External Assistance if necessary to facilitate in the development, implementing, and testing, DO NOT be shy! • Create Awareness (spread the word) throughout the organization
  • 22. CRITICAL SUCCESS FACTORS (in managing a healthcare BCP project) • Identify Core Business Competencies • Identify Core Business Functions that Support the Core Competencies • Perform a 360o Risk Analysis Review, and then prioritize, and perform a Business Impact Analysis • Develop the Necessary Strategies, which will logically lead to a Plan • Prepare the Plans • Test and Exercise Plans on a regular basis, more intensely at the beginning • Ensure Program Management is in Place, with regular review, updates, • Keep the Board and Senior Management updated and engaged. Provide Status Reports to the Board, or Board Sub-Committee tasked with ERM/BCP
  • 23. CRITICAL SUCCESS FACTORS (in managing a healthcare BCP project) Managing – KPIs - Plan Management has a Plan, and a Structured Timeline - Size of the Organization - Level of Commitment - Previous Plans or Awareness of BCP, ERM, or Contingency Planning - Training of Staff - Completion of the Documentation - Testing - Availability of the Auditors
  • 24. CRITICAL SUCCESS FACTORS (in managing a healthcare BCP project)  Plans are shared and Accepted by Departments and Key Staff Staff at all levels must be aware of BCP and their Roles Testing, and evaluations - Evidence of Testing, Evaluation, Correcting, and Testing Again - Call Tree exercises, simulations, inject exercises - Documentation of Testing
  • 25. KEY BENEFITS OF HAVING A BCP A. Board having the Comfort of knowing reasonable actions have been taken to preserve the organization and Operation B. Staff have developed an Understanding of Ownership and Responsibility C. Instill Discipline amongst the Staff D. Identifying Weaknesses in the Organization the need to be remedied E. Maintain a Competitive Edge F. Minimize Legal Exposure, and Potentially Reduce Insurance Premium
  • 26. CLOSING - UNDERSTAND BCP IS A JOURNEY AND NOT AN END Business Landscape always changing, new  Staff (new, and old, keeping them current)  Departments (redesigned, reporting relationships)  Buildings (aging, design, renovations)  Locations (change of business location, satellite clinics)  Laws (legal requirements)  Licensing requirements (Ministry or legislatively mandated)  Technologies (new equipment, processes)  Business Modalities, and Opportunities  Threats (weather, terrorism, chemicals)  Local External Environment (zoning, roads, public transport, etc) Requires regular review to ensure Plans are still appropriate
  • 27. CLOSING - UNDERSTAND BCP IS A JOURNEY AND NOT AN END BCP in Healthcare is a long-term commitment - Allows us to provide necessary services to our customers/patients so we need to preserve our operations to be available when any local event/crisis may occur, but also to be prepared to take on additional roles and responsibilities during national type crisis In Healthcare, about 60% of our expensive resources are in the Manpower component, which needs to be exercised regularly, just like the Military and Civil Defense
  • 28. CLOSING - UNDERSTAND BCP IS A JOURNEY AND NOT AN END Leave you with the thought that Business Continuity Planning is but a sub-Set of Enterprise Risk Management (ERM), and hope with this short presentation we have shared – • Raised your Awareness • Energized you, • Provided insight on how to Manage BCP in the healthcare industry • Given you a Long Term Perspective
  • 29. IMPLEMENTING BCM IN THE HEALTHCARE INDUSTRY: SINGAPORE EXPERIENCE Wish you Success in Your Pursuit of Certification…. …..And Thank you For Your Attention……