Senior Vice President–Investments
Portfolio Management Program
Roger R. Mussa
Together as a team, we are committed to the idea that our single
most important purpose is to serve the financial needs of our
clients through quality personal service.
So much of your future relies on our ability to understand you and the things
that are important in your life. That is why our first priority is to spend time listening
to you and learning about your goals and aspirations. This consultative process is
the first step in creating a “blueprint” that serves as the foundation for building
your financial strategy. We will focus specifically on your goals and understanding
your asset and liability needs. We will develop customized solutions to help us
achieve your objectives. Providing you with ongoing monitoring and adjusting these
solutions as necessary is an integral part of the management process. We will work
together to create a partnership with you that facilitates mutual dialog so we can
use our firm’s global expertise and experience to develop personalized strategies
for your individual needs and goals. From giving advice when you ask for it, to
anticipating your changing needs, we are dedicated to helping you reach your goals.
Focus and Experience
The Eisenberg-Mussa Wealth Management team members, from left, Roger R. Mussa
and Kenneth Eisenberg
With over 23 years of experience in financial services, Ken has developed a successful
practice working with executives, business owners and retirees. He focuses on
mutual fund analysis, money manager selection and asset allocation strategies.
Ken graduated with honors from American University in Washington, D.C.
and served on the University’s National Leadership Council. He attended the
London School of Economics at the University of London and completed the
Financial Services Executive Program at the Wharton School, University of
Pennsylvania. Ken’s credentials include Financial Analyst for the 6:00 Evening
News on NBC TV 40 and hosting the Investors’ Forum on Talk Radio WOND.
Ken is active in the community in which he lives and works. Ken currently serves as
Chairman for the Community Food Bank and Vice Chairman of the Boy Scouts
Heritage Foundation. He is also past President and Executive Board member of
Jewish Family Service and served as a member of the Galloway Township Board of
Education for three years. Ken has been active in the United States Coast Guard
Auxiliary for over 10 years and currently serves with the rank of Commander.
Roger R. Mussa
Roger entered the financial services industry because of a desire to be in a dynamic
role that had the ability to directly impact people positively. He takes pride in helping
his clients pursue their financial goals; and in doing so, feels he is achieving his own
goals. This brings Roger great pride and motivates him to develop comprehensive
plans to assist his clients in meeting their financial objectives while being their
The UBS Client Experience
In delivering the UBS Client Experience, our Financial
Advisors take the time to understand your needs
and goals and proactively provide appropriate
solutions. We keep you informed on a periodic
basis, and can monitor and update strategies, as
appropriate, to respond to ever-changing markets
and your evolving needs.
Roger believes the core of the financial services industry and personal wealth
management is built on relationships and trust. He brings this philosophy to
Eisenberg-Mussa Wealth Management and its clients every day. The team’s success
is in helping and coaching clients in all aspects of their financial decisions. Roger’s
clients are executives, athletes and other public figures, business owners, corporate
and institutional retirement plans and foundations. He focuses on financial, estate
and retirement planning strategies, 401(k) plan advisory services and Financial Goal
Roger, who was born on Long Island, New York, now lives in Galloway, New Jersey,
with his wife, Megan, and son, Dante. Having lived and attended grade school
and high school equivalent in Brazil, he is fluent in Portuguese, Spanish and Italian.
Roger enjoys coaching his son’s soccer team and spending quality time with his
family traveling and entertaining friends at their home. His community and national
involvement includes being the Advisory Board President of the National MOM
Squad, an organization comprised of mothers of professional athletes and
entertainers, whose mission is doing national community service for the benefit
of at-risk youth (www.momsquad.org). Roger is also a Board member of both the
Boy Scouts Heritage Foundation and the Brazilian/American Chamber of Commerce.
He is also a Free and Accepted Master Mason.
Your Future Begins with a Conversation
We take the time to understand
you, your values and what you’d
like your finances to do for you
Our conversations will focus on helping
you make appropriate financial choices
for today and for the future.
Whether it’s specific goals you have for
yourself, your business, your family or
the legacy you hope to leave behind,
we’ll help ensure that you have access
to our full range of wealth planning,
investment, banking services, and
financing opportunities here in the U.S.
and globally—all focused on your best
Aligned with these powerful global
resources among a comprehensive
selection of products and services
available and complete dedication to
you and your needs, we will be your
personal advocates throughout your
relationship with UBS.
Growing your wealth
Your personalized investment strategy
is only the first step in helping you
grow your wealth. The relationship
we develop with you will be ongoing,
and we will use the global resources of
UBS to not only address your evolving
investment strategy, but continually
review its role in your overall wealth
management plan. Whatever
expectations you have for the future,
we will work with you to help keep
you on track toward your goals.
Maintaining your lifestyle
Once you have attained a comfortable
level of financial security, it may be
prudent to review and adjust your
investment strategy. For example,
funding higher education for your
children or purchasing a second home
may require access to significant capital.
However, you may be reluctant to fund
these objectives directly from your
investments. With significant experience
in managing cash flow, we can help
ensure you have access to funds while
still maximizing your investment return.
Estate planning strategies
You have spent your life accumulating
assets, and now you want to help
secure the future of your loved ones.
Together with your professional
advisors, we focus on identifying
personalized estate planning strategies
that can help minimize the effect of
estate taxes* while ensuring that your
estate will be distributed according to
In addition, with the help of our
nationwide Attorney Network
program,** we can introduce you
to an independent, experienced trust
and/or estate attorney. There are more
than 350 attorneys in this established
network with no fee for an initial
consultation. With the guidance of
an experienced attorney, we can help
you establish a comprehensive estate
planning and philanthropic planning
strategy. You have worked hard to build
your wealth over time, and we want to
help you address the needs of those
you care about.
Focusing on Your Individuality
From years of listening to our clients, we have developed our
practice with a focus on your specific needs.
* Neither UBS Financial Services Inc. nor any of its employees provide legal or tax advice.
You must consult with your legal or tax advisor regarding your personal circumstances.
** Attorneys in the Attorney Network program are independent of, and unaffiliated with,
UBS Financial Services Inc.
UBS: Our Global
Wealth management for corporate
As a busy corporate executive, you may
find you don’t have the time to focus
on the full range of investment options
available to you. We can help you
understand the complexities of your
personal or business compensation.
Given our experience, along with that
of a UBS team of specialists and the
full breadth of our firm, we can help
you manage the sale of restricted
stock, lump-sum distribution strategies,
10b5-1 trading plans and concentrated
Investment strategies tailored to
your small business
As a small business owner, it’s
important that you work with a
firm that understands the financial
requirements, risks and rewards of a
small business. We are familiar with
strategies for meeting start-up costs
and overhead charges, as well as
funding capital expenditures. We can
help you grow your business by
appropriately balancing your investment
and liquidity needs and providing you
with access to current account
information at all times.
As a UBS client, you benefit
from the experience of one
of the world’s leading wealth
We have been serving affluent
individuals, corporations, institutions
and governments for over 150 years.
Through our teams of professionals
around the globe and their diverse
expertise across a range of disciplines,
we are committed to helping each
client realize their own vision for
Our relationship with you
Our work ethic is simple and powerful.
It is based on the value of collaboration.
We work side by side with our clients,
taking the time to understand their
individual needs and goals and the
dreams they have for themselves,
their families and their future. This
deep understanding, combined with
the powerful global resources we are
able to access on your behalf, lay the
foundation for your relationship with