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“PROCESS VALIDATION”                 “SOLID DOSAGE FORMS”                 QUALITY IS NOT TESTED INTO A PRODUCT            ...
PROCESS VALIDATION                 of         specific process                 isEstablished documented evidence          ...
SYSTEMATIC    APPROACH : identifying, measuring, evaluating, Documenting re-evaluating               a series of crit...
BASICS: For assurance of product quality Selection of quality components and  materials adequate product and process de...
FDA’S     CURRENT GOOD MANUFACTURING PRACTICES (CGMPS)                                      21CFR 211.110   For avoiding ...
QUALITY CONTROL PROCEDURES                       STEPS : FINISHED PRODUCT TESTING   1.Establishment of                   ...
NEW ADDITION 4 Qualification             processing facility and itsequipment 5 Qualification and validation            ...
DR. CHAO : FOUR KEYS   1 Definition---desirable attributes & undesired   2 . Establishment of limitations or constraints...
REASONS FOR VALIDATION PROGRAMMING law to conform to CGMP regulations good business (rejected or recalled  batches) ens...
RECENT TRENDS: concentrated on validation of  pharmaceutical processes & equipment processing variablesaffect quality of ...
VALIDATION OF RAW MATERIALS Validation begins with the raw materials,          active pharmaceutical ingredients(APIs)   ...
RAW MATERIALS & PREFORMULATION   At early exploratory phase preformulation    program :     rarely considered part of val...
RAW MATERIALS & ITS IMPORTANCE Chemical characteristics : drug impurities  can affect the stability Physical properties ...
PARTICLE SIZE & ITS EFFECTS   water-insoluble drug milled or micronized for                                   rapid disso...
WET GRANULATION / DIRECT COMPRESSION PROCESS VARIABLES  Factors critical for uniform blending            or (reproducible...
STEPS FOR RAW MATERIALS VALIDATION      :CGMPS FORMAL WRITTEN DOCUMENTATION     Each raw material validated by testing at...
ANALYTICAL METHOED OF VALIDATION August 1994, the FDA memo direct for the                         certification oflaborat...
DEVELOPMENT OF ANALYTICAL METHOED   cognizant of the laboratory conditions------    development of analytical method-----...
EQUIPMENT/ FACILITY VALIDATION   product development originating from systematic    approach to formulation, process manu...
CONTINUE:   After decisions for new changes have been made, on approval    of facility’s project manager a validation com...
CONTROL OF PROCESS VARIABLESProcess validation :is for consistentProduction ;by challenging a process duringdevelopment to...
MAJOR STEPS IN THE DEVELOPMENT OF A VALIDATION PROGRAM                   From using test data   determine the numerical r...
IN-PROCESS TESTS1.Moisture content of “dried granulation             (usually less than 2% moisture)2.Granulation particle...
FINISHED PRODUCT TESTS1.   Appearance2.   Assay:3.   Content uniformity4.   Tablet hardness5.   Tablet friability:6.   Dis...
GUIDELINES FOR PROCESS VALIDATION :                : SOLID DOSAGE FORMS (TABLETS)A.   Tablet Composition: Reason for each ...
VALIDATION OF NEW PROCESSES.            (ASTRAZENECA PHARMACEUTICALS LP, WILMINGTON, DELAWARE.)
VALIDATION OF EXISTING PROCESSES.        (ASTRAZENECA PHARMACEUTICALS LP, WILMINGTON, DELAWARE.)
PROCESS EVALUATION AND SELECTION   1. Mixing or Blending         physical properties which are factors in creating a unif...
2. WET GRANULATION1.   Binder addition:2.   Binder concentration:3.   Amount of binder solution/granulating solvent:4.   B...
4. DRYINGVarious drying technique used         tray,         fluid bed,         microwaver   Moisture content by:   loss-...
5. MILLING   1.Mill type:                   impact or screen 2.Screen size: 3.Mill speed: 4.Feed rate:
6. TABLET COMPRESSION    Tooling:    Compression speed:    Compression/ejection force:                 in-process tests...
7. TABLET COATING    coting improves the---1. Stability2. Taste masking3. Controlled release4. Product identification5. Ae...
     Key parameters :1.     Tablet properties2.     Equipment type:3.     Coater load4.     Pan speed:5.     Spray guns:6...
EQUIPMENT EVALUATION:Selection:1.                      formulation, ?2.                      safety requirements,?3.      ...
    3. Dryer1.    operating principle?2.    wet material be static (e.g., tray) or fluid (e.g., fluid bed)?3.    working ...
5. Tablet compressor:1.    compression stations no.?2.    operating range (rpm)?3.    output range of the compressor?4.   ...
CAPSULESA. Capsule Composition:1. Capsule Shell: reason for the presence of each ingredient Justify the level and grade ...
C. ENCAPSULATIONencapsulated materials have to be good flowproperties, compressible and a consistentdensity.              ...
EQUIPMENT EVALUATION OF ENCAPSULATION1.    encapsulation mechanism (e.g., auger, dosing      disk, dosator)?2.    encapsul...
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Introduction of validation & Process validation
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Introduction of validation & Process validation

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Introduction of validation & Process validation used in Pharmaceutical Industry

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  1. 1. “PROCESS VALIDATION” “SOLID DOSAGE FORMS” QUALITY IS NOT TESTED INTO A PRODUCT BUT RATHER IS BUIT INTO A PRODUCTPRESENTED TO:PRESENTED BY: DR SANJULA BABOOTA M.D NoushadJaved D/O-PHARMACEUTICS RABI SANKARMONDAL F/O-PHARMACY UROOJ AHMEDKHAN JAMIA HAMDARD
  2. 2. PROCESS VALIDATION of specific process isEstablished documented evidence Which give high degree of assurance of Consistently & quality characteristics(At Pre-determined Specifications )
  3. 3. SYSTEMATIC APPROACH : identifying, measuring, evaluating, Documenting re-evaluating a series of critical stepsin the manufacturing process that requirecontrol to ensure
  4. 4. BASICS: For assurance of product quality Selection of quality components and materials adequate product and process design control (statistical) of the process  in-process testing..  end-product testing
  5. 5. FDA’S CURRENT GOOD MANUFACTURING PRACTICES (CGMPS) 21CFR 211.110 For avoiding VariabilityControlling of monitor outputvalidating process performance
  6. 6. QUALITY CONTROL PROCEDURES STEPS : FINISHED PRODUCT TESTING 1.Establishment of *specifications *performance characteristics 2. For Specifications testing Selection of methodology, Equipment instrumentation 3 final product testing using validated analytical method testing methods
  7. 7. NEW ADDITION 4 Qualification processing facility and itsequipment 5 Qualification and validation manufacturing process 6 Auditing, monitoring, sampling, or challenging the key for conformation ofspecification
  8. 8. DR. CHAO : FOUR KEYS 1 Definition---desirable attributes & undesired 2 . Establishment of limitations or constraints for attributes 3. Determination of the controls or testing parameters used for measuring or testing 4.Initiation of studies to establish control or boundary limits for key attributes that influence product, process, quality, performance
  9. 9. REASONS FOR VALIDATION PROGRAMMING law to conform to CGMP regulations good business (rejected or recalled batches) ensuring product uniformity, reproducibility, quality
  10. 10. RECENT TRENDS: concentrated on validation of pharmaceutical processes & equipment processing variablesaffect quality of product.
  11. 11. VALIDATION OF RAW MATERIALS Validation begins with the raw materials, active pharmaceutical ingredients(APIs) excipients raw materials, major causes of product variation or deviation from specification API most uncontrollable component in the complete product/process validation scheme because morphology particle size/surfacearea not be completely defined this early
  12. 12. RAW MATERIALS & PREFORMULATION At early exploratory phase preformulation program : rarely considered part of validation but represents critical steps in the development cycle
  13. 13. RAW MATERIALS & ITS IMPORTANCE Chemical characteristics : drug impurities can affect the stability Physical properties : drug morphology, solubility & particle size/surface area may affects drug availability. The particle size, shape , and density can affect material flow and blend uniformity. The hygroscopic drug caring in handling the material and the reproducibility of the manufacturing process
  14. 14. PARTICLE SIZE & ITS EFFECTS water-insoluble drug milled or micronized for rapid dissolution & in-vitro availability Particle size directly alter processing variables. Eg flow, blend uniformity, granulation solution binder uptake, compressibility, & lubricant efficiency random distribution Segregation or sedimentation Stablity etc
  15. 15. WET GRANULATION / DIRECT COMPRESSION PROCESS VARIABLES Factors critical for uniform blending or (reproducible particle size distribution) or (content uniformity) compatibility issues with others particle size, density, and shape volume of granulating solution or binder fine particles v/s coarser particlesparticle size/surface area ratio must be considered. certification/validation of excipients (1%or 99%) is extremely important. and attributes Important are : (1) the grade and source of the excipients, (2) particle size and shape characteristics, (3) lot-to-lot variability. Eg mcc Magnesium stearate (lubricant) causes hydrophobic coating , so the disintegration and dissolution hindered aluminum lake in geometric addition or preblend approach ;if not as fine powder the mottling defects common there
  16. 16. STEPS FOR RAW MATERIALS VALIDATION :CGMPS FORMAL WRITTEN DOCUMENTATION  Each raw material validated by testing at least 3 batches from primary & alternate supplier ; representing the ranges, both high and low.  Depending on the susceptibility aging, physical, chemical, and/or microbiological stability should be assessed  If under acceptable range, especially for materials sensitive to small changes; then appropriate to use several lots of raw material with low and high ends of the specification  The final step of raw material validation should involve an on-site inspection of the vendor’s to review the manufacturing operations, controlling & conforming to regulatory requirements.
  17. 17. ANALYTICAL METHOED OF VALIDATION August 1994, the FDA memo direct for the certification oflaboratories. Prior to any validation program analytical criteria must be assessed are Accuracy of method: true value• Precision of method: estimate reproducibility Specificity: accurately measure a SPECIFIC analyte in the presence of other components.• In-day/out-of-day variation:• Between-operator variation• Between-instrument variation• Between-laboratory variation
  18. 18. DEVELOPMENT OF ANALYTICAL METHOED cognizant of the laboratory conditions------ development of analytical method-----routinely run----ensuring the validity & ruggedness-----if less than optimum or if deficient---- re- evaluation method-----modified---- high accuracy , greater efficiency & high reproducibility--- preferred if automated--- expertise training
  19. 19. EQUIPMENT/ FACILITY VALIDATION product development originating from systematic approach to formulation, process manufacturing & analytical testing necessary for monitoring quality and reproducibility. Process equipment used in the development phase is assessed for modification or requirement of any facility (under validation protocol) for its suitability in large-scale manufacture wrt alternative equipment in the area of:-- design qualification, Installation qualification, operation qualification, performance qualification, Maintenance (calibration, cleaning, and repair)
  20. 20. CONTINUE: After decisions for new changes have been made, on approval of facility’s project manager a validation commissioning document (VCD) is prepared by a validation specialist with shared responsibility & cooperation among owner, construction manager and vendors would includeo purchase orders,o process flow diagrams,o operation and maintenance manuals,o installation requirementso factory acceptance testing results,o heating, ventilation, and air conditioning (HVAC) requirements and test results, calibration procedures,o software specifications, and staff training.A newly evolve practice as a tool to aid (but not be a substitutefor validation ) for qualification of a facility to commissioncertain noncritical systems rather than to validate them.
  21. 21. CONTROL OF PROCESS VARIABLESProcess validation :is for consistentProduction ;by challenging a process duringdevelopment to determine variables to becontrolled(for as quality means & specificationcompliance) credible data (Pertinent data from preformulation stage & additional inputs during formulation ,evaluation, process development, and full-scale manufacture) of the testing programs are evaluated for consistence as well as relevance (process pre-
  22. 22. MAJOR STEPS IN THE DEVELOPMENT OF A VALIDATION PROGRAM From using test data determine the numerical range of each parameter : Eg tablet hardness of batches achieved an acceptablefriability, disintegration, and dissolution. for a given parameter ; Establishing specification limits of extremes of acceptable hardness (high and low) provide 95% assurance for the friability, disintegration, and dissolution specifications would be met. By challenging the process at extreme of the specification limit determination of how well specification control the process. Certifying testing equipment & Ensuring operating conditions (e.g., rpm, temperature, power utilization) are within specification limits under variations of product load. After this samples are tested during the manufacture (in-process tests) or on the finished product (finished producttests)
  23. 23. IN-PROCESS TESTS1.Moisture content of “dried granulation (usually less than 2% moisture)2.Granulation particle size distribution: contentuniformity3.Blend uniformity: content uniformity4.Individual tablet/capsule weight:content&hardness5.Tablet hardness: dissolution6.Tablet thickness: hardness, uniform content &dissolution7.Disintegration: hardness & dissolution
  24. 24. FINISHED PRODUCT TESTS1. Appearance2. Assay:3. Content uniformity4. Tablet hardness5. Tablet friability:6. Dissolutionkey test parameters which are the major processing variables in solid dosage forms are evaluated------1. Mixing time and speed in blenders and granulators2. Solvent addition rates in granulators3. Time, temperature, and airflow conditions in dryers and coaters4. Screen size, feed rate, and milling speed in mills5. Machine speed and compression force in tablet presses6. Machine speed and fill volume in encapsulators.
  25. 25. GUIDELINES FOR PROCESS VALIDATION : : SOLID DOSAGE FORMS (TABLETS)A. Tablet Composition: Reason for each one withSolubility :: at physiological pH range:Particle size distribution and surface area:Morphology:True and bulk density:Material flow and compressibility:Hygroscopicity:Melting point:
  26. 26. VALIDATION OF NEW PROCESSES. (ASTRAZENECA PHARMACEUTICALS LP, WILMINGTON, DELAWARE.)
  27. 27. VALIDATION OF EXISTING PROCESSES. (ASTRAZENECA PHARMACEUTICALS LP, WILMINGTON, DELAWARE.)
  28. 28. PROCESS EVALUATION AND SELECTION 1. Mixing or Blending physical properties which are factors in creating a uniform mix orblend Bulk density Particle shape Particle size distribution Surface area Mixing or blending technique Diffusion (tumble) , convection (planetaryor high intensity), or pneumatic (fluid bed) techniques . Mixing or blending speed: Mixing or blending time: Equipment capacity/load: Drug uniformity:
  29. 29. 2. WET GRANULATION1. Binder addition:2. Binder concentration:3. Amount of binder solution/granulating solvent:4. Binder solution/granulating solvent addition rate:5. Mixing time:6. Granulation end point:3. Wet Milling1. Equipment size and capacity:2. Screen size3. Mill speed4. Feed rate
  30. 30. 4. DRYINGVarious drying technique used tray, fluid bed, microwaver Moisture content by: loss-on-drying techniques near infrared (NIR) spectroscopyParameters affecting drying:1. Inlet/outlet temperature2. Airflow:3. Moisture uniformity4. Equipment capability/capacity:
  31. 31. 5. MILLING 1.Mill type: impact or screen 2.Screen size: 3.Mill speed: 4.Feed rate:
  32. 32. 6. TABLET COMPRESSION Tooling: Compression speed: Compression/ejection force: in-process tests:1. Appearance2. Hardness3. Tablet weight4. Friability5. Disintegration6. Weight uniformity
  33. 33. 7. TABLET COATING coting improves the---1. Stability2. Taste masking3. Controlled release4. Product identification5. Aesthetics6. Safety–material handling different techniques may usedsugar,film,Compression
  34. 34.  Key parameters :1. Tablet properties2. Equipment type:3. Coater load4. Pan speed:5. Spray guns:6. Application/spray rate:7. Tablet flow:8. Inlet/outlet temperature and airflow:9. Coating solution:10. Coating weight:11. Residual solvent level: Appearance testing of coating:1) Cracking or peeling2) Intagliation fill-in3) Surface roughness4) Color uniformity
  35. 35. EQUIPMENT EVALUATION:Selection:1. formulation, ?2. safety requirements,?3. handling/production efficiencies, and ?4. commercial demands.?1. Mixer/granulator:1. types ?2. method of mixing?3. capable of providing low and/or high shear?4. mixing rate controle?5. monitoring system?6. working load range and capacity?7. Way material charged and discharged?8. granulating fluid introduction facility?2. Blender:1. Types?2. positioning of the axis rotation (slant or horizontal)?3. working load range and capacity?4. Features automation , charging, discharging ?5. Sampling ease?6. dead spots (inefficient mixing areas)?7. easily cleaned?8. heat the powder blend if needed?
  36. 36.  3. Dryer1. operating principle?2. wet material be static (e.g., tray) or fluid (e.g., fluid bed)?3. working load range and capacity?4. heating range and airflow capabil?ities5. heat distribution?6. pulling a vacuum?7. handling different types of filter bags?8. filter bag shaking mechanism?4. Mills1. mill type (e.g., impact or screen)?2. configuration of the mill?3. type or size hammers or pin/disc4. impeller position?5. size screens or plates?6. speed on the impeller/screen variable?7. throughput range?8. type of feed system?9. wet- and/or dry-mill materials?10. generate a significant amount of heat?11. portable?
  37. 37. 5. Tablet compressor:1. compression stations no.?2. operating range (rpm)?3. output range of the compressor?4. powder feeding capabilities?5. compression force range?6. monitoring compression and ejection force?7. Pre compression capabilities?8. without routine maintenance running time?9. turnaround time for complete cleaning?10. automated weight control capability?11. require specialized tooling,?12. perform a specialized function addition of?13. protect the operator and environment?6. Tablet Coater:1. coater type (e.g., pan or fluid bed)?2. pan perforated?3. accommodate different size pans?4. working capacity range of the coater5. “variable drive” capability? achieve proper tablet mixing?6. angle of the pan’s pitch?7. air input (volume and temperature) and vacuum drag-off? spray system1. utilize the equipment for various coating?2. modify the pan with the installation of baffles?3. various solvents (ethanol)4. require a specialized room condition (e.g.,being explosion-proof)?
  38. 38. CAPSULESA. Capsule Composition:1. Capsule Shell: reason for the presence of each ingredient Justify the level and grade of each ingredient. selection of the capsule size and shape. need for capsule identification (e.g., color or imprinting).2. Capsule Shell Contents:Compatibilityhygroscopic nature of the capsule formulationB. Process Evaluation and Selection
  39. 39. C. ENCAPSULATIONencapsulated materials have to be good flowproperties, compressible and a consistentdensity. Factors to considerEncapsulation type Auger: Capsugel Type B or Elanco No. 8 Vacuum: Perry Vibratory: Osaka Dosing disk: H&K Dosator: MG2 or Zanasitype of techniqueEncapsulation speed: in-process tests1. Appearance2. Capsule weight3. Disintegration4. Weight uniformity
  40. 40. EQUIPMENT EVALUATION OF ENCAPSULATION1. encapsulation mechanism (e.g., auger, dosing disk, dosator)?2. encapsulation stations?3. operating range of the unit?4. output range of the encapsulator (i.e., capsules per min)?5. powder feeding capabilities?6. pecialized function in ad dition to basic encapsulation . (e.g., tablet in capsules with excipient backfill)?7. equipment operate without routine maintenance?8. turnaround time for complete cleaning?9. protect the operator and environment?10. automated weight control capability?
  41. 41. THANKING YOU
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