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The roles and perspectives of forest
   communities in the forest reform
      process: The case of Kenya


A presentation by:

                      Michael Gachanja
                KENYA FORESTS WORKING GROUP
Preamble

           Presentation:
           Presentation:

              Extent of forest cover and trends in Kenya.
              Extent of forest cover and trends in Kenya.

              The Forests Act provisions on community involvement.
Preamble




              The Forests Act provisions on community involvement.

              Status of forest reforms as regards community involvement.
              Status of forest reforms as regards community involvement.

              Community perspectives/views on forest sector reforms.
              Community perspectives/views on forest sector reforms.

              Challenges and opportunities in forest sector reforms.
              Challenges and opportunities in forest sector reforms.

              Recommendations.
              Recommendations.
Location and extent
                                           n
                                       a
                                   d
                               u
                      S                                                      E t
                                                                                 h i
                                                                                     o p
                                                                                         i a



                                                                                                                                             Forest Tenure Types
                                                                                                                                              Forest Tenure Types
                 U g a n d a
An overview




                                                                                                                                             •Closed forests (tree
                                                                                                                                              •Closed forests (tree
                                                                                                                                             cover >>40 %) cover 1.7
                                                                                                                                              cover 40 %) cover 1.7




                                                                                                                   S o m a l i a
                                                                                                                                             % of Kenya total land
                                                                                                                                              % of Kenya total land
                                                                                                                                             area.
                                                                                                                                              area.

                                                                                                                                             They are mainly located
                                                                                                                                              They are mainly located
                                                                                                                                             in the highlands of
                                                                                                                                              in the highlands of
                                                                                                                                             central and western
                                                                                                                                              central and western
                                                                                                                                             Kenya.
                                                                                                                                              Kenya.

                                               T
                                                                                                                                             The largest forest blocks
                                                                                                                                              The largest forest blocks

                                                                                                                   n
                                                   a

                                                                                                               a
                                                       n
                                                           z                                                                                 are montane forests.
                                                                                                                                              are montane forests.
                                                               a                                               e
                                                                                                           c
                                                                   n
                                                                       i a
                                                                                                           O
                                                                                                       n
                                                                                                     i a
                                                                                                 d




                                                                                                                                   Forests
                                                                                               I n
Forest Cover: Historical trends

• At the time of the first European settlement in
  Kenya, there were substantially more closed
  forests than there is today.
• The total area of closed forests, in 1962, was 6,500
  square miles(1,683,500 Ha.), excluding internal
  grasslands,
• This covered 2.7% of the total land area,
• Today, this has reduced to 1.7% and is going
  down.
Forest Management: a historical sketch

•   Forest resource management has largely been a command and control
    system under the old forests law.

•   Under the old Act, timber production was the key driver of forest
    management.

•   The old legislation had many shortcomings including lack of a
    comprehensive mechanism for involving local communities in forest
    management.

•   Clamour for change resulted to the review of the old act. A New Act
    came into force on 1st February 2007.

•   The Act upholds the principle of public participation in forest
    management.
Provisions of the Act
• A member of a forest community may,
  together with other members or
  persons resident in the same area,
  register a community forest association
  under the Societies Act.
• The registered association may apply to the
  Director for permission to participate in the
  conservation and management of a state
  forest or local authority forest.
Functions of the associations
• Protect, conserve and manage such forest or part
  thereof pursuant to an approved management
  agreement entered into under the Act and the
  provisions of the management plan for the forest;
• Formulate and implement forest programmes
  consistent with the traditional forest user rights of
  the community concerned in accordance with
  sustainable use criteria;
Functions of the association
• Keep the Service informed of any
  developments, changes and occurrences
  within the forest which are critical for the
  conservation of biodiversity;
• Help in fire fighting; and
• Do any other act that is necessary for the
  efficient conservation and management of
  the forest.
Forest Management Agreement
• The management agreement
  between the Director and the
  association may confer on the
  association all or any of the
  following forest user rights-
Possible User rights

• Collection of medicinal herbs;
• Harvesting of honey;
• Harvesting of timber or fuel
  wood;
• Grass harvesting and grazing;
Possible User rights cont..

• Collection of forest produce for
  community based industries;
• Ecotourism and recreational
  activities;
• Scientific and education
  activities;
Possible User rights cont..
• Plantation establishment through non-
  resident cultivation;
• Contracts to assist in carrying out
  specified silvicultural operations;
• Development of community wood
  and non-wood forest based industries;
Status of forest reforms in Kenya
• Since 2007, few little changes has taken place, mostly on
  institutional settings.
• Many CFAs have been formed most on adhoc basis. A
  guideline on their formation and others on PFM in place.
• Nine forest management plans have been prepared, all
  through donor support.
• No forest management agreement has been negotiated and
  signed between CFAs and KFS.
• Management agreement supportive legislation (rules and
  regulation) not gazetted though finalised over one year
  ago.
• Political situation (Grand coalition government)
  contributing to slow paced forest sector reforms.
Community perspective on forest sector
              reforms
• High expectations on benefits to be accrued. If not met it may be
  counter productive to the reforms.
• Community involvement wrongly interpreted in certain cases.
• In absence of signed management agreements, community is still
  not sure of what lies ahead.
• Government not interested in real community forest management
  BUT would like to use communities to contain illegal activities.
• The New law shifts the governments function as a regulator,
  manager and owner to that of being a regulator. Having
  controlled forests for decades, the government is reluctant to
  confer most of the user rights to communities.
• This is compounded by government policies requirement that
  semi autonomous institutions should be financially self reliant.
• Community feeling cheated in bidding of forest ecotourism sites.
  The requirements are a hindrance to most CFAs.
Challenges
• The requirement that an application by CFA should be
  accompanied by a forest management plan has made the
  process expensive beyond the capacity of local
  communities.
• Capacity to prepare forest management plans is lacking in
  CFAs.
• Inadequate advice during formation of CFAs has led to
  formation of associations that may not be appropriate for
  forest management.
• The forest user rights being conferred to communities are
  limited and inadequate.
• This is as a result of the forestland tenure - most of the
  forests are owned by the central government (forest land
  reserve or trust land forests). Access, rights and benefits are
  therefore limited.
Challenges
• Different players in the reform process still have
  inadequate understanding of the roles each
  stakeholder is expected to play in the
  implementation of the Act.
• Community, government and other stakeholders’
  expectations do not seem to converge.
• Forest benefit sharing poses a challenge in forest
  sector reforms
• Most of the foresters will take time to embrace
  Participatory Forest Management approaches
Recommendations
• There is need for government, NGOs, grassroots
  organisations and the private sector to provide
  relevant and cost effective financial, marketing
  and technical services to CFAs,
• There should be an initiative aimed at enhancing
  the capacity of CFAs,
• The government should provide for tangible forest
  benefits to CFAs.
• There is need to draw experiences from other
  countries such as Nepal.

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Michael Gachanja: The roles and perspectives of forest communities in the forest reform process: The case of Kenya

  • 1. The roles and perspectives of forest communities in the forest reform process: The case of Kenya A presentation by: Michael Gachanja KENYA FORESTS WORKING GROUP
  • 2. Preamble Presentation: Presentation: Extent of forest cover and trends in Kenya. Extent of forest cover and trends in Kenya. The Forests Act provisions on community involvement. Preamble The Forests Act provisions on community involvement. Status of forest reforms as regards community involvement. Status of forest reforms as regards community involvement. Community perspectives/views on forest sector reforms. Community perspectives/views on forest sector reforms. Challenges and opportunities in forest sector reforms. Challenges and opportunities in forest sector reforms. Recommendations. Recommendations.
  • 3. Location and extent n a d u S E t h i o p i a Forest Tenure Types Forest Tenure Types U g a n d a An overview •Closed forests (tree •Closed forests (tree cover >>40 %) cover 1.7 cover 40 %) cover 1.7 S o m a l i a % of Kenya total land % of Kenya total land area. area. They are mainly located They are mainly located in the highlands of in the highlands of central and western central and western Kenya. Kenya. T The largest forest blocks The largest forest blocks n a a n z are montane forests. are montane forests. a e c n i a O n i a d Forests I n
  • 4. Forest Cover: Historical trends • At the time of the first European settlement in Kenya, there were substantially more closed forests than there is today. • The total area of closed forests, in 1962, was 6,500 square miles(1,683,500 Ha.), excluding internal grasslands, • This covered 2.7% of the total land area, • Today, this has reduced to 1.7% and is going down.
  • 5. Forest Management: a historical sketch • Forest resource management has largely been a command and control system under the old forests law. • Under the old Act, timber production was the key driver of forest management. • The old legislation had many shortcomings including lack of a comprehensive mechanism for involving local communities in forest management. • Clamour for change resulted to the review of the old act. A New Act came into force on 1st February 2007. • The Act upholds the principle of public participation in forest management.
  • 6. Provisions of the Act • A member of a forest community may, together with other members or persons resident in the same area, register a community forest association under the Societies Act. • The registered association may apply to the Director for permission to participate in the conservation and management of a state forest or local authority forest.
  • 7. Functions of the associations • Protect, conserve and manage such forest or part thereof pursuant to an approved management agreement entered into under the Act and the provisions of the management plan for the forest; • Formulate and implement forest programmes consistent with the traditional forest user rights of the community concerned in accordance with sustainable use criteria;
  • 8. Functions of the association • Keep the Service informed of any developments, changes and occurrences within the forest which are critical for the conservation of biodiversity; • Help in fire fighting; and • Do any other act that is necessary for the efficient conservation and management of the forest.
  • 9. Forest Management Agreement • The management agreement between the Director and the association may confer on the association all or any of the following forest user rights-
  • 10. Possible User rights • Collection of medicinal herbs; • Harvesting of honey; • Harvesting of timber or fuel wood; • Grass harvesting and grazing;
  • 11. Possible User rights cont.. • Collection of forest produce for community based industries; • Ecotourism and recreational activities; • Scientific and education activities;
  • 12. Possible User rights cont.. • Plantation establishment through non- resident cultivation; • Contracts to assist in carrying out specified silvicultural operations; • Development of community wood and non-wood forest based industries;
  • 13. Status of forest reforms in Kenya • Since 2007, few little changes has taken place, mostly on institutional settings. • Many CFAs have been formed most on adhoc basis. A guideline on their formation and others on PFM in place. • Nine forest management plans have been prepared, all through donor support. • No forest management agreement has been negotiated and signed between CFAs and KFS. • Management agreement supportive legislation (rules and regulation) not gazetted though finalised over one year ago. • Political situation (Grand coalition government) contributing to slow paced forest sector reforms.
  • 14. Community perspective on forest sector reforms • High expectations on benefits to be accrued. If not met it may be counter productive to the reforms. • Community involvement wrongly interpreted in certain cases. • In absence of signed management agreements, community is still not sure of what lies ahead. • Government not interested in real community forest management BUT would like to use communities to contain illegal activities. • The New law shifts the governments function as a regulator, manager and owner to that of being a regulator. Having controlled forests for decades, the government is reluctant to confer most of the user rights to communities. • This is compounded by government policies requirement that semi autonomous institutions should be financially self reliant. • Community feeling cheated in bidding of forest ecotourism sites. The requirements are a hindrance to most CFAs.
  • 15. Challenges • The requirement that an application by CFA should be accompanied by a forest management plan has made the process expensive beyond the capacity of local communities. • Capacity to prepare forest management plans is lacking in CFAs. • Inadequate advice during formation of CFAs has led to formation of associations that may not be appropriate for forest management. • The forest user rights being conferred to communities are limited and inadequate. • This is as a result of the forestland tenure - most of the forests are owned by the central government (forest land reserve or trust land forests). Access, rights and benefits are therefore limited.
  • 16. Challenges • Different players in the reform process still have inadequate understanding of the roles each stakeholder is expected to play in the implementation of the Act. • Community, government and other stakeholders’ expectations do not seem to converge. • Forest benefit sharing poses a challenge in forest sector reforms • Most of the foresters will take time to embrace Participatory Forest Management approaches
  • 17. Recommendations • There is need for government, NGOs, grassroots organisations and the private sector to provide relevant and cost effective financial, marketing and technical services to CFAs, • There should be an initiative aimed at enhancing the capacity of CFAs, • The government should provide for tangible forest benefits to CFAs. • There is need to draw experiences from other countries such as Nepal.