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Water cooperation in cities
By John Butterworth, Marieke Adank and Carmen Da Silva Wells, IRC
International Water and Sanitation Centre, the Hague, the Netherlands
The urban water challenge


    • Growing urban population

    • High demands for better services and pressures on
      scarce resources

    • Complex institutional setting

      Urban water management: a “wicked” problem




2
„Wicked‟ problems

    • Unique and dynamic. Solutions cannot be simply replicated.

    • Perfect solutions do not exist – rather more or less suitable options

    • Can never be completely solved, only improved. And can continue
      to be improved.

    • Solutions require collaboration between multiple stakeholders




3
SWITCH Project                     - Five year experiment (2006-11)
                                       - Funded by the European Union
                                       - Activities: demand-led
    Sustainable                          research, demonstration
                                         activities, training, and multi-
    Water management                     stakeholder learning

                                            Birmingham Hamburg   Lodz
    Improves
    Tomorrow‟s          Zaragoza
                                                                              Beijing

    Cities‟
               Bogota

    Health     Cali
                                     Accra
                                                                 Tel Aviv

               Lima                                              Alexandria



                           Belo Horizonte


4
Learning alliances in SWITCH Project




5
Multilateral orgs.                           Global level
     Donors
          Advocacy orgs.                 Learning orgs
                      What is a learning alliance?
                                                Donors
                       INGOs
                                                              National level
    Multiple stakeholders at key institutional levels
                                      National Government
        Line ministries
                                             Banks
                          Universities                   Companies

                     Offices of line ministries
      Sewerage department        Local government             City level
                               Local NGOs            Local Banks
              Donor projects
                                 Water company Local private sector

                   Men/Women                   Community / end-user level
                                         Domestic
                     Rich/poor
                                            Productive
6
Donors      Multilateral orgs.   Global platform
         Advocacy orgs.                 Learning orgs
Improving horizontal                           Donors
                      INGOs
                                     National Government
                                      National platform
       Line ministries
                                            Banks
                         Universities                   Companies
                              and       vertical cooperation
                 Broughtline ministries into platforms
                  Offices of together
     Sewerage department        Local government
                                       City platform
                              Local NGOs           Local Banks
             Donor projects
                                               facilitated by an LA
                                 Water company Local private sector

                  Men/Women
                                               facilitator
                                Domestic
                    Rich/poor
                            Community / local platforms
                                   Productive
7
Tools used by city learning alliances

    • Stakeholder analysis

    • Rapid urban water assessment

    • Facilitating communication in learning alliances

    • Visioning and scenario-based strategic planning

    • Process documentation

    • Action research

    • Monitoring

    • Creative workshop facilitation


8
Facilitating communication in learning
    alliances
                                  multiple sources of information, experience and
                                  multiple users for it -> potential for new insights
    Diversity of stakeholders     and joint learning.
    involved in Learning
    Alliances
                                  Diverse values, interests, language and world
                                  views; possible conflicting interests

    Careful facilitation is needed to ensure effective communication.

    Communication in the city learning alliances typically involves:
    • workshops with alliance        • e-discussions,
      members,                       • social events,
    • bilateral meetings,            • reaching out to stakeholders
    • working groups,                  outside the alliance through
    • field visits,                    events and information products
                                       and services.
9
Facilitating communication in learning
     alliances

     Basic principles for effective communication in learning
     alliances:

     • It is interactive

     • It follows short cycles

     • It is inclusive

     • It is targeted


     Role of the learning alliance facilitator is central!
10
Visioning and
     scenario-based strategic planning




11
Visioning and scenario-based strategic
     planning in SWITCH city LAs


     •   Almost all City Learning Alliances developed shared vision,

     •   Several developed scenario-based strategic plans

     •   It gave city learning alliances coherence and purpose, bringing
         stakeholders together around a joint activity.

     •   Strategic planning processes built on existing processes

     •   It helped cities to broaden their focus and to take on emerging key issues

     •   The process was considered relatively non-threatening, new and
         innovative to the individuals involved

     •   Strategic planning processes take time, resources and need to be well
         facilitated
12
Process documentation
                  •   Tracks what happened, how it happened and
                      why it happened

                  •   It provides insights into the course and outcomes
                      of an intervention.

                  •   It triggers reflection and debate

                  •   The main elements are:

                       – Capturing the change process,

                       – Organising the information,

                       – Analysing information,

                       – Disseminating the information quickly
                         enough to be most useful.

14
Process documentation by city learning
     alliances

     • Learning alliance facilitators trained in process documentation:

         – Regular documentation of activities and events

         – Making this available in print and through the city websites

     • City project teams with support from „outsiders‟:

         – Structured reflection twice during the project (in 2008 and 2010)

     • Useful for helping city stakeholders and the SWITCH teams to take
       a step back, reflect on changes in their city and decide on the way
       forward.



15
Lessons learnt
     •   It better to „go with the flow‟ and put support behind things that are already
         happening than to start projects from scratch.

     •   It takes a long time to bring stakeholders who are not already working
         together into an effective learning alliance platform.

     •   Learning alliance processes require dedicated facilitation that must be
         funded.

     •   Treat the existing structures with respect and work to gain credibility.

     •   In order to get people to participate in the meetings and ongoing activities of
         the platform, you have to make it worthwhile for them to contribute their time
         and energy.

     •   Five years pass quickly….. Change processes take more than the
         conventional 3-5-year project timespan


16
For more tools and city stories, please download “SWITCH and
 the City” from http://www.irc.nl/page/62396




18

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Water cooperation in cities

  • 1. Water cooperation in cities By John Butterworth, Marieke Adank and Carmen Da Silva Wells, IRC International Water and Sanitation Centre, the Hague, the Netherlands
  • 2. The urban water challenge • Growing urban population • High demands for better services and pressures on scarce resources • Complex institutional setting Urban water management: a “wicked” problem 2
  • 3. „Wicked‟ problems • Unique and dynamic. Solutions cannot be simply replicated. • Perfect solutions do not exist – rather more or less suitable options • Can never be completely solved, only improved. And can continue to be improved. • Solutions require collaboration between multiple stakeholders 3
  • 4. SWITCH Project - Five year experiment (2006-11) - Funded by the European Union - Activities: demand-led Sustainable research, demonstration activities, training, and multi- Water management stakeholder learning Birmingham Hamburg Lodz Improves Tomorrow‟s Zaragoza Beijing Cities‟ Bogota Health Cali Accra Tel Aviv Lima Alexandria Belo Horizonte 4
  • 5. Learning alliances in SWITCH Project 5
  • 6. Multilateral orgs. Global level Donors Advocacy orgs. Learning orgs What is a learning alliance? Donors INGOs National level Multiple stakeholders at key institutional levels National Government Line ministries Banks Universities Companies Offices of line ministries Sewerage department Local government City level Local NGOs Local Banks Donor projects Water company Local private sector Men/Women Community / end-user level Domestic Rich/poor Productive 6
  • 7. Donors Multilateral orgs. Global platform Advocacy orgs. Learning orgs Improving horizontal Donors INGOs National Government National platform Line ministries Banks Universities Companies and vertical cooperation Broughtline ministries into platforms Offices of together Sewerage department Local government City platform Local NGOs Local Banks Donor projects facilitated by an LA Water company Local private sector Men/Women facilitator Domestic Rich/poor Community / local platforms Productive 7
  • 8. Tools used by city learning alliances • Stakeholder analysis • Rapid urban water assessment • Facilitating communication in learning alliances • Visioning and scenario-based strategic planning • Process documentation • Action research • Monitoring • Creative workshop facilitation 8
  • 9. Facilitating communication in learning alliances multiple sources of information, experience and multiple users for it -> potential for new insights Diversity of stakeholders and joint learning. involved in Learning Alliances Diverse values, interests, language and world views; possible conflicting interests Careful facilitation is needed to ensure effective communication. Communication in the city learning alliances typically involves: • workshops with alliance • e-discussions, members, • social events, • bilateral meetings, • reaching out to stakeholders • working groups, outside the alliance through • field visits, events and information products and services. 9
  • 10. Facilitating communication in learning alliances Basic principles for effective communication in learning alliances: • It is interactive • It follows short cycles • It is inclusive • It is targeted Role of the learning alliance facilitator is central! 10
  • 11. Visioning and scenario-based strategic planning 11
  • 12. Visioning and scenario-based strategic planning in SWITCH city LAs • Almost all City Learning Alliances developed shared vision, • Several developed scenario-based strategic plans • It gave city learning alliances coherence and purpose, bringing stakeholders together around a joint activity. • Strategic planning processes built on existing processes • It helped cities to broaden their focus and to take on emerging key issues • The process was considered relatively non-threatening, new and innovative to the individuals involved • Strategic planning processes take time, resources and need to be well facilitated 12
  • 13. Process documentation • Tracks what happened, how it happened and why it happened • It provides insights into the course and outcomes of an intervention. • It triggers reflection and debate • The main elements are: – Capturing the change process, – Organising the information, – Analysing information, – Disseminating the information quickly enough to be most useful. 14
  • 14. Process documentation by city learning alliances • Learning alliance facilitators trained in process documentation: – Regular documentation of activities and events – Making this available in print and through the city websites • City project teams with support from „outsiders‟: – Structured reflection twice during the project (in 2008 and 2010) • Useful for helping city stakeholders and the SWITCH teams to take a step back, reflect on changes in their city and decide on the way forward. 15
  • 15. Lessons learnt • It better to „go with the flow‟ and put support behind things that are already happening than to start projects from scratch. • It takes a long time to bring stakeholders who are not already working together into an effective learning alliance platform. • Learning alliance processes require dedicated facilitation that must be funded. • Treat the existing structures with respect and work to gain credibility. • In order to get people to participate in the meetings and ongoing activities of the platform, you have to make it worthwhile for them to contribute their time and energy. • Five years pass quickly….. Change processes take more than the conventional 3-5-year project timespan 16
  • 16. For more tools and city stories, please download “SWITCH and the City” from http://www.irc.nl/page/62396 18

Editor's Notes

  1. Accra, Alexandria, Beijing, Belo Horizonte, Birmingham, Bogota, Cali, Hamburg, Lima, Lodz, Tel Aviv and Zaragoza