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Grace Financial Group LLC
Grace Financial Group LLC
Grace Financial Group LLC
Grace Financial Group LLC
Grace Financial Group LLC
Grace Financial Group LLC
Grace Financial Group LLC
Grace Financial Group LLC
Grace Financial Group LLC
Grace Financial Group LLC
Grace Financial Group LLC
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Grace Financial Group LLC

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  • 1. Grace Financial Group LLC Fully Disclosed Introducing Broker to Goldman Sachs Execution & Clearing, LP
    Prime Broker Solutions
    Click anywhere to advance
    Member: NFA, Finra, SIPC, PCX, BATS
  • 2. Member: Finra, SIPC, NFA, PCX, BATS
    Contents
    Click anywhere to advance
    Global Direct Market Access
    Reporting
    Services
    About Us
    Disclosures
  • 3. Member: Finra, SIPC, NFA, PCX, BATS
    Global Direct Market Access
    On One Platform, Electronically Trade:
    US Equities
    US Equity and Index Options
    Global Futures and E-minis
    Single Stock Futures
    Options on Futures
    Major Western European Equities
    Japan, Australia, HK, Singapore Equities
    Johannesburg Equities
    Canadian Equities
    Spot and Forward Currency
  • 4. Member: Finra, SIPC, NFA, PCX, BATS
    Global Direct Market Access
    On The Same Platform:
    Access Pipeline & Canadian Crossing Network
    Basket Trade Domestic and Foreign Equities
    Integration With Easy To Borrow List
    Interface with Stock Loan Desk
    Multiple Routing Destinations
    Complex Option Order Entry
    FIX and API Connectivity
    Access Hidden Liquidity
    Basket Trade Futures
    Suite of Algorithms
    Spread Trading
  • 5. Member: Finra, SIPC, NFA, PCX, BATS
    Reporting – Books & Records
    View Monthly Brokerage Statements Online
    Foreign / Domestic and Futures
    Monthly Statements Mailed From GSEC, LP.
    Interested Third Parties Can Receive Their Own Copy
    View Historical Raw Data Online
    Online Web Based System Consolidates All Products
    Reach Back in Time Up To Eighteen Months
    Filter By Desired Search Criteria
    View-Only Access Available for Your Accountant or Other Interested Third Parties
    Export to Excel or Acrobat
    Risk Reports Available
  • 6. Member: Finra, SIPC, NFA, PCX, BATS
    Reporting – Portfolio Level
    FIXQ Reporting Package Provided by Grace and Licensed from Portfolio Shop
    FIXQ Can Interface with Multiple Prime Brokers
    Uses Straight Through Processing
    Flexible Portfolio Mapping
    Offers Twenty GAAP and AIMR Compliant Reports
    On Demand
    Daily Emails Available
    Samples Click Here
  • 7. Member: Finra, SIPC, NFA, PCX, BATS
    About Grace
    Prime Broker to New and Established Hedge Funds
    Minimum Requirement to Execute Away $1myn
    Trading Desk Over 75 Years Combined Experience
    Operations Over 45 Years Combined Experience
    Cater to RIAs
    Agency Only; 3 Agency Desks
    Founded in December 2000
    Over 135 Primed Hedge Fund Clients
    Fully Disclosed Introducing Broker to Goldman Sachs Execution & Clearing, LP
  • 8. Member: Finra, SIPC, NFA, PCX, BATS
    Services
    Stock Loan for Foreign and Domestic
    Accommodation of IRA Investors
    Access to Grace’s Network of Lawyers, Accountants, and Administrators*
    Introduction** to Third Party Marketers and Other Possible Sources
    *Grace may have mutual referral relationships with these providers
    **Grace does not engage in private placements. Introductions are literally introductions and it is up to the fund manager to do the rest.
  • 9. Member: Finra, SIPC, NFA, PCX, BATS
    Services
    Sub Accounts Available
    Parent with Multiple Children - One Monthly Statement
    Multiple Parent - Separate Monthly Statements
    Margin and Risk Calculated at Customer Level (Aggregated)
    Portfolio Margining Available – Ask for Details
    Corporate Action Notification on US Domestics
    Custody and Clearing for Select Fixed Income Products and Mutual Funds
  • 10. Member: Finra, SIPC, NFA, PCX, BATS
    Disclosures
    NEITHER GSEC, L.P. NOR ITS AGENTS OR REPRESENTATIVES MAKE ANY REPRESENTATIONS AS TO THE ACCURACY, COMPLETENESS OR CORRECTNESS, TIMELINESS OR USEFULNESS OF ANY INFORMATION CONTAINED HEREIN. ALL INFORMATION CONTAINED HEREIN IS PROVIDED "AS IS" AND GSEC, L.P. EXPRESSLY DISCLAIMS MAKING ANY EXPRESS OR IMPLIED WARRANTIES WITH RESPECT TO THE FITNESS OF THE INFORMATION CONTAINED HEREIN FOR ANY PARTICULAR USAGE, ITS MERCHANTABILITY, ITS APPLICATION OR PURPOSE OR ITS NON-INFRINGEMENT. IF ANY PROVISION IN THIS DISCLAIMER AGREEMENT IS HELD TO BE INVALID OR UNENFORCEABLE, THEN THE REMAINING PROVISIONS SHALL CONTINUE IN FULL FORCE AND EFFECT TO THE FULLEST EXTENT POSSIBLE.
    All material contained in this presentation is for general information and educational purposes only, and should not be relied upon for any specific purpose. Nothing in this presentation may be considered as an offer or solicitation to purchase or sell securities or services. Information upon which this material is based was obtained from sources deemed reliable but have not been verified. GSEC, L.P. & Grace Financial are registered broker-dealers and members of the National Association of Securities Dealers, Inc.
    Coming Soon - Direct Market Access to Brazil, Greece, and Russia and South Korea…
    www.finra.org
    www.sipc.org
  • 11. Member: Finra, SIPC, NFA, PCX, BATS
    Disclosures
    Electronic access may not be available in all futures & options markets. Futures and options trading is risky and is not suitable for everyone. Losses can be substantial and greater than the amounts initially invested. These are not all the risks associated with option and futures trading. Before trading options all customers must receive Characteristics and Risks of Standardized Options. Copies of this document are available from your broker or the Chicago Board Options Exchange.
    This presentation is solely intended for hedge funds as a “laundry list” of services and is not for public consumption nor for retail individuals. Do not distribute in part or in whole.
    Grace Financial Group LLC does not engage in private placements. All introductions to possible sources of capital are literally introductions. It is up to the hedge fund manager to do the rest. Outsourced service providers alluded to in this presentation may have a mutual referral relationship with Grace. Not all mutual fund families are available. Grace Financial Group LLC’s designated NASD Compliance Official 516-280-5770
    Grace Financial Group LLC Disclosures from website (click here).

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