In this two-hour LIVE webcast, a panel of distinguished professionals and thought leaders will help broker/dealers and financial advisors implement the new FINRA rules. They will discuss important new provisions of the new FINRA consolidated supervision rules and discuss best practices. Key topics include: • Supervision (New FINRA Rule 3110) • Supervisory Control System (New FINRA Rule 3120 ) • Holding Customer Mail (New FINRA Rule 3150 ) • Tape Recording of Registered Persons by Certain Firms (New FINRA Rule 3170 ) And a lot more! To view the webcast go to this link: http://youtu.be/IPmdXnS0WIE To learn more about the webcast please visit our website: http://theknowledgegroup.org