Key Information Memorandum & Application Form
Sr. No. :
TATA EQUITY MANAGEMENT FUND
(A 18-months close ended equity fund with an automatic conversion into
an open ended scheme on expiry of 18-months from the date of allotment) Existing Folio no. (if any):
(A 18-months close ended equity fund with an automatic OFFER OF UNITS TO RESIDENTS AND NON RESIDENTS AT FACE VALUE OF RS. 10 EACH AT FACE VALUE
conversion into an open ended scheme on expiry
of 18-months from the date of allotment) Refer complete scheme details/instructions while filling in application form in English BLOCK LETTERS.
Offer of units of face value of Rs. 10 each at Tick ( ) whichever is applicable. Strike out which is not required.
face value BROKER/AGENT CODE SUB-BROKER CODE BANK/BRANCH SERIAL NO.
New Fund Offer Opens On : 15th May, 2006
New Fund Offer Closes On : 9th June, 2006
ARN – 4724 ARN – 4724
Re-opens for Repurchase : Not later than CHOOSE THE OPTION FOR MAKING INVESTMENTS
7th July, 2006 Growth Dividend If Dividend, then please tick Payout Reinvestment
Investment Manager: Default Option : Growth Default Option : Dividend Re-investment
Tata Asset Management Ltd.
Fort House, 221, D. N. Road, Fort, UNITHOLDER INFORMATION
Mumbai 400 001.
E-mail: email@example.com Name of First Applicant
Website: www.tatamutualfund.com Date of Birth
Please mention your name as it appears in your Bank Account
This Key Information Memorandum (KIM) (DD/MM/YYYY)
sets forth the information, which a PAN No. *(Mandatory for investments of Rs. 50000/- or more) Circle / Ward / District Enclosed Proof of PAN No.
prospective investor ought to know before
Form 60 / 61
investing. For further details of the scheme/
Mutual Fund, due diligence certificate by the Name of Guardian (in case
AMC, Key Personnel, investors’ rights & first Applicant is Minor)
services, risk factors, penalties & pending Circle / Ward / District Proof of PAN No.
litigations, associate transactions etc. PAN No.* (Mandatory for investments of Rs. 50000/- or more) Enclosed
investors should, before investment, refer Form 60 / 61
to the Offering Circular available free of cost Contact Person (in case of company)
at any of the Investor Service Centres or
distributors or from the website Mailing Address (PO Box
www.tatamutualfund.com Address is not sufficient)
(Indian Addreass in case
The Scheme particulars have been prepared of NRIs/FIIs) Pin Code
in accordance with Securities and Exchange
Board of India (Mutual Funds) Regulations City Country State
1996, as amended till date, and filed with Email ID of First Applicant________________________________________________________________________________________________
Securities and Exchange Board of India I/ We Wish to receive Account Statement / Annual Report / Other communication through Email in lieu of the physical copy of the same Yes No
(SEBI). The units being offered for public
subscription have not been approved or Contact Particulars Telephone : Office Fax
disapproved by SEBI, nor has SEBI certified
the accuracy or adequacy of this KIM. Residence Mobile No.
Resident Individual NRI/NRO NRI/NRE AOP FII Body Corporate
INSTRUCTIONS FOR FILLING THE Are you applying as Trust Partner Public Ltd. Co. On behalf of Minor HUF FOF
APPLICATION FORM Proprietorship BOI Pvt. Ltd. Co. Societies Others_______________
(A) MINIMUM APPLICATION AMOUNT SHOULD BE: Rs. Overseas Address
5000/- and in multiples of Re. 1/- thereafter.
(B) PAYMENT PROCEDURE (Mandatory for NRI/FII appilcations Pin Code
1. Payment may be made by MICR cheque/DD drawn in addition to mailing address) City Country
on/made payable at all those places where the
Investor Service Centres / Collection Centres Occupation Agriculture Business Service Professional Housewife Retired Student Other_________
are located. THE CHEQUE/DD MUST BE DRAWN
IN FAVOUR OF “TATA EQUITY MANAGEMENT Mode of Holding Single Joint Anyone or Survivor Default Option: Joint.
FUND” AND CROSSED ‘‘ACCOUNT PAYEE & NOT
NEGOTIABLE’’. No outstation cheques will be Name of Second Applicant
accepted. Demand Draft will be accepted only if
they are payable at corresponding city of the Proof of PAN No.
collection bank where the application is being given PAN No.* (Mandatory for investments of Rs. 50000/- or more) Circle / Ward / District Enclosed
and the same is accompanied by a Banker’s Form 60 / 61
Certifcate. DD charges can be deducted to the
corresponding SBI charges. Name of Third Applicant
If there is no authorised Investor Service Centres
/ Collection Centres where the investor resides, he/ PAN No.* (Mandatory for investments of Rs. 50000/- or more) Circle / Ward / District Enclosed Proof of PAN No.
she may send a Demand Draft from any other bank
in favour of “TEMF - Tata Equity Management Fund” Form 60 / 61
payable at Mumbai, after deducting bank charges /
commission (not exceeding rate prescribed by State
Bank of India) from the amount of investment. If PROOF OF IDENTITY (Refer H)
such bank charges / commission are not deducted
by the applicant, then the same may not be Voter ID Card Driving License Passport
reimbursed by the Trustee company. Such bank Voter ID No. Driving License No. Passport No.
charges / commission will be treated as scheme
expense. However in case of application along with Place of Issue Place of Issue Place of Issue
local cheque or bank draft payable at Mumbai, at /
from locations where TMF has its designated
authorised Investor Service Centres / Collection
Centres, Bank Draft charges/ commission may have BANK ACKNOWLEDGEMENT SLIP
Mulla House, Ground Floor, 51, M.G. Road,
to be borne by the applicant. In such cases the
TATA EQUITY MANAGEMENT FUND Near Flora Fountain Mumbai - 400001. Sr. No. :
Trustee Company is entitled, in its sole and absolute
discretion, to reject or accept any application. Acknowledgement Stamp
2. Application forms duly completed in all respects Received from Mr. / Ms ......................................................................................................................................... an application for purchase
may be submitted at : of units of Tata Equity Management Fund (Gross investment amount) Rs. .......................................... (Rupees in
During the NFO: Only at Investor Service
Centres and Collection Centers as mentioned in words.........................................................................................................................................................................................................................
3. The applicants are requested to note the following ................................................................. ) Cheque / Demand Draft No. ...................................... dated....................................drawn on
points before submitting the applications to any of
the collection centres. .......................................Bank....................................... Branch for Rs. ................................(Cheques/Drafts are subject to realisation).
i) Stockinvests, Post Dated Cheques, Money
Orders and Postal Orders will not be accepted
and such applications will not be considered for ACKNOWLEDGEMENT SLIP
allotment. Mulla House, Ground Floor, 51, M.G. Road,
ii) Cheques once returned in clearing will not be re- TATA EQUITY MANAGEMENT FUND Sr. No. : Near Flora Fountain Mumbai - 400001.
presented and the accompanying applications
may not be considered for allotment. Acknowledgement Stamp
4. Applications which are incomplete are liable to be Received from Mr. / Ms .............................................................................................................................................. an
rejected and the Trustee Company of Tata Mutual
Fund shall not be responsible for any consequences application for purchase of units of Tata Equity Management Fund(Gross investment amount) Rs. .............................. (Rupees in
5. Where an application is rejected in full or in part, words............................................................................................................................................................
application money will accordingly be refunded to
WPPL Tel : 24939382
the applicant. No interest will be paid on the amount ............................................. ) C h e q u e / D e m a n d D r a f t N o . ........................ . . d a t e d ........................d r a w n o n
so refunded. Letters of regret together with Refund
Cheques/Orders if any, will be despatched by post. ..............................Bank................................ Branch for Rs. ............................(Cheques/Drafts are subject to realisation).
Refund will be made by cheques or pay order drawn
on the Bankers of Tata Mutual Fund. All communication may please be addressed to Computer Age Management Services Pvt Ltd., CAMS Unit: Tata Mutual Fund 178/10,
6. The right to accept or reject any application in
whole or in part lies with the Trustee Company. Kodambakkam High Road, Nungambakkam, Chennai - 600 034 by quoting First applicant name, application Sr. No., Name of the scheme.
(C) APPLICATION DETAILS
1. Please write the Applicant’s Name & Application
Serial Number on the reverse of the Cheque/ or partnership deed and certificate of registration must be lodged at the office In case nature of Account is given as NRO or NRE, the status of Applicant
Demand Draft. of the Registrar, quoting the serial number of application simultaneously with will be considered as NRI / NRO or NRI / NRE respectively.
2. Please mention the Pin Code Number in the the submission of the Application Form, failing which the application is liable For NRI/NRO, your bank account should be domestic bank /non - repatriable
Address column. to be rejected. account.
3. All communication and/or payments will be made to 8. In case of application with more than one holder, if the ‘Mode of Holding/ For NRI/NRE, your bank account should be NRE.
the sole/first applicant. Operation’ is not ticked, the default option would be Joint. Any application for subscription /request for redemption without Bank
4. Signatures should be in English or in any Indian D) PAN Number Details of the Investors account details will be rejected by the mutual fund.
language, thumb impressions must be attested by As per SEBI Circular SEBI/MD/CIR. No6/ 4213/04 dated March 1, 2004 (G) BROKERS AND MARKETING ASSOCIATES.
a Magistrate/Notary Public under his/her official Whenever an application is for total value of Rs 50000 or more, the 1. Tata Mutual Fund’s Marketing Associates, Agents & Brokers (who are holding
seal. In case of HUF, the Karta should sign on applicant or in case of application is in joint names, each of the applicants, the AMFI Certificate) are eligible to mobilise subscriptions under the Fund and
behalf of the HUF. In case of Partnership Firms, should mention his/her permanent account number (PAN) allotted under the earn brokerage based on the amounts subscribed. Brokerage will be paid only
the Partner should sign on behalf of the Partnership Income Tax Act, 1961 to those Marketing Associates, Agents & Brokers whose stamp appears on the
Firm. Similarly, for the Association of Persons As per Rule 114B of The Income Tata Rules 1962, every person shall quote application form.
(AoP), Company etc. the application must be signed his permanent account number (PAN) in all documents pertaining to payment 2. Code numbers / ARN No. assigned by AMFI to the Marketing Associates/
by the Authorised Signatory/Signatories as of an amount of Rupees Fifty Thousand or more to a Mutual Fund for Agents must be used wherever applicable and their stamps should clearly
applicable. purchase of its units. In case the person making the payment is a minor state their names and any other details as required, in English.
5. Individual(s) as Applicant/unit holder only can make who does not have any income chargeable to income tax, he shall quote 3. Agents are not permitted to accept CASH with Application Form. Tata Mutual
nomination. Nominee must be an individual and not the permanent account number of his father or mother or guardian, as the Fund shall not be held responsible for any kind of wrong tenders.
a trust, society, body corporate partnership firm, case may be. Any person who does not have a permanent account number 4. Brokerage will be paid to only Distributors empanelled with Tata Mutual Fund.
Karta of Hindu Undivided Family or a power of and who enters into any transaction specified in this rule shall make a 5. Distributors / Agents should mention the ARN No. allotted by AMFI, on the
Attorney Holder. Nomination stands rescinded upon declaration in Form No. 60/61 giving therein the particulars of such application form.
transfer/Redemption/Switchover of Units transaction. (H) Proof of Identity: As per the Know-Your-Customer, please provide the
6. Where the units are held in the names of two or In case of a joint holding, PAN / Form No. 60 / 61 is required for all number and place of issue and a copy of your passport and/or driving
three persons, such persons shall be deemed to the joint holders licence and/or voter’s ID card.
hold the units on first holder basis. In case of HUF/ Any application for subscription of units of the total value of Rs. Anti Money Laundering
Partnership Firm/AoP/Company, etc. no joint 50000/- or more without a valid PAN / Form No. 60/61 will be liable 1. The AMC, under powers delegated by the Trustees, shall have absolute
holding will be considered. to be rejected by the Mutual Fund. discretion to reject any application, or prevent further transactions by a Unit
7. In case of applications under Power of Attorney or For validation purposes investors are required to submit photocopy Holder, if after due diligence, the investor / Unit Holder / a person making
by a Limited Company or by a Corporate Body or of PAN Card or any other communication received from the Income Tax the payment on behalf of the investor does not fulfil the requirements of
Eligible Institution or a Registered Society or a Trust department specifying name and PAN No of the investor. the “Know Your Customer” to the satisfaction of the AMC. In this behalf
or a Fund the original Power of Attorney or the Note: Investors are urged to refer The Income Tax Rules, 1962 or consult the AMC reserves the right to reject any application and/or effect a
certified copy thereof duly notarised and the their Tax Advisors for further details. mandatory Redemption of Units allotted at any time prior to the expiry of
relevant resolution or authority to make the (F) BANK ACCOUNT DETAILS 30 Business Days from the date of the application. If the payment for
application, as the case may be including authority It shall be mandatory for the Unitholders to mention their bank account Purchase of Units are made by a third party (e.g. a Power of Attorney
granted in favour of the officials signing the numbers in their applications/requests for redemptions. Unitholders are Holder, a Financing agency, a relative, etc.), the Unit Holder may be
application and their specimen signature etc., or requested to give the full particulars of their Bank Account i.e. nature of required to give such details of such transaction so as to satisfy the AMC
duly certified copy thereof alongwith a certified account, Account Number, Nine digit Bank Code Number (For Electronic of the source and / or consideration underlying the transaction.
copy of the Memorandum and Articles of Credit Facility), branch address of the bank at the appropriate space in the
Association and/or bye-laws and/or trust deed and/ application form.
APPLICATION MONEY DETAILS (Cheque / DD to be drawn in the name of Tata Equity Management Fund) ICICI BANK NFO COLLECTION CENTRES
* DD charges to be borne by AMC if investor doesn’t fall within ISCs. - Refer B Ahmedabad: Chirag Patel, JMC House, Opp. Parimal Gar-
dens, Ambawadi, Ahmedabad-380006, Tel: (079) 55523700, Fax:
Gross Amount in Rs. DD Charges Rs. (if any)* (079) 55523720, BM Tel.: (079) 55523716, Mobile No. 9879114830.
Bangalore: Kalyana Chakravarthy, ICICI Bank Towers, 1,
Commissariat Road, Ground Floor, Bangalore-560025. Tel: 080
Net Amount in Rs. - 51296007, Fax: 080 - 51124607, BM Tel.: 080 - 51296008.
Cochin: Gibi George, Emgee Square, M.G.Road, Ernakulam,
Gross Investment (Rs in Words) ________________________________________________________________________________________________ Kochi. Cochin-682035. Te.: 0484 - 2382026 / 27 /28, Fax: 0484
- 2372739, BM Tel.: 0484 - 2290163, Mobile No. 9349779825.
Drawn on Bank __________________________________________________________________________ Branch __________________________ Coimbatore: Senthil Kumar R, Cheran Plaza,4292115, Fax:
Road, Coimbatore-641018. Te.: 0422-4292102 -
0422 - 2300172, BM Tel.: 0422-4292101, Mobile No. 9994345670.
A/c No. _____________________________ A/c Type _________________ Cheque/DD No. __________________ Dated _______/_______/ Hyderabad: Rahul Godse, 6-2-1012, TGV Mansions, Opp. In-
_________ stitution of Engineers, Khairatabad, Hyderabad-500004. Tel:
040 - 23301534;55662345;23376844;55626660, Fax: 040 -
NOMINATION 23321181, BM Tel.: 040 - 23394077, Mobile No. 98855 66088.
Jamshedpur: Arnab Sensarma, Natraj Mansion, Main Road,
Bistupur, Jamshedpur-831001. Tel.: 0657 - 2422509 / 10 /
Nominee Name__________________________________________________Relationship_____________________ 2425907 / 12, Fax: 0657 - 2425865, BM Tel.: 0657 - 2425924,
Mobile No. 09334042602, Kanpur: Barindra, J.S Towers ; 16/
Guardian details (if nominee is a minor) Name & Address_______________________________________________ 106 - The Mall. Kanpur-208001. Tel.:0512 - 2331041,42,43,44,45,
Fax: 0512 - 2331042, BM Tel.: 0512 - 2331042, Mobile No.
______________________________________________________________________________________________________ Signature of Guardian 9839600345, 9839086665. Kolkata: Manoj Kumar Jaiswal, 22,
R N Mukherjee Road, Kolkata-700001. Tel.:033 - 22428537 /
22100995. Fax: 033 - 22426696, BM Tel.: 033-22137601, Mobile
YOUR BANK ACCOUNT DETAILS (Mandatory) please refer instruction F No. 9830088088. Lucknow: Saurab Pathak, 11, MG Road,
Hazarat Gunj, Lucknow-226001. Tel.:0522 - 2214246 /2214247
All communication and payments will be made to the first applicant or to the Karta in case of HUF. / 2214254 Fax: 0522 - 2225232, BM Tel.: 0522 - 2201055,
Mobile No. 9838513469. Mumbai: Capital Market Division, 30,
Name of Your Bank Branch Mumbai Samachar marg, Fort, Mumbai 400 001 Nasik: Sandeep
Your Account No. Gore, U-1, Crown Commercial Complex, Opp. Rajiv Gandhi
Bhavan (NMC), Utility Centre, Sharanpur Road, Nashik-422002.
Account No. (in words) Tel.:0253 - 5605600/ 5606032/ 5606033, Fax: 0253 - 2313475,
BM Tel.: 0253 - 5605191 Mobile No. 9823330060. New Delhi:
Bank Address Rahul Krishnatrey, 9A, Phelps Building, Inner Circle,Connaught
City PIN MICR Place, New Delhi-110001. Tel.:011 -51517954-58, Fax: 011 -
Code 23351092, BM Tel.: 011 - 51516142, Mobile No. +919811203153.
Account Type Panji: Anant Narayan Samant, 65, Sindur Business Centre,
Savings Current NRO NRNR NRE FCNR Swami Vivekanand Road, Panji-403001. Tel.:0832 - 2232180 /
2424217/ 2424225/ 2423444, Fax: 0832 - 2232390, BM Tel.:
Example for filling Bank account details of First Unitholder 0832 - 2421639. Mobile No. 9823144162. Patna: Amit
Ac. No. 0 0 9 7 4 6 1 5 2 is required without which the application Bhattacharjee, Shahi Bhawan Ground Floor Exihibition Road
the Account number: In words Zero Zero Nine Seven Four
Seven Six One Five Two would be rejected. Patna-800001. Tel.:0612 -2205398, 2205400, 2205400, Fax:
0612 - 2202968, BM Tel.: 0612 -2 202966, Mobile No. 9835030917.
DIRECT CREDIT FACILITY FOR REDEMPTION / DIVIDEND Pune: Yatin Gupta, A-Wing, Shangrila Gardens, Bund Garden
Road, Pune-411001. Tel.:020 - 26128248 , 26054345, Fax: 020
Tata Mutual Fund directly credits the Dividends /Redemption into the investor Bank Account in case the account is with ICICI Bank Ltd./HDFC Bank Ltd./UTI Bank /IDBI - 26128594, BM Tel.: 020 - 26111690, Mobile No. 9823330074.
Bank/Standard Chartered Bank/Kotak Bank/HSBC Bank/Deutsche Bank. Vadodara: Hemant Gulabchand Baid, Landmark Building, Race
I / We understand that the instruction to the bank for Direct Credit/ ECS will be given by the Mutual Fund and such instruction will be adequate discharge of Mutual Fund Course Circle, Alkapuri, Vadodara-390007. Tel.:0265 - 2339923
towards redemption/dividend proceeds. In case of bank not crediting my/our bank account with/without assigning any reason thereof or if the transaction is delayed or not / 2339924 / 2339925 / 2339927 / 2339928, Fax: 0265 - 2339926,
BM Tel.: 0265 - 2325318, Mobile No. 9825047840
effected at all for reasons of incomplete or incorrect information, I/We would not hold Tata Mutual Fund responsible. I/We understand that in case account number
furnished by me/us, if found incorrect, I/We would not hold Tata Mutual Fund responsible for the credit going to the wrong account. Further, the Mutual Fund reserves the right NRI Centres : Mumbai, Kolkata, Bangalore, Cochin,
Ahmedabad and Vadodra
to issue a demand draft/payable at par cheque in case it is not possible to make payment by DC/ECS.
If however you wish to receive cheque payout, please tick here HDFC BANK NFO COLLECTION CENTRES
Agra: Manoj Minocha/ Puneet Prakash, SHOP NO - 11, Block
DOCUMENTS TO BE SUBMITTED (Please tick ( ) whichever is applicable) No-17/2/4, Friends Plaza, Sanjay Place, Agra-282 002. Tel.:
(0562) 2524089. Ahmedabad: Kunal Kak/Mahyar Chhindiawala,
1) Memorandum & Articles of Association (Corporate) 2) Board Resolution (Corporate) 3) Authorised signatories list HDFC Bank House, Near Mithakali Six Roads, Navrangpura-
4) Trust Deed (in case of a trust) 5) Partnership Deed (for partnership firm) 6) Copy of the PAN card of all unitholders (for investment 380 009 Tel.: 079 -55217163 / 55217184. Ahmednagar: Anand
of Rs. 50,000/- and above) Lele, Amber Plaza,Station Road, Opp ADCC Bank Sahakar
Gruh, Ahmednagar-414 001. Tel.: 95241-2451962-63 / 2451194.
Ajmer: Manish Vashistha, AMC NO - 13/10 & 14/10, Near
DECLARATION AND SIGNATURES Signature(s) / Thumb Impression(s) Suchma Kendra, Adajcent to Swami Complex, Ajmer-305 001.
The Trustee, Tata Mutual Fund
Holder (Refer Instruction number C (4)) Tel.: 0145-5100123. Akola: Sachin Raje/Shrinivas Dhankar/
Having read and understood the contents of the Offer Document of the Scheme, I/ We Anand Karajgikar/Shukla, Sethi Heights, Opp To Collector Office,
hereby apply for units of the scheme and agree to abide by the terms, conditions, rules Z P ROAD, Akola-444 001. Tel.: 0724-2432204 (D), 2441128 &
and regulations governing the scheme. I/ We hereby declare that the amount invested in 2431446 (Ext 110). Allahabad: Abhishek Pathak, 54/1 S.P.
the scheme is through legitimate sources only and does not involve and is not designed Marg Civil Lines, Allahabad-211 003. Tel.: 0532- 2260049. Alwar:
1st/ C. P. Jangir, Bhagat Singh Circle, Road No 2, Alwar-301 001.
for the purpose of the contravention of any Act, Rules, Regulations, Notifications or Sole
Directions of the provisions of the Income Tax Act, Anti Money Laundering Laws, Anti Tel.: 0144-5100880. Ambala: Balwinder Singh Sondhi, Shingar
Corruption Laws or any other applicable laws enacted by the Government of India from Unitholder Palace Complex, Nicholson Road, Ambala Cantt 133 001 Tel.:
time to time. I/ We have understood the details of the scheme and I/ We have not received 0171-2600044 (D), 0171-2600045. Amravati: Suryakant Sisodiya
nor have been induced by any rebate or gifts, directly or indirectly in making this / Yatin Deshpande, C/o. Rasik Plaza, Jaistambh Chowk, Morshi
Road, Amravati-444 601. Tel.: 0721- 2568432,05,06 Amritsar:
investment. I/ We confirm that the funds invested in the Scheme, legally belong to me / Deepak Gohlan/Anoop Grover/Guneet Pal Singh/Rajpal Singh,
us. In the event "Know Your Customer" process is not completed by me / us to the 39, The Mall Amritsar, Tel.: 0183-2564616. Anand: Ankit Shah,
satisfaction of the AMC, I/ We hereby authorise the AMC, to redeem the funds invested 2nd 1St Floor , Sanket Towers, Opp Anand Arts College , Grid Road,
in the Scheme, in favour of the applicant at the applicable NAV prevailing on the date of Unitholder Anand-388 001. Tel.: 02692- 573195. Ankleshwar: Mr. Tarak
such redemption and undertaking such other action with such funds that may be required Gandhi,Mr Ritesh Shah, S A Motors Building, S A Motors Building,
by the Law. Ankleshwar395 002. Tel.: (02646) 227704/227705. Asansol:
For NRls only: I/ We confirm that I am / we are Non Residents of Indian Nationality / Amitabha, CMS Dept, P C Chatterjee Market, G.t Road,
Origin and that I/ we have remitted funds from abroad through approved banking channels Rambhandu Tala, Asansol-713 303. Tel.: 0341-2214848.
or from funds in my / our Non-Resident External / Non-Resident Ordinary / FCNR Aurangabad: Mr. Amol Bhale / Mr. Azeemuddine Shaikha / Mr
account. 3rd Nitin Sawant / Madhu, Shivani Chambers, Manjeet Nagar ,
I/ We confirm that details provided by me / us are true and correct. Unitholder Jalna Road , Opp Akashwani, Aurangabad-431 001. Tel.: (0240)
2362042/47. Balasore: Subrat Mohanty, C/o Bharat Motors,
Date: F.M Circle, Balasore-756 001. Tel.: 06782 - 263335. Bangalore:
P Sugunan/ KT Bhanushree / Joseph Marian, NO 8 / 24 Salco
Centre, Richmond Road, Bangalore-560 025. Tel.: 080-
41266865. Bardoli: Mr Jaideep SHekhawat (Manager) Daxesh
CHECKLIST SHukla (TBG), Shree Ambika Niketan Temple, Shree Ambika
Please ensure that your Application Form is complete in all respects & signed by all applicants : Name, Address and Contact Details are mentioned in full. Bank Account Niketan Temple, Bardoli-394 601. Tel.: 02622 223627, (02622)
223879. Barielly: Vinod Mishra, 154 , KRISHNA PALACE,
Details are entered completely and correctly. Permanent Account Number (PAN) of all Applicants is mentioned if the investment amount is Rs. 50,000/- or more along with the CIVIL LINES, BAREILLY-243 001. Tel.: (0581) - 3099631.
copy of the PAN card Copy of proof of identity Appropriate Option is selected. If the Dividend Option is chosen, Dividend Payout or Re-investment is indicated. If units Belgaum: Mr Vinay Balwally / Mr Ravi Kiran Ganti/ Girish ,
are applied for jointly, Mode of Operation of account is indicated Your Investment Cheque / DD is drawn in favour of “Tata Equity Management Fund”, dated and signed. 4830 / 28 A Opp District Hospital, Dr Ambedkar Road, Belgaum-
Application Number is mentioned on the reverse of the cheque. Documents as listed below are submitted along with the Application Form (as applicable to your specific case). 590 002. Tel.: 2404411/15. Bharuch: Anuradha Gupta/Surya
Prakash Patel, Near Octroi Naka Link Road, Near Octroi Naka
Documents Companies Trusts Societies Partnership Firms Flls NRI Investments through Constituted Attorney , Link Road, Bharuch-392 001. Tel.: Direct No.222031 (02642),
Board line -220108,222032 extn.23. Bhatinda: Sunil Seth, 3027
1. Resolution/Authorisation to invest - B Guru Kanshi Marg, Bhatinda-151 001. Tel.: 0164-
2. List of Authorised Signatories with Specimen Signature(s) 2240832,2240993-996. Bhavnagar: Manish Malkan, Gopi
Arcade, Opp Takhteshwar Post Office, Bhavnagar. Tel.: (0278)
3. Memorandum & Articles of Association 5540340. Bhilwara: Rahul Atal / Tushar Mathur, 2-3-4, S.K
4. Trust Deed PLAZA COMPLEX, PUR ROAD, BHILWARA. Tel.: 01482-
5. Bye-Laws 512686. Bhopal: Tavinder Pal Singh, Sumeet Kapoor, Monu
Mehra, E - 1/57 , Arera Colony, Bhopal-462 016. Tel.: 0755-
6. Partnership Deed 2461145 (Direct), Board-5281616,5276007,5276008.
7. Overseas Auditor’s Certificate Bhubaneshwar: Subir Roy / Subrat Mohanty, Junction of
8. Notarised Power of Attorney Janpath & Gandhi Marg, Hotal Jajati Complex , Kharvelanagar,
Unit - III , Master Canteen Square, Bhubaneshwar-751 001.
9. Foreign Inward Remitiance Certificate, in case payment Tel.: 0674-2400986/95. Bhuj: Parth, 101 & 102 Sunrise Tower,
is made by DD from NRE / FCNR a/c or where applicable 11 - Vijaynagar Society , Hospital Road, Bhuj -370 001.Tel.:
All documents in 1 to 6 above should be originals / true copies certified by the Director / Trustee / Company Secretary / Authorised Signatory / Notary Public 02832-571466. Bokaro: Shamim Ahmed, B-9 City Centre, Sector
IV, B - 9, City Center, Sector IV, Bokaro Steel City, Bokaro-827 004. Tel.: 06542-232786/87/88. Calicut: Ratheesh Vellora Vadakkeveettil, Malabar Palace, G.H Road, Calicut-673 001. Tel.: 0495-2727759. Chalakudy: Rajeev R, Police Station
Road, Chalakudy-680 307. Tel.: 0480/2707754/55. Chandigarh: Hemant/Deepak, Sco 371/372, Sector 35 - B, Chandigarh.tel.: 0172-2711285/5088303. Changanacherry: Gireesh G, Cms Dept, Golden Tower, Golden Tower , M C Road,
Vezhakattiuchira, Changanacherry-686 101. Tel.: 0481 2425002/2425004. Chengannur: Mathew Jacob, Govt Hospital Junction, Chengannur 689 121 Tel.: 0479-2456215. Chennai: K L Lakshman / Sridhar Ramamurthy, 751 - B Anna Salai,
Mariam Centre, Chennai-600 002. Tel.: 044-28420870 / 76 : Extn : 203 / 204. Cochin: R Bhagawatheeswaran, 2nd Floor , Elmar Square, M.g Road, M.g Road, Ravipuram, Cochin-682 016. Tel.: 0484-2359436./09349133907. Coimbatore:
Mohan Kumar / Somaprakash, 1635 Classic Tower, Trichy Road, Coimbatore 641 018 Tel.: 0422-2302630/46/2303300. Cuttack: Ashim, Bajrakbati Road, Cuttack-753 001. Tel.: 0671-2332744/33/22/11, Davangere: Prashanth Ubrangala,
No 621, Bhm Enclave, Binny Co Road, Mandipet, Davangere. Tel.: 08192-232781. Dehradun: Rupesh Nath, 56, Rajpur Road, Uttaranchal, Dehradun 248 001 Tel.: 0135-2745295. Dhanbad: Kamal Matwala, Sri Ram Plaza , 1st Floor, Bank
More Dhanbad, Jharkhand 826 001 Tel.: (0326) 2308831. Durgapur: Nirmalya Banerjee / Snehamay De, A102 & 103, City Centre, Bengal Shristi Complex , City Center, Durgapur Road, Durgapur-713 216 Tel.: 0343- 2549962- 65. Erode:
R Shri Krishnan, 456 Brough Road, Erode-638 001. Tel.: (95424) - 2261287 / 2268522 - Extn 0424. Gandhidham: Tejas Mankad, Plot No 1, Sector 8, Rabindranath Tagore Road , Near Gpo, Gandhidham-370 201 Tel.: (02836) - 573251. Gaya:
Navneen, Near Ganta Ghar, K.p Road, Gaya-823 001. Tel.: (0631) -2220012. Gorakhpur: Prashant Kumar, Cms Dept, Prahlad Rai Trade Centre, Ayodhya Crossing, Bank Road, Gorakhpur-273 001 Tel.: (0551) -2342612. Guntur: Gupta
K.s, 87-90 , Main Road, Lakshmipuram, Guntur-52 2007 Tel.: (0863) -2265648. Guwahati: Mr. Nayanjyoti Das, House No 126 , Opp Times Of India, Bhangagarh, Guwahati-781 005 Tel.: 0361-2461082 (D), 74/80/81. Gwalior: Suresh Asolia
/ Gopal Sharma, Block G1 , Plot No . 43, Anand Deep Building ,City Centre, Gwalior-474 011 Tel.: 0751 4015007. Himatnagar: Vandan Patel, G.F. Shop No 5-8 & First Floor 4 - 9, Kumar House, Durga Oil Mill Compound, Himmatnagar-383
001 Tel.: 02772-571156/9898592977 Hosur: C . N. Vinay, No. 24 & 25, Maruthi Nagar, Near Dharga, Sipcot Po, Hosur, 635 126 Tel.: 04344-500554 Hubli: Madhusudhan Radhakrishnan, T B Revankar Complex, Vivekanand Hospital Road,
Hubli 580 029 Tel.: 0836-2217084 Hyderabad: Umesh Krishna / Krishna Phani Sharma Ammiraju / Shivaji, 6-1-73 3rd Floor Saeed Plaza, Lakadikapaul, Hyderabad 500 004 Tel.: 040-55666821/ 55630666 / 32347423/ 32347412 Indore:
Mr.K.vinod Kumar / Raghunatha Reddy, 3 Rd Floor , 9/1A , U.V.house, South Tukonj, Indore 452 001. Tel.: 0731- 5201919/5077794 / 5077793 / 5200043 Irinjalakuda: Tito P J, Ushus Complex, Main Road West Tana Po, Irinjalaguda 680 121
Tel.: 0480 2829655 Jabalpur: Mr. Akhilesh Thakur, 1702, Naiper Town, Model Road, Jabalpur 482 002 Tel.: (0761) 5018773, 5063040 Or 41. Jaipur: Puneet Saxena / Ajay Rastogi, 1st Floor ,O - 10 , Ashok Marg, Ahimsa Circle, C Scheme,
Jaipur 302 001 Tel.: 0141-5593966 Jalandhar: Raj Chaudhry, 911 , Near Narinder Cinema, G T Road, Jalandhar 144 001 Tel.: 0181-5071644. Jalgaon: Ashutosh Rana / Suresh Pawar, Plot No 134 / 135 , Dsp Chowk, Facing Mahal Road,
Jalgaoan 4425 001 Tel.: 0257-2237642 / 2238948 / 2238958 / 223878 Extn - 104 /110. Jamnagar: Nilesh Dhruve, Plot No 6 , Park Colony, St Ann’s School, Bedi Bunder Road, Jamnagar3361 008 Tel.: 0288 - 2662035 , 0288-3112594.
Jamshedpur: Sanjay Karmarkar / Babita Thakur / Arup / Arti, C/o Mithila Motors Ltd, Near Ram Mandir, Bistupur, Jamshedpur 831 001 Tel.: 0657-2756006 / 2756066. Jodhpur: Arun Verma / Anil Vyas, Plot No 57 / B, 9th Chopasani Road,
Jodhpur 342 003 Tel.: 0291-5106400 / 5106100 / 5106200 / 51062300 Extn 108 / 110. Kadi: Amrish Jhala, Radhaswami Complex ,R.S. No 242, Nr. N.c. Desai Petrol Pump , Highway Char Rastha, Kadi-382 715Tel.: 02764 - 242027. Kanpur:
Vasudha Khemka, Navin Market Branch, 15/46 Civil Lines, Kanpur 280 001 Tel.: 00512-3018052. Karad: Vishal Phadnis, Mr Pravin Shaligram,, Near Hotel Sangam, Pune Bangalore Highway, Karad 415 110 Tel.: 02164-229679. Karnal: Rohit
Budhiraja, Sco 778-779, Opp Mahabir Dal Hospital, Kanjpura Road, Karnal Tel.: 00184-2202789. Kolhapur: Harshad Kulkarni / Amita Marathe, Jaju Arcade,TTarabai Park, Kolhapur 416 003 Tel. 0231-2651906, 2651908. Kolkata: Anish Gandhi
/ Debjyoti, Abhilasha Ii ,6, 1st Floor, 6 Royd Street, Kolkata 700 016 Tel.: 0033-22273760-65,2227 3761. Quilon: Harish Sivaram,Vgp Buildings , Door No XVI / 1539 (1320a), Vadakumbhagom Ward , Irumpupalam, Kollam6691 001 Tel.: 00474
2766171 / 74. Kota: Deepak Gupta, Neeraj Agarwal, Show Room No 13 - 14, Main Jhalawar Road,Kota3324 007 Tel.: 00744-2390485 (D), 9829 230 230. Kottayam: Manoj Kumar K.C, Unity Building , Opp Midc Centre, K K Road, Kottayam6686
002 Tel.: 00481-2302361 Latur: Pradeep D. Walunj, Shri Prabha Arcade , Shop No 3-6, M.G. Road, Near Nagar Parishad , Opp Town Hall, Latur 413 512 Tel.: 002382 - 255116. Lucknow: Nitish Srivastav / Anirudh Ramodarai / Amit Srivatava
/ Shivam Saxena, Pranay Tower,Darbari Lal Sharma Marg, Beside Pratibha Cinema, Lucknow 226 001Tel.: 0522-3019124-27 /3919811 / 3919813 /3019132/3019136 /3019140. Ludhiana: Mr Sanjeev Katare, Vishesh Sudhkaker, CMS Dept
, 5th Floor,MMall Road, Ludhiana00 Tel.: 00161- 2422344 / 5021699. Madurai: Sridhar / Kannan Manikandan, 7 - A , West Veli Street, Opp Railway Station, Madurai6625 001 Tel.: 00452-2350707. Mangalore: Muralidhar Hande / Vishwanath
Attar, M.N. Towers,KKadri,MMangalore5575 002 Tel.: 00824 - 2225405/2225410. Manjeri: Madhusoodanan P.V. / Shabeer, CMS Dept ,Kurikal Plaza, Bldg #20/1245 Kacheripady,Malapurram Road, Manjeri 676 121 Tel.: 0483 3094040/3091472.
Mathura: Saurabh Pandya, CMS Dept, Ops Bsa College, Gaushala Raod, Mathura 281 001 Tel.: 0565-2463805 / 2463808. Meerut: Sumeet Talwar,3381 Western Kachery Road, Meerut2250 001 Tel.: 0121-2666080/2665799. Mehsana: Jigar
Patel / Ketan Engineer, Prabhu Complex , Near Raj Kamal Petrol Pump,Abhu Highway, Mehsana 384 002 Tel.: 002762-243173, 02762 - 243 008. Moradabad: Manish B Saxena, Chaddha Shopping Complex,GGmd Road, Moradabad2244 001Tel.:
00591- 2310508 / 09. Mumbai: Deepak Rane / Tushar Gavankar / Sunil Kolencherry, Maneckjiwadia Building, Nanik Motwani Marg, Mumbai 4400 023Tel.: 022 - 56573657 / 56573669 / 22679947 / 22679961. Muzzafarpur: Pintu Kumar Singh,
Above Maruti Showroom, Choti Saria Ganj, Muzzafarpur 842 001 Tel.: 0621-2241638 Mysore: Harsha, Nageetha Complex, Vishwamanawa Double Road, Saraswathi Puram, Mysore 570 009 Tel.: 0821-5255304. Nadiad: Rakesh Parmar, Shoot
Out Building , Nadiad Ice Factory Compound, College Road,Nadiad 387 001 Tel.: 0268- 5540114. Nagpur: Chandramouli Bharadwaj/Pratima Sarangi, 303 & 304, 3rd Floor , Wardh Road,112, Milestone, Near Lokmat Square, Nagpur4440 010
Tel.: 0712- 2554405 / 2551746 Extn - 119 And 111 Nasik: Binoj Parameswaran / Prashant Pisolkar, Archit Centre, 3rd Floor, Chandak Circle Link Road,Opp Sandeep Hotel , Near Mahamarg Bus Stand, Nasik 422 002 Tel.: 0253-5647594 / 97
/ 98. Navsari: Nirav Gandhi, Nandini Complex, Ground Floor, Station Road , Sandh Kuva,NNavsari 396 445 Tel.: 02637 280901 / 240702 / 247896 Nellore: T N Raj Kumar,G.T. Road, Nellore 524 001 Tel.: 00861-2327181 Delhi: Rahul Sikka
/ Chetan Sondhi / Bharat Chadha,, Figops , Ist Floor, Kailash Building , 26 K G Marg, New Delhi 110 001 Tel.: 011-41699406 / 41699406 Palanpur: Shauank Pandya, Parth Complex , Near Cozy Tower, Opp Joravar Palace,Palanpur3385 001
Tel.: 02742-571638,9327568081 Panipat: Harish Singla/Puneet Gupta/Gurpreet Singh/Ashu Gupta, 801 / 4 , G.T. Road, Panipat1132 103Tel.: 00180 - 5015268 (D) , 2648619-20 Ext 207 Panjim: Kamlakant Bhartu / Amar,Swami Vivekanand
Road, 301 , Milroc Lar Menezes,Opp Gomantak Maratha Samaz, Panjim4403 001Tel.: 0832 - 5621250 / 5621251 / 2421952 Pathanamthitta: Prajish M, CMS Dept , Aban Arcade Ward # 9/1128, Pathanathitta-kumbazha Road, Pathanathitta
689 645 Tel.: 0468-2322378 Patiala: Jaswinder Singh/ Inder Pal Singh,SS.C.O. 70 - 73 , Leela Bhawan Market, Patiala1147 001Tel.: 00175 5002500 Patna: Rakesh Verma / Pintu Kumar, Rajendra Ram Plaza,Exhibition Road, Patna 800 001Tel.:
00612-2206161,2224332,3116348 Perinthalmanna: Prasanth P R, Calicut Road, Perinthalmanna , Malappura Dist, Perinthalmanna Tel.: 04933-395306 Phagwara: Gurpreet Singh, Kalra Road , Opp Hanuman Garhi Mandir,GG.t Road,
Phagwara 144 401Tel.: 01824-221844-45 Pondicherry: R. Kumar,TTS No 6 , 100 Feet Road, Ellaipillaichavady, Pondhicherry 605 005Tel.: 00413-2200741 Pune: Mangesh Dhole/ Nitin Mandke, 5th Floor Millennium Tower, Bhandarkar Road,
Shivaji Nagar ,Pune 411 004 Tel.: 020 -25651575 Extn 121 Raipur: Sunil Nagpal / Vaibhav Agarwal, Chawla Complex, Near Vanijya Bhawan, Sai Nagar, Devendra Nagar Road, Raipur4492 009Tel.: 0771 - 252 9110 (D), 0771 - 505 8901 /02
/ 03 Ext. 201 / 202 Rajahmundry: Mr. Narayana Rao / Lakshminarayana, H.No : 46-17-20,MMain Road, Danavaipet,Rajahmundry 533 103Tel.: 0883-2442928 Rajkot: Rajiv S. Sheth / Bharat Pandya,Opp Alfred High School, 2nd Floor ,
Panchratna Bldg, Jawahar Road, Rajkot 360 001 Tel.: 0281-5595553 Ranchi: Sanjib Jha, Ranchi Club Shopping Complex,Apt No. 11 , Main Road,Ranchi 8834 001Tel.: 00651-2308148 Rohtak: Rajesh Gupta,,4401 -402, D Park, Model Town
, Main Delhi Road, Rohtak 124 001 Tel.: 001262-210936, 01262-211064 Ext 211 & 212 Rourkela: Suvankar Pal,Bisra Road , Dwivedi Bhawan,Dwivedi Square, Rourkela 769 001Tel.: 00661- 2500666 ( D ) / 2511666 / 2522666 / 2514666
Rudrapur: Ankur Jain,Plot No1&2,Nanital Road, Plot No1&2,Nanital Road, Rudrapur 263 153 Tel.:05944-241747. Saharanpur: Alok Balodi, Mission Compound,Court Road, Adjoining Top Shop, Saharanpur 247 001 Tel.: 0132 - 2726467 Salem:
Mr. Shanmugham,55 / 241 - F, Rathna Arcade, Omalur Main Road,Salem36636 004lTel.: 0427-2331604, 03A, Sangli: Prashant C, 640, Venkatesh Senate, Miraj Road,NSangli4414 416l Tel.: 0233-2327836H, Shimla: Ms. Anupama Srivastava,
Jankidas Building, 3, The Mall , Shimla1171 001lTel.: 0177-2658541 / 26585412 / 26585413 Siliguri: Arupendu, 3 No , Ramkrishna Samity Building, Sevoke Road, Pani Tanki More,LSiliguri 734 401 Tel.: 0353-2640726., 0353 2642566 Extn.
112/114U. Surat: Devang Desai / Tejas Mehta, 7th Floor, Kashi Plaza, Next To Dr Bipin Desai Children Hospital , Majura INDIAN OVERSEAS BANK COLLECTION CENTRES
Gate, Surat5 002 Tel.: 0261 - 5563650. Thalassery: Biju M R, Avk Nair Road, Thalassery 670 001 Tel.: 0490 - 2325104.
Thiruvalla: Prasanth P R, Illampallil Buildings, 26/149(1&2), Mc Road, Tiruvalla 689 101 Tel.: 0469 2741378. Trichur: Mumbai: 2/10, Elphinstone Building, Veernariman Road, Horniman Circle, Fort, Mumbai - 400 023. Tel.: 22817899 /
Ramachandran Naganathan, Kalliyath Royal Square, Palace Road, Trichur-680 020 Tel.: 0487-2330980/2330981, 22045761 / 22047341 New Delhi: F47, Malhotra Buildings, Janpath, Queensway, New Delhi - 110 001. Tel.: 23350036
Trichy: S. Madhankumar, A - 10 , Lakshmi Arcade, 11th Cross Main Road , Thillainagar, Trichy 620 018. Tel.: 0431 - / 23731508 / 23310560 Kolkata: P35 Indian Exchange Place, Kolkata - 700 001. Tel.: 22218690 / 22254674 /
2742204. Trivandrum: Akilandeswari / Harikrishnan, Kenton Towers, Vazhuthacaud, Trivandrum 695 014 Tel.: 0471 22254055 Chennai: 762, IOB Building, Anna Salai, Chennai - 600 002. Tel.: 28514695 / 28548089 / 28523833
2337615. Udaipur: Hitesh Babel, 358 Post Office Road, Chetak Circle , Adjacent To Chetak Cinema, Udaipur-313 001 Bangalore: 7, Srisailam, I Main Road, Gandhi Nagar, Bangalore - 560 009. Tel.: 22950228 / 22950224 / 22950225
Tel.: 0294- 5103355. Unjha: Manish, Suvidhi Complex, 1 St Floor, Nr. Radha Krishna Temple, Station Road, Unjha 382 Hyderabad: 104 / 1 Abids to Koti Road, Sultan Bazar, Hyderabad - 500 095. Tel.: 24755324 / 24756655 / 24756656
170 Tel.: 02767-240623 Ext 107, 02767-240624 Direct. Baroda: Rakesh Sharma / Dheeraj Patange, 5th Floor , Midway
Heights, Next To Panchmukhi Hanuman Temple , Lokmanya Tilak Road ,Kirti Mandir ,Near Kala Ghoda , Raopura Baroda INVESTOR SERV ICE CENTRES - AMC OFFICES
- 390 001 Baroda 390 001 Tel.: 0265-5585516, 09327585780-Rakesh Sharma, Valsad: Sudeep Shah / Nitesh Gajjar, 1st
Floor ,Ekta Appt , Near R J J High School, Thithal Road, Valsad 396 001 Tel.: 02632-572201. Vapi: Hitesh, Snehal CALL FREE : 1-800-22-0101
Prajapati, Komal Bhatt, Nilesh Unalkat, Lower Ground , Emperor Arcade, Chala Road, Vapi 396 191 Tel.: 0260 - 5548104 West Zone:- Ahmedabad: Hitesh Pujara, Tata Asset Management Ltd, 702, "Abhijeet - 1", Mithakhali Circle, Navarangpura,
R93275 68120. Varanasi: Mukesh Kumar Verma/ Pragya, D 58 / 2 Kuber Complex, Rathyatra Crossing, Varanasi 221 Ahmedabad - 380 009 Tel.: (079) 55418989, 26466080, Bhopal: Mr. Swadesh Dubey, Tata Asset Management Ltd. MF
010 Tel.: 0542-2226203. Vishakapatnam: Mr K Srinivasa Raju / N Ratna Kumar. 1st Floor , Potluri Castle, Above - 12, Block - A, Mansarovar Complex, Near Habibganj Railway Station, Bhopal - 462 016 Tel.: (0755) 4229379, Goa:
Rayomond Showroom Dwarka Nagar, Vishakapatnam Tel.: 0891-5571123 Mr. Kaushal Shah, Tata Asset Management Ltd, Flat No.7 - Cristina Apartment, Behind Ashwin Garage, Alto - Porvorim,
NRI Centres : Mumbai, New Delhi, Bangalore, Chennai and Surat Goa - 403 521 Tel.: 9850368867, Indore: Mr. Atul Bhagtya, Tata Asset Management Ltd, G - 25, City Centre, 570, M.
IDBI BANK LIMITED NFO COLLECTION CENTRES G. Road, Indore 452 001. Tel.: (0731) 4201806 / 7, Jabalpur: Nimish Bhangre, Tata Asset Management Ltd, C/o Mr.
V. S. Rajput, 1133, Besides Subhakamana Apartment, Hathital Colony, Jabalpur - 482001, Tel.: 9826339115. Mumbai:
Ahmedabad: N.G.S. Ramesh, CG Road, IDBI Complex, Lal Bungalows, Off CG Road, Ahmedabad, Gujarat-380006 Tel.: Kiran, Mulla House, Ground Floor, 51, M.G. Road, Near Flora Fountain Mumbai - 400001. Tel.: 56315191 / 2 / 3,
+91 (79) 6431296. Bangalore: Venugopal N, Mission Road, IDBI House, 58 Mission Road, Bangalore, Karnataka-560027 Tel.: Nagpur: Mr. Veerendra Kothekar, Tata Asset Management Ltd., Near RSS Building, Garud Khamb Road Mahal Area,
+91 (80) 2279576 Bhavnagar: Madhu Sudan Nandyala, Bhavnagar, G-10, Ground Floor, Radhe Shyam Complex, Waghawadi Nagpur - 440 002. Tel.: 9373127111, Nashik: Mr. Santosh Trivedi, Tata Asset Management Ltd., Samruddhi Residency,
Road, Bhavnagar, Gujarat-364001 Tel.: +91 (278) 517-000. Bhilai: Rabi Narayan Mishra, Bhilai, New Era, 19, Priyadarshni Opp hotel City pride, Tilak wadi, Nashik - 422 007. Tel.: (0253) 5605138 / 2573689, Pune: Mr. Rahul Khandekar, Office
Parisar, Nehru Nagar Square, Bhilai, Madhya Pradesh 490020 Tel.: +91 (788) 292-156 Bikaner: Amit Modani, Bikaner, No.14, Karnik Heritage, 2nd Floor, 1225 D Shivaji Nagar, Off F. C. Rd, Near Hotel Roopali, Opp Venus Traders, Pune
Vyapar Udyog Bhavan, Near DRM Office, Modern Market, Bikaner Rajasthan 334001 Tel.: 0151-2200166,167. Chennai: 411 004. Tel.: (020) 56052827 / 8 / 9, Rajkot: Mr. Amit Desai, Tata Asset Management Ltd., Arihant Plaza, 201, 2nd
Krishnadas C.H., Greams Road, PM Towers, 37, Greams Road, Chennai, Tamil Nadu 600006 Tel.: +91 (44) 28292375. Floor, Subhash Road, Near Moti Taki, Rajkot - 360 001.Tel.: (0281) 5524848, 5544949, Surat: Harnish Rathod, Tata
Chittorgarh: Anjali Chawat, Chittorgarh, B-1 Meera Market, Chittorgarh, Chittorgarh, Rajasthan 312001 Tel.: 01472 - Asset Management Ltd, 421, Jolly Plaza, Nr Collectors Office, Next to G. P. College, Athwa Gate, Surat - 395 001. Tel.:
246424/ 4151. Cochin: Jorty M. Chacko, Kochi, Dhanwantari Building, Near Padma Theater, MG Road, Kochi, Kerala- (0261) 5554418 /19, Vadodara: Nutan Gupta, 9824557567, Vijay Pandya, 9824312354, 6/55, Marutidham Society,
682035 Tel.: +91 (484) 382519. Coimbatore: Narasimhan Venkatesh, Coimbatore, Ground Floor, Viscose Towers, 1078, G.I.D.C., Makarpura, Vadodara - 390 010. 9824312354. East Zone:- Bhubaneshwar: Mr. Gopabandu Mohanty, Tata
Avinashi Road, Coimbatore Tamil Nadu 641018 Tel.: +91 (422) 210-158. Hyderabad: Vasudevan Govindarajulu, Basheerbagh, Asset Management Ltd,Narayan Market Complex, 2nd Floor, Janapath, 48 - Ashok Nagar,Bhubaneswar - 751 009.Tel.:
Mahavir House, Basheerbagh Square, Hyderabad Andhra Pradesh 500029 Tel.: +91 (40) 3224822. Kakinada: Jagadish (0674) 2533818. Dhanbad: Neeraj Anand, C/o UTI Securities Ltd, Shriram Plaza, 4th Floor, Bank More, Dhanbad,
Gullapally, Kakinada, R K Electrical Works, Door No 43-1-28, Main Road, Kakinada Andhra Pradesh 533001 Tel.: 0884- Jharkhand - 826 001. Tel.: 9934174385, Durgapur: Mrinmoy Ukil, Tata Asset Management Ltd., 255, Aurobindo Bldg.
2345602. Kolkata: Sourav Kar, Park Street, Siddha Point, Ground Floor, 101, Park Street, Kolkata, West Bengal 700016 Tally, Burdwan - 713101, Tel.: 9932241935. Guwahati: Bineet Singh, Tata Asset Management Ltd. 109, 1st Floor, Orion
Tel.: +91 (33) 2175040. Lucknow: Mamta Rohit, Lucknow, Dhan Complex, 15, Ashoka Marg, Lucknow, Uttar Pradesh Tower, Christian Basti, G. S. Road, Guwahati - 781 005. Assam, 9864176896, Jamshedpur: Anu Verma, Tata Asset
226001 Tel.: +91 (522) 2287102. Madgaon: Yogesh Hanuman Shinde, Margao, Jyoti Plaza, Isidorio Baptista Road, Margaon Management Ltd, C/o Mithila Motors Ltd. 1st Floor, Main Road, Bistupur,Jamshedpur - 831 004, Tel.: 0657-2756021/22/
Goa 403601. Mumbai: Vasumati Jokelkar, Nariman Point, Mittal Tower, C Wing, Grnd floor, Nariman Point, Mumbai-400021 23, Kolkata: Nikhat Budharaja, Tata Asset Management Ltd, Tata Centre, 1st Floor, 43, Jawaharlal Nehru Rd, Kolkata
Maharashtra Tel.: +91 (22) 22024831. Nagpur: Rupesh N. Nagar, Nagpur, Gupta House, Plot no 1, Ravindra Nath Tagore 700 071. Tel.: (033) 22881534 / 22883413 / 22883415. Patna: Ravi Shanker Prasad, Tata Asset Management Ltd. 3-A,
Marg, Civil Lines, Nagpur-440001, Maharashtra Tel.: +91 (712) 2549797. New Delhi: Sunil Sehgal, KG Marg, Surya Kiran 3rd Floor, Anand Tower, Exhibition Road, Patna - 800 001. Tel.: (0612) 2322214, Raipur: Ravi Mullick, Tata Asset
Building, Ground Floor, 19 K G Marg, New Delhi110001 Delhi (UT - NCT) Tel.: +91 (11) 23358290 . Pune: Dhananjay Lele, Management Ltd. 331 & 332, 3rd Floor, Lalganga, Shopping Mall, G.E.Road, Raipur - 492 001, Tel.: (0771) 5537340,
FC Road, Dynaneshwar Paduka Chowk, Fergusson College Road, Pune-411004 Maharashtra Tel.: +91 (20) 5672191 Ranchi: Amit Sinha, Tata Asset Management Ltd. C/o Mr. Alok Sinha (Works Manager), M/s J J Industries Corporation,
Rajkot: Ashvin Panchal, Rajkot, Shiv Darshan, Jagnath plot corner, Dr. Radhakrishna Road, Opp. Rajkumar College, Near Workshop under overbridge, Nivaranpur, Main Road, Ranchi - 834 001, Chhatrisgarh, Tel.: (0651) 2330704 / 2330226.
trikon bagh, Off Yagnik Road, Rajkot-360001 Gujarat Tel.: 281- 2467000/ 01/ 02. Renukoot: Mukul Kumar, Renukoot, Birla North Zone:- Agra: Dilip Kumar, C/o Rahul Gupta, 10, Subhash Nagar, Karan Yogi Enclave Road, Kamla Nagar, Agra
Market, Renukoot, Sonbhadra District, Renukoot, Uttar Pradesh 231217 Tel.: +91 (5446) 54500 Ujjain: Krishnaraj C.P., 5, Tel.:9335092813, Allahabad: Amit Jadoun, C/o R. K. Singh, 306, Madhavpur, Baihrana, Opp. New Nanny Bridge,
Ujjain, Hotel Ashray, 77, Devas Road, Ujjain Madhya Pradesh 456010 Tel.: +91 (734) 2526133 Vadodara: Mahendra Behind Bangar Dharmashala, Allahabad 211 003, Tel.:9839600696, Chandigarh: Manmohan, Tata Asset Management
Ramabhai Patel, Baroda, Concorde, RC Dutt Road, Alkapuri , Vadodara-390007 Gujarat Tel.: +91 (265) 2333200 Vallabh Ltd, Cabin No. - 3-4-5 1st Floor, S.C.O. - 487 - 488, Sector - 35C, Chandigarh - 160 022, Tel.: (0172) 2605320,
Vidhyanagar: Niral Chokshi, Vallabh Vidyanagar, Nana Bazar, Vallabh Vidyanagar-388120 Gujarat Tel.: +91 (2692) 238- Dehradun: Sunil Ahuja, 379/1, Street No. 4, Lane No. 4, Rajinder Nagar, Dehradun - 248 001, 9719127277, Delhi:
201 Vijayawada: Venkateshwarlu Mallineni, Vijayawada, BSR Plaza, Near Maris Stella College, Ring Road, Vijayawada- Rinki, Tata Asset Management Ltd, 710 - 712, 7th Floor, Prakashdeep Building, 7, Tolstoy Marg, New Delhi - 110 001,
520008 Andhra Pradesh Tel.: +91 (866) 2496912 Tel.: (011) 55303252 / 53, Jaipur: Sandeep Mathur, Tata Asset Management Ltd, 233, Ganpati Plaza, 2nd Floor, M I
Road, Jaipur - 302 001. Tel.: (0141) 5105177/78, Jodhpur: Himanshu Acharya, 95, Shanti Priya Nagar, Behind Kamla
STANDARD CHARTERED BANK LTD. NFO COLLECTION CENTRES Nagar hospital, Jodhpur, 9829652615, Kanpur: Nirmal, Tata Asset Management Ltd, Survey No.419/1, Agarwal
Building, Grnd Floor, Adjoining Oriental Bank of Commerce, Cantts-The Mall, Kanpur - 208 004, Tel.: (0512) 2306066,
Bhubaneshwar: Plot No 3, Bapuji Nagar, Janpath; Bhubaneshwar 751 009. Guwahati: G N Bardoli Road,Ambari, Lucknow: Devendra Mani, Tata Asset Management Ltd, Office No - 4, 1st Floor, Centre Court Building, Adjacent
Guwahati-781001. Kolkata: 19 Netaji Subhas Road, Kolkata 700001. Patna: Bhagwati Dwaraka Arcade, Plot No: 830 Saran Chamber 1, 3 C, 5 - Park Road, Lucknow 226 001, Tel.: (0522) 4001731, Ludhiana: Sumit Mahajan, Tata Asset
P, Exhibition Road, Patna -800 001. Chandigarh: SCO, 137-138,Sector – 9C, Madhya Marg,Chandigarh. Jaipur: H8, Management Ltd, Cabin No- 301, 3rd Floor, SCO 18, Opp Ludhiana Stock Exchange, Feroze Gandhi Market, Ludhiana
Showroom No.1, Bhagwat Bhawan, MI Road, Jaipur. Kanpur: 16/105, M.G. Marg, Kanpur – 208 001. Ludhiana: SCO - 141 001, Tel.: (0161) 5089667, Moradabad: Deepanshu Kumar, C/o Shri Krishna Kumar, 15 / B, Neel Kanth Colony,
16-17, Feroze Gandhi Market,Ludhiana,Punjab- 141001. Lucknow: 4 Shahnajaf Road ,Lucknow , UP-226001. New Civil Lines, Moradabad, Tel.: 9837054178. Udaipur: Umesh Daila, 2nd Flr, Office No. 4, Madhav Comp, Opp. GPO,
Delhi: H2, Connaught Circle New Delhi 110001. Bangalore: 6TH Floor , West Wing Raheja Tower, 26th M .G Road Chetak Circle, Udaipur, 313 001, Tel.:9829455338, Varanasi: Rakesh Kumar, Rashmi Nagar Colony, D - 31 / 82, K -
Banglore –560001. Chennai: 19, RAJAJI SALAI ,CHENNAI 600001. Cochin: XXIV/ 1633, KPK Menon Road ,Willingdon 6 Lanka, Varanasi, Tel.: (0542) 55446555, Jalandhar: Varun Gupta, 91, New Johar Nagar, Jalandar - 144 001 Tel.:
Island, Cochin- 682003. Coimbatore: 509, D. B. Road,R.S.Puram,Coimbatore- 641 002. Hyderabad: 6-3 1090 Raj 9876601508. South Zone:- Bangalore: Tata Asset Management Ltd, No. 1/4, 1st Floor, Batra Chambers, Cunningham
Bhavan Road Somajiguda , Hyderabad 500082. Ahmedabad: Abhijeet Ii, Ground Florr Meetakali, 6th Road Ahmedabad Crescent Road, Bangalore - 560 052. Tel.: (080) 57561313, 55335986, 55335987, Calicut: Kishore Krishna, 17/1865,
–380006. Bhopal: Ground Floor, Northern Wing, Alankar Complex,Plot No.10,Zone II, MP Nagar, ,Bhopal-462011. S-Malabar Palace, Manuel Sons Junction, G. H. Road, Calicut, Tel.: 9895072920, Chennai: Tata Asset Management
Indore: DM Towers; 21 / 1 Race Course Road,Indore, MP 452 001. Mumbai: 270 D.N.Road, Fort Mumbai 400001. Ltd. Flat-C, 1st Floor, Ashika Chambers, Opp. Cars India Showroom, Next to Satyam Building, 22, Chamiers Road,
Pune: Shrirang House, 364-365,Junglee Maharaj Road,Shivaji Nagar, Pune – 411 005. Surat: Manav Mandir,UG4 & FF, Teynampet, Chennai - 600 018, Tel.: (044) 24320032, 55510243, 24320033, Cochin: (0484) 2377580 / 520, Coimbatore:
Parle Point,Surat 395007. Vadodara: Gokulesh, R C Dutt Road, Vadodara – 390 009 . Tata Asset Management Ltd, 208, Gowtham Arcade, 3rd Floor, T.V. Samy Rd (E), Near Post Office, R. S. Puram.
Coimbatore - 641 002, Tel.: (0422) 5365635, Hyderabad: Tata Asset Management Ltd, R.R.Estates, Block - B, 3rd
KOTAK MAHINDRA BANK LTD. NFO COLLECTION CENTRES Floor, G. S. Mall, Somajiguda, Hyderabad - 500 082, Tel.: (040) 55961237/38, 55548290, Madurai: Gopal Subramanyam,
Tata Asset Management Ltd, D2 3rd Floor, Ar. Plaza, 16/17. North Veli Street, Madurai - 625001,Tel.: 9894905546.
Kolkata: Apeejay House 15, Park Street Kolkatta -700 016. Lucknow: 17 Ground Floor Speed Building 3rd Shahjanaf Mangalore: Basavaraj, (Res.)44/41-B, Trinetra, 2nd Main, 2nd Cross, Land Links Township, Mangalore-08, Tel.:
Road,Opposite Narayan,Lucknow-226001. New Delhi: Ground Floor, Ambadeep, 14, K.G. Marg, New Delhi-110001. 9886972305, Mysore: Ganapathy- 9980523994, Vijaywada: Sudhir Simhadri, 24-7-12 Rama Nagar, Gokul Building,
Bangalore: 10/7, Umiya Land mark, Next to Chancery Hotel, Lavelle Road, Bangalore 560 001. Chennai: Capitale’ Jonnavithulavari Veedhi, Vijaywada - 520 003, 9849999468, Vishakapatnam: Prakash, Tata Asset Management Ltd.
Ground Floor, 555, Anna Salai, Chennai - 600 018. Ahmedabad: 213/214, Sakar II, Ellis Bridge Corner, Ashram Road, D.No:48-9-1, 1st floor,Office No: 10&11, Srimukha Complex, Dwarakanagar, Visakhapatnam - 16. Tel.: 9885555900.
Ahmedabad, Gujarat-380006 Ahmedabad, Kadi: Kunal Complex Opp. J.K. petrol pump, Highway Cross roads, Kadi. Trichur: Harsha Mohan, 2nd Flr, Ajay Vihar, M. G. Road, Cochin 682 016, Tel.: 9895090489, Kottayam: Boby Paul, 2nd
Dist Mehsana Mumbai: 5 C/ II, Mittal Court, 224, Nariman Point, Mumbai - 400 021. Pune: M-4, Virwani Plaza,11, East Flr, Ajay Vihar, M. G. Road, Cochin 682 016, Tel.: 9447781954, Hubli: Pawan Kumar, 15/16, Eureka Junction,
Street, Pune. Surat: Megh Mayur Plaza, Parle Point, Surat Dumas Road, Athwa Lines, Surat - 395 007. Unjha: 2nd Travellers Bunglow Road, Hubli 29, Tel.: 9880044750, Salem: Anand Raj, (Res.) Neelmegha Resi., 2/3, Voc Street,
Floor, Old APMC Building, Above Bhojnalaya, Ganj Bazar, Unjha - 384 170 Gujarat. Vadodara: Panorama Building, Subramania Nagar, Salem 4, Tel.: 9843798654, Trichy: Senthil Kumar, Tata Asset Management Ltd, 1/8,
Ground Floor, R.C.Dutta Road, Alkapuri, Vadodara-390 005. Middlestreet,Mullikkarumbur, Kumaravalayur - Post, Perumal Temple, Trichy - 620102, Tel.: 9842995983, Trivandrum:
Dhanish Kumar, Tata Asset Management Ltd., 2nd Floor, Akshaya Towers, Sasthamangalam, Trivandrum - 695 010.
KEY INFORMATION MEMORANDUM
INVESTMENT OBJECTIVE DIVIDEND POLICY
The primary investment objective of the scheme is to seek to generate capital appreciation & provide long-term In case of Growth Option the income / profits received / earned would be accumulated by the Fund as capital accretion,
growth opportunities by investing in a portfolio constituted of equity & equity related instruments and the secondary aimed at achieving medium to long term and also short term capital growth as reflected in the NAV. In case of Dividend
objective is to generate consistent returns by investing in debt and money market securities. Option the profits received / earned and so retained and reinvested may be distributed as Income at appropriate rates
Asset Allocation Pattern (after providing for all relevant ongoing expenses, etc.) and at appropriate intervals as may be decided by the AMC and/
or Trustee Company and will be distributed to the unitholders who hold the units on the record date of declaration of the
Proportion** (% of Funds Available /Net Assets) Income. The Income distribution warrants shall be despatched within 30 days of the declaration of the Income. Guided
Instrument Minimum Maximum Risk by the philosophy of value-oriented returns, the Trustee Company may periodically capitalise net earnings of the Scheme
Equity / Equity related instruments 65 100 High (including interest income and realised gains on the Securities) by way of allotment/credit of bonus Units to the
Unitholders Accounts in either option. The Fund reserves a right modify the periodicity and manner of payout of such
Debt, Money Market and Securitized Debt Instruments* 0 35 Low to Medium dividend as they deem fit without giving any further notice to unitholders.
* Investment by the scheme in securitised debt, will not normally exceed 20% of the net assets of the scheme. The Fund does not assure any targeted annual return / income nor any capitalisation ratio. Accumulation of earnings and
** At the time of investment / or capitalisation of bonus units and the consequent determination of NAV, may be suspended temporarily or indefinitely
The above asset allocation pattern is only indicative. The investment manager in line with the investment objective may under any of the circumstances as stated in the clause “Suspension of Ongoing Sale, repurchase or switch of units.”
alter the above pattern for short term and on defensive consideration. The allocation between debt and equity will be Dividend Reinvestment Option :
decided based upon prevailing market conditions, macro economic environment and the performance of corporate
sector, the equity market and other considerations. Unitholders under this Option also have the facility of reinvestment of the income so declared, if so desired. Income
Distribution Warrants will not be despatched to such Unitholders. The income declared would be reinvested in the
The fund will also use the derivatives route to hedge the equity portfolio & the extent to which the portfolio will be hedged Scheme on the immediately following ex-dividend date.
will be linked to the P/E of the Index. The extent of hedging would involve complete portfolio hedging by way of short
position in Index Futures / Options as well as hedging of individual stocks depending upon the fund managers’ perception
of the markets. Hedging would also include but not only limited to selling of stocks that are not owned by the Fund but NAME OF THE FUND MANAGER
are available under derivative (Futures & Options) segment in the market for trading from time to time as permitted by M. Venugopal
the Regulations/ guidelines. The Derivative will be used mainly for the purpose of hedging. However the Fund manager
may if the opportunity exist, use derivative to earn profit. Exposure to derivative instruments will not exceed 100% of
the portfolio value. NAME OF THE TRUSTEE COMPANY
No investments will be made in foreign securitized debt. Tata Trustee Co. Pvt. Ltd.
Stock Lending - Maximum upto 25% of the net assets with a ceiling of 5% per intermediary.
PERFORMANCE (CAGR) AS ON 30/04/2006 OF SIMILAR SCHEMES LAUNCHED IN THE PAST
RISK PROFILE OF THE SCHEME
Tata Tax Saving Fund
Mutual Fund investments are subject to market risks. Please read the offer document carefully for details on risk factors (An open ended equity ELSS Scheme)
Period Scheme Benchmark
PLANS AND OPTIONS Return (%) Return (%)
The Scheme offers two investment options; viz. Dividend Option (Payout or Re-investment) and Growth Option. Last 1 year 80.38 95.67
Default Option: Please note that if no option is mentioned / indicated in the application form, the units will, by default, Last 3 years 80.74 59.58
be allotted under the Growth Option. Similarly, under the Dividend Option, if no choice (payout or reinvestment) is Last 5 years 44.31 27.88
indicated, the applicant will be deemed to have applied for the Dividend Re-investment Option under the Dividend Option.
Since Inception 30.51 13.47
APPLICABLE NAV Past Performance may or may not be sustained in
future. Dividends are assumed to be reinvested.
The scheme will not accept any subscription during close ended period. The repurchase (including switch out) facility
While calculating returns dividend distribution tax
will be available at a weekly interval during close ended period. Applications for repurchase can be submitted upto 3
p.m. on any Wednesday (or immediate next business day if such Wednesday is a holiday) of the week after scheme is excluded. Benchmark - BSE SENSEX
opens for repurchase. The relevant NAV for repurchase shall be the NAV calculated on close of such Wednesday.
For the convenience of investors, the Fund will accept repurchase request on any business day of the week. Tata Select Equity Fund
Application received during the day other than the Wednesday will be processed at the NAV calculated at close of (An open ended equity Scheme)
immediate next Wednesday (or immediate next business day if such Wednesday is a holiday). Period Scheme Benchmark
Minimum Repurchase Requirement : 100 units and in multiple of 1 unit thereafter. Return (%) Return (%)
Maximum Repurchase : Single Investor – No Limit Last 1 year 95.97 95.67
Aggregate - 15% of the units outstanding at the beginning of repurchase day.
Last 3 years 83.57 59.58
In case of receipt of the repurchase requests (including repurchase requests carried forward in accordance with this
clause) in excess of 15% of the outstanding units at the beginning of any repurchase day, the AMC reserves the right Last 5 years 43.95 27.88
to carry forward excess units, on a pro-rata basis, to the next repurchase day and such excess units shall be Since Inception 23.65 12.58
processed at the applicable NAV of next repurchase day.
After Conversion into an open ended scheme Past Performance may or may not be sustained in
The relevant NAV for Repurchase, Switch, Resale will be the closing NAV of the business day of receipt of the future. Dividends are assumed to be reinvested.
Repurchase/Switch/Sale request provided. The date of receipt of a request for fresh Sale, Repurchase, Switch will While calculating returns dividend distribution tax
be the actual business day of the Mail receipt at any of the Authorised Investor Service Centers stated in this offering is excluded. Benchmark - BSE SENSEX
circular and / of in-person request if received upto 3.00pm on any business day.
Tata Pure Equity Fund
Outstation cheques/demand drafts will not be accepted at centers other than at Mumbai. (An open ended equity Scheme)
Relevant NAV for subscription application received along with and outstation cheque/demand draft will be NAV of the
closing of the day on which cheque/demand draft is credited to account. Period Scheme Benchmark
Return (%) Return (%)
MINIMUM APPLICATION AMOUNT/ NUMBER OF UNITS Last 1 year 94.00 95.67
Purchase : Rs. 5000/- and in multiples of Re. 1/- thereafter. Last 3 years 85.49 59.58
Additional Purchase facility will be available only after the scheme converts to an open ended scheme.
Last 5 years 41.90 27.88
DESPATCH OF REPURCHASE (REDEMPTION) PROCEEDS Since Inception 37.67 14.55
Within 10 working days of the receipt of the redemption request at the authorized centre of the Tata Mutual Fund. Past Performance may or may not be sustained in
future. Dividends are assumed to be reinvested.
BENCHMARK INDEX While calculating returns dividend distribution tax
is excluded. Benchmark - BSE SENSEX
S & P CNX NIFTY
expenditure incurred wholly and exclusively in connection with such transfer.
Tata Equity Opportunities Fund
(An open ended equity Scheme) Under the provisions of Section 94(7) of the Act, loss arising on acquisition/sale/transfer of Units, which are acquired/
sold/transfers within three months prior/after the record date (i.e. the date fixed by the Mutual Fund for the purposes of
Period Scheme Benchmark entitlement of the Unitholders to receive the income or additional units without any consideration, as the case may be)
Return (%) Return (%) and sold within nine months after the record date, shall be ignored for the purpose of computing income
chargeable to tax to the extent of exempt income received or receivable on such Units.
Last 1 year 103.79 95.67
Under the provisions of Section 94(8) of the Act, when units are bought within a period of 3 months prior to the record
Last 3 years 94.28 59.58 date for allotment of additional units and additional units are allotted without any payment and where the original units
Last 5 years 44.86 27.88 are sold within nine months after the record date, while the additional units (whether all or some of them) are continued
to be held by the unitholder, the loss, if any, arising on sale of such units bought shall be ignored for the purpose of
Since Inception 14.13 11.70 computing income chargeable to tax and such loss shall be treated as the cost of acquisition of the additional units.
Past Performance may or may not be sustained in Foreign Institutional Investors
future. Dividends are assumed to be reinvested. Long-term capital gains on sale of Units, other than units of an equity oriented fund referred to above, would be taxed
While calculating returns dividend distribution tax at the rate of 20% under Section 115AD of the Act. Such gains would be calculated without indexation of cost of
is excluded. Benchmark - BSE SENSEX acquisition.
Short-term capital gains on sale of units of an equity-oriented fund arising after 1 October 2004, would also be taxable
Tata Growth Fund under Section111A of the Act, at the rate of 10% if the sale of such units chargeable to securities transaction tax. Other
(An open ended equity Scheme) short-term capital gains would be taxed at the rate of 30% (subject to the concessional rate of tax provided for in Section
Period Scheme Benchmark 111A of the Act, discussed elsewhere in this Statement).
Return (%) Return (%) The above tax rates would be increased by applicable surcharge, in case of, non-corporate Unitholders, at the rate of
10% thereof, where their income exceeds Rs.10,00,000/- and at the rate of 10% thereof in case of all corporate
Last 1 year 72.51 95.67 Unitholders. In all cases, additional surcharge at 2%, called Education Cess, will be levied on the
Last 3 years 71.30 59.58 aggregate of tax and applicable surcharge, so calculated. In respect of long term capital gains on sale/redemption of
units of any equity oriented mutual fund would be tax free in the hands of the NRI investor and therefore, the question
Last 5 years 41.20 27.88 of deducting any tax at source does not arise. In any case, even the table of rates specifically
Since Inception 11.48 9.49 excludes long term capital gains exempt under section 10(38). Therefore, TAML or the Mutual Fund, as the case may
be, need not deduct any tax at source while remitting money to any NRI at the time of redemption of units of any equity
Past Performance may or may not be sustained in oriented mutual fund if the same are held by the NRI for more than 12 months i.e if they are long term capital assets in
future. Dividends are assumed to be reinvested. the hands of the NRI. In respect of the capital gains arising to an NRI from the sale of units of non equity oriented funds
While calculating returns dividend distribution tax (such as debt funds), the position has not changed as compared to the position prevailing before 1st October, 2004.
is excluded. Benchmark - BSE SENSEX Therefore, the short term capital gains arising from such units would continue to be taxed at par with normal income of
the NRI. In such cases, therefore, the Mutual Fund or the AMC would have to deduct tax at source @ 30% (plus
surcharge and education cess). Similarly, long term capital gains arising from such units would also continue to be taxed
EXPENSES OF THE SCHEME @ 20% and therefore, the rate at which tax is to be deducted at source from such capital gains would also be 20% (plus
surcharge and education cess).
NEW FUND OFFER EXPENSES
The NFO expenses of the TATA EQUITY MANAGEMENT FUND, to the extent of 6% of amount mobilised will be borne Other Unitholders
by the scheme and the new fund offer expenditure in excess of the above limits shall be borne by TAML / TTCPL. NFO Long-term capital gains in respect of Units, other than units of an equity oriented fund referred to above, held for a period
expenses will be borne by the scheme and amortized over a period of 18 months from the date of initial allotment. of more than twelve months, will be chargeable under Section 112 of the Act, at concessional rate of tax, at the rate of
Applicable Load Structure – In respect of applications received during NFO Period 20%, as increased by the applicable surcharge. An additional surcharge at the rate of 2%, called Education Cess, on
Entry Load - Nil Exit Load - Nil* the aggregate of tax and surcharge is to be levied under the Finance Act. In case of resident Individuals and Hindu
*An early exit charge equivalent to the unamortized new fund offer expenses will be recovered from the investor Undivided Families, where taxable income, as reduced by long-term capital gains, is below the basic exemption limit, the
in case of redemption before expiry of 18 months from the date of allotment. long-term capital gains will be reduced to the extent of the shortfall and only the balance long term capital gains will be
Applicable Load Structure – In respect of applications received after conversion into an open ended scheme subjected to the flat rate of income tax (plus applicable surcharge and education cess). However, where the tax payable
Entry Load: 1) On amount invested other than by way of a Systematic Investment Plan on such long-term capital gains, computed before indexation, exceeds 10%, as increased by the applicable surcharge
Entry Load: 2.25% for each investment amount less than Rs. 2 crores. Nil for each investment amount equal to or more and additional surcharge, being Education Cess, as provided by the Finance Act, of the amount of capital gains, such
than Rs. 2 crores. excess tax shall not be payable by the unitholder. Short-term capital gains in respect of all Units, held for a period of not
Exit Load : Nil more than twelve months, will be aggregated with other income and taxed at rates of tax, including surcharge, applicable
2) On amount invested by way of a Systematic Investment Plan# to normal income. However Section 111A, provides that such gains, in respect of equity oriented fund, will be taxable
Entry Load : 1% Exit Load : 1.25% if redeemed on or before expiry of 24 months from the date of allotment. only at 10% as increased by the applicable surcharges, if such gains arise after 1st October, 2004, and the sale of unit
If redeemed after 24 months - Nil. has been chargeable to the securities transaction tax.
Maximum SIP installment should not exceed Rs 10 lakhs during ongoing sales. Tax Deduction at Source
No exit load shall be charged on the units subscribed by any Fund of Funds Scheme.
The trustee may at their discretion change the load structure of the scheme. Domestic Unitholders
Recurring expenses: Limits as per Regulation 52 (6) of the SEBI (Mutual Funds) Regulations, 1996 on Annual No income tax is deductible at source from income by way of capital gains under the present provisions of the Act
Scheme Recurring expenses: On the first Rs.100 Crores of the average daily net assets: 2.50% On the next However, the provisions of section 195 of the Act may apply to non-residents (other than Foreign Institutional Investors
Rs.300 Crores of the average daily net assets: 2.25% On the next Rs.300 Crores of the average daily net assets: and long-term capital gains exempt under section 10(38) of the Act).
2.00% On the balance of the assets: 1.75% Foreign Institutional Investors
Under Section 196D of the Act, no deduction shall be made from any income by way of capital gains, in respect of
TAX TREATMENT OF INVESTMENTS IN MUTUAL FUNDS transfer of securities referred to in Section 115AD of the Act.
TAX TREATMENT OF INVESTMENTS IN MUTUAL FUNDS Other Non-resident Unitholders
Certain tax benefits as described below are available, under present taxation laws to the Unitholders holding the Units Part II of the First Schedule to the Act, provides for deduction of tax at source from taxable capital gains at the rate of
as an investment. The information set out below is included for general information purposes only and does not 20%, where they relate to long-term capital gains unless a lower withholding tax certificate is obtained from the tax
constitute legal or tax advice. In view of the individual nature of the tax consequences, each investor is advised to authorities, and at the marginal rates, viz. at 30% in case of non-corporate Unitholders unless a lower withholding tax
consult his or her own tax consultant with respect to specific tax implications arising out of their participation in the certificate is obtained from the tax authorities, and at the rate of 40% unless a lower withholding tax certificate is
Scheme. Income Tax benefits to the mutual fund and to the unitholder is in accordance with the prevailing tax laws obtained from the tax authorities, in case of foreign corporate Unitholders, in case of short-term capital gains. Surcharge
as certified by the mutual funds tax consultant. on income-tax will be levied at the rate of 10%, on such tax, in respect of non-corporate Unitholders, where their income
i. TAX BENEFITS TO THE MUTUAL FUND exceed Rs.10,00,000/- and at the rate of 10% thereof in case of all corporate Unitholders. An additional surcharge at
the rate of 2% is also to be levied under the Finance Act in all cases on the aggregate of tax and surcharge, so
Tata Mutual Fund is a Mutual Fund registered with the Securities and Exchange Board of India and hence the entire calculated.
income of the Fund will be exempt from income-tax in accordance with the provisions of Section 10(23D) of the
Income-tax Act, 1961 (the Act). Rebate under section 88E
The Fund is entitled to receive all income without any deduction of tax at source under the provisions of Section Section 88E provides that where the total income of a person includes income chargeable under the head “Profits and
196(iv), of the Act. gains of business or profession” arising from sale of units of equity oriented funds, he shall get rebate equal to the
securities transaction tax paid by him in the course of his business. Such rebate is to be allowed from the amount of
However, as per the taxation laws in force, read with Chapter VII of the Finance (No. 2) Act, 2004 pertaining to income tax in respect of such transactions calculated by applying average rate of income tax.
Dividend Distribution Tax, it is provided that on income distribution, if any, made by the Fund, on or after 1 April, 2004,
to its Unitholders, being Individuals and Hindu Undivided Family, income-tax will be payable under Section 115R of Securities Transaction Tax
the Act, at the rate of 14.025 % (inclusive of surcharge and additional surcharge called Education Cess on income- All Unit holders
tax), and to other Unitholders at the rate of 22.44% (inclusive of surcharge and additional surcharge called Education As per Chapter VII of the Finance (No. 2) Act, 2004 pertaining to STT as amended by the Finance Act, 2005,, the STT
Cess on income-tax), except, inter alia, in the case of equity-oriented funds (including close ended equity funds)(i.e. shall be payable by the seller at the rate of 0.20 per cent on the sale of a unit of an equity-oriented fund to the mutual
such fund where the investible funds are invested by way of equity shares in domestic companies to the extent of fund. The Finance Act 2006 has increased the rate from 0.20% to 0.25% with effect from 1st June, 2006.
more than 50% (65% w.e.f 1/6/06) of the total proceeds of such Fund), where no such tax will be payable.
ii. TAX BENEFITS TO THE UNITHOLDERS
Investments in Units of the Mutual Fund will rank as an eligible form of investment under Section 11(5) of the Act read
Income Tax with Rule 17C of the Income Tax Rules, 1962, for Religious and Charitable Trusts.
Tax Treaty Benefits
Income received in respect of units of a mutual fund, where income distribution is made on or after 1st April, 2003, would
be exempt from income-tax in the hands of the unitholders under Section 10(35) of the Act. An investor has an option to be governed by the provisions of the Act or the provisions of a Tax Treaty that India has
entered into with another country of which the investor is a tax resident, whichever is more beneficial.
Tax Deduction at Source
In view of the exemption of income in the hands of the unitholders, no income tax is deductible at source, on income Units held under the Schemes of the Fund are not treated as assets as defined under Section 2(ea) of the Wealth Tax
distribution by the Mutual Fund, under the provisions of Sections 194K and 196A of the Act. Act, 1957 and therefore would not be liable to wealth tax.
iii. Capital Gains Tax Gift Tax
All Unitholders The Gift-tax Act, 1958, has ceased to apply to gifts made on or after 1 October 1998. Gifts of Units, purchased
Under Section 10(38) of the Act, capital gains arising on transfer of a long-term capital asset held for a period of more under the Schemes, would therefore, be exempt from gift-tax.
than twelve months, inter alia, being a unit of an equity-oriented fund (as defined therein) would be exempt from income-
tax, if sale of such unit is made on or after 1st October, 2004, and such transaction has been chargeable to securities DAILY NET ASSET VALUE (NAV) PUBLICATION
transaction tax under Chapter VII of the Finance (No. 2) Act, 2004 pertaining to Securities Transaction Tax (STT). The
Finance Act, 2006 has with effect from 1st June, 2006 increased the STT rates from 0.20% to 0.25% on sale of units to During the close ended period the Scheme’s NAV will be available on all Wednesdays (or the immediate next Business
the mutual fund and from 0.10% to 0.125% for delivery-based sale through stock exchange. day if such Wednesday is a holiday). After the conversion of the scheme into an open ended scheme it will be available
Under Section 54EC of the Act and subject to the conditions specified therein, taxable capital gains, arising on transfer on all Business Days at the Authorised Investor Service Centres. The Fund will endeavour to publish the Scheme’s NAV
of a long- term capital asset, shall not be chargeable to tax to the extent such capital gains are invested in certain on all relevant Business Days in atleast 2 Daily Newspapers. Further the fund will also endeavour to publish the sale and
notified bonds within six months from the date of transfer. No deduction from the amount of income with reference to Redemption price on all relevant Business Days in atleast two Daily Newspaper. In the event NAV cannot be calculated
such investment shall be allowed under section 80C after the 1st day of April 2005. and / or published, such as because of the suspension of trading on the Bombay Stock Exchange, during the existence
Under Section 54ED of the Act and subject to the conditions specified therein, taxable capital gains (subject to the of a state of emergency and / or a breakdown in communications, the Board of Trustees may temporarily suspend
exemption of long-term capital gains provided for in section 10(38) of the Act, discussed elsewhere in this Statement) determination and / or publication of the NAV of the Units. NAV can also be viewed on www.tatamutualfund.com and
arising before the 1st day of April, 2006 from transfer of long term assets, inter alia, being listed securities or units shall www.amfiindia.com [You can also telephone us at (022)56315191].
not be chargeable to tax to the extent such gains are invested in acquiring equity shares forming part of an “eligible issue
of share capital” within six months from the date of transfer of the long-term assets. Eligible issue of share capital has FOR INVESTOR GRIEVANCES PLEASE CONTACT
been defined as an issue of equity shares which satisfies the following conditions:
the issue is made by a public company formed and registered in India; and Name and Address of Registrar: Computer Age Management Services (P) Ltd. CAMS,
Unit : Tata Mutual Fund, A&B Lakshmi Bhavan, 609, Anna Salai, Chennai - 600 006
the shares forming part of the issue are offered for subscription to the public.
Tata Asset Management Ltd. (Investment Manager for Tata Mutual Fund)
No deduction from the amount of income with reference to such investment shall be allowed under section 80C after the Fort House, 221, D. N. Road, Fort, Mumbai – 400 001. Tel: (022) 56578282, Fax: 22613782,
1st day of April 2005. Email: firstname.lastname@example.org
Under Section 54F of the Act and subject to the conditions specified therein, in the case of an individual or a HUF, capital
gains (subject to the exemption of long-term capital gains provided for in section 10(38) of the Act, discussed elsewhere
in this Statement) arising on transfer of a long term capital asset (not being a residential house) are not chargeable to UNITHOLDERS’ INFORMATION
tax if the entire net consideration received on such transfer is invested within the prescribed period in a residential
house. If part of such net consideration is invested within the prescribed period in a residential house, then such gains Accounts statement (on each transaction) and Annual financial results shall be provided to investors by post. The fund
would not be chargeable to tax on a proportionate basis. For this purpose, net consideration means full value of the will publish its unaudited financial results in the prescribed format as per SEBI Circular MFD/CIR/1/200/2001 dated April
consideration received or accruing as a result of the transfer of the capital asset as reduced by any expenditure incurred 20, 2001 and scheme portfolio in the prescribed format as per SEBI Circular MFD/CIR/9/120/2000 dated November 24,
wholly and exclusively in connection with such transfer. 2000 in one national English daily newspaper and in a newspaper in the language of the region where the HO of the fund
The following amounts would be deductible from the full value of consideration, to arrive at the amount of capital is situated
cost of acquisition of Units (excluding the Securities Transaction Tax, if any paid on acquisition) as adjusted by
Cost Inflation Index notified by the Central Government in case of long term capital gain, and Date : 05/05/2006
(See second proviso to rule 114 B)
Form of declaration to be filed by a person who does not have a permanent account number and who enters into any transaction specified in rule 114B
1. Full name : ........................................................................................Address of the declarant : ...........................................................................................................................................................................
Details of the document being produced in support of address. Ration Card Passport Driving Licence Identity Card Issued by any Institution Copy of electricity bill or telephone bill
showing residential address Any document or communication issued by any authority of the Central Government, State Government or local bodies showing residential address. Any other
documentary evidence in support of his address given in the declaration.
2. Particulars of transaction : .................................................................................................................. 3. Amount of the transaction : ............................................................................................................
4. Are you assessed to tax : Yes / No If yes, (i) Details of Ward/Circle/Range where the last return of income was filed? ..................................................................................................................................
WPPL Tel : 24939382
(ii) Reasons for not having permanent account number..............................................................................................................................................................................................................................................
I, ................................................................................, do hereby declare that what is stated a bove is true to the best of my knowledge and belief.
Verified today, the .......................... day of.....................................Date : .............................Place : ..................................... Signature of the declarant