Suspicious Activity Reporting (SARv2) Solution

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Suspicious Activity must be identified & reported to proper authorities. Once the Suspicious Activity Report (SAR) is filed, firms must further make an effort to track the follow-up tasks as may be …

Suspicious Activity must be identified & reported to proper authorities. Once the Suspicious Activity Report (SAR) is filed, firms must further make an effort to track the follow-up tasks as may be required.

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  • Lisa Mattox is a resident of Irving, TX and wants to open an account at ABC Financials. Using CIP Express New Customer screen, information provided by Lisa is Entered into the System. In adidtion to basic details, such as , Name, Phone # , Address, DOB, SSN and Security ID, CIP Express New Customer Screen provides an ability to attach scanned documents to each customer Profile.
  • Lisa Mattox is a resident of Irving, TX and wants to open an account at ABC Financials. Using CIP Express New Customer screen, information provided by Lisa is Entered into the System. In adidtion to basic details, such as , Name, Phone # , Address, DOB, SSN and Security ID, CIP Express New Customer Screen provides an ability to attach scanned documents to each customer Profile.
  • Lisa Mattox is a resident of Irving, TX and wants to open an account at ABC Financials. Using CIP Express New Customer screen, information provided by Lisa is Entered into the System. In adidtion to basic details, such as , Name, Phone # , Address, DOB, SSN and Security ID, CIP Express New Customer Screen provides an ability to attach scanned documents to each customer Profile.
  • Lisa Mattox is a resident of Irving, TX and wants to open an account at ABC Financials. Using CIP Express New Customer screen, information provided by Lisa is Entered into the System. In adidtion to basic details, such as , Name, Phone # , Address, DOB, SSN and Security ID, CIP Express New Customer Screen provides an ability to attach scanned documents to each customer Profile.
  • Lisa Mattox is a resident of Irving, TX and wants to open an account at ABC Financials. Using CIP Express New Customer screen, information provided by Lisa is Entered into the System. In adidtion to basic details, such as , Name, Phone # , Address, DOB, SSN and Security ID, CIP Express New Customer Screen provides an ability to attach scanned documents to each customer Profile.
  • Lisa Mattox is a resident of Irving, TX and wants to open an account at ABC Financials. Using CIP Express New Customer screen, information provided by Lisa is Entered into the System. In adidtion to basic details, such as , Name, Phone # , Address, DOB, SSN and Security ID, CIP Express New Customer Screen provides an ability to attach scanned documents to each customer Profile.
  • Lisa Mattox is a resident of Irving, TX and wants to open an account at ABC Financials. Using CIP Express New Customer screen, information provided by Lisa is Entered into the System. In adidtion to basic details, such as , Name, Phone # , Address, DOB, SSN and Security ID, CIP Express New Customer Screen provides an ability to attach scanned documents to each customer Profile.
  • Lisa Mattox is a resident of Irving, TX and wants to open an account at ABC Financials. Using CIP Express New Customer screen, information provided by Lisa is Entered into the System. In adidtion to basic details, such as , Name, Phone # , Address, DOB, SSN and Security ID, CIP Express New Customer Screen provides an ability to attach scanned documents to each customer Profile.
  • Lisa Mattox is a resident of Irving, TX and wants to open an account at ABC Financials. Using CIP Express New Customer screen, information provided by Lisa is Entered into the System. In adidtion to basic details, such as , Name, Phone # , Address, DOB, SSN and Security ID, CIP Express New Customer Screen provides an ability to attach scanned documents to each customer Profile.
  • Lisa Mattox is a resident of Irving, TX and wants to open an account at ABC Financials. Using CIP Express New Customer screen, information provided by Lisa is Entered into the System. In adidtion to basic details, such as , Name, Phone # , Address, DOB, SSN and Security ID, CIP Express New Customer Screen provides an ability to attach scanned documents to each customer Profile.
  • Lisa Mattox is a resident of Irving, TX and wants to open an account at ABC Financials. Using CIP Express New Customer screen, information provided by Lisa is Entered into the System. In adidtion to basic details, such as , Name, Phone # , Address, DOB, SSN and Security ID, CIP Express New Customer Screen provides an ability to attach scanned documents to each customer Profile.

Transcript

  • 1. RaginiSuspicious Activity Reporting Software
  • 2. Our Demo CustomerLisa Mattox4034 N STORY RD,IRVING, TX 75038Phone :409 - 752 -3074 (W)454 - 554 - 5645 (R)SSN:348 – 30 – 1926Date Of Birth: (mm/dd/yyyy)08/20/1939
  • 3. Verifying Account of LISA MATTOX forOFAC Verification
  • 4. Transmitting SAR of LISA MATTOX to FinCEN
  • 5. Looking For A BetterCustomer Verification Solution?
  • 6. Summary ● Avoidance of large penalties and fines for the company and its senior management ● Reduced business risk and greater financial predictability ● Comply with regulatory requirements ● Improved corporate transparency and increased shareholder confidenceNext Steps • Visit Ragini.com for more Information on SAR Solution • E-mail Sales@ragini.com for Sales Related Inquiries.