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To hear the accompanying audio, please go to the recorded webinar on our website at http://protiviti.com/en-US/Pages/Webinars.aspx?commid=97851
With nearly 40 percent of the Dodd-Frank Act yet to be implemented, numerous new consumer protection requirements taking effect this year, and the continued strong focus on anti-money laundering and sanctions compliance, regulatory compliance will remain a major challenge for the financial services industry in 2014.
Protiviti's Tim Long, Scott Jones, John Atkinson, Steven Stachowicz and Nicole Weber, in a webinar, discussed solutions to help compliance, risk and internal audit professionals identify some of the important regulatory issues and developments for 2014 that will need to be included in internal audit and compliance programs.
These are the slides used during this webinar.