TAURUS MUTUAL FUND                                                                                                   COMMO...
8. BANK ACCOUNT DETAILS (Please note that as per SEBI regulations, it is mandatory for investors to provide their bank acc...
TAURUS MUTUAL FUND                                                                                                   COMMO...
8. BANK ACCOUNT DETAILS (Please note that as per SEBI regulations, it is mandatory for investors to provide their bank acc...
TAURUS MUTUAL FUND                                                                                                   COMMO...
8. BANK ACCOUNT DETAILS (Please note that as per SEBI regulations, it is mandatory for investors to provide their bank acc...
TAURUS MUTUAL FUND                                                                                      SIP ENROLMENT - CU...
INSTRUCTIONS                                      FOR FILLING UP                             SIP ENROLMENT FORM           ...
TAURUS MUTUAL FUND                                                                                      SIP ENROLMENT - CU...
Taurus tax shield application form
Taurus tax shield application form
Taurus tax shield application form
Taurus tax shield application form
Taurus tax shield application form
Taurus tax shield application form
Taurus tax shield application form
Taurus tax shield application form
Taurus tax shield application form
Taurus tax shield application form
Taurus tax shield application form
Taurus tax shield application form
Taurus tax shield application form
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Taurus tax shield application form

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Taurus Tax Shield Application Form

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Transcript of "Taurus tax shield application form"

  1. 1. TAURUS MUTUAL FUND COMMON APPLICATION FORM Application No. (Please read instructions carefully before filling up the form) ARN - 74461 ARN No. Sub-Broker’s Name & ARN No. / DIRECT Collection Centre (for office use only)Upfront commission shall be paid directly by the investor to the AMFI registered Distributors based on the investors’ assessment of various factors including the service rendered by the distributor.For Direct Application please write the word “DIRECT” in Distributor & Sub-Broker Box. 1. EXISTING UNIT HOLDER INFORMATION (Please fill in your Folio No. & Name and then proceed to Section 9) Applicable details and mode of holding will be as per the existing Folio. Folio No. 2. UNIT HOLDER / NEW APPLICANT INFORMATION (Refer Instruction Page) Fresh / New investors fill in all the Section 2 to 13NAME OF FIRST / SOLE APPLICANT Mr. Ms. M/s.DATE OF BIRTH D D M M Y Y Y Y (Mandatory in case of Minor)NAME OF THE GUARDIAN (For minor applicant) / Name of the POA Holder/ Name of the Contact Person (For Non Individual Applicant) Mr. Ms. M/s.Guardian named above is: Father Mother Court Appointed* Designation of Contact PersonFor Investments “On behalf of Minor”: (Refer Instruction 3 Mandatory documents to be attached*)Proof of DOB & Relationship attached* Birth Certificate School Certificate / Marksheet Passport Any other..................................NAME OF SECOND APPLICANT Mr. Ms.NAME OF THIRD APPLICANT Mr. Ms.3. FIRST/SOLE APPLICANT - MAILING ADDRESS & CONTACT DETAILS City State Pin CodeSTD Code Telephone Off. Resi. Mob.E-MailOVERSEAS ADDRESS (Mandatory for NRI / FII application) City State Pin Code Country4. PAN AND KYC COMPLIANCE STATUS DETAILS (MANDATORY) (Refer Instruction 2, 12 ,13 & 14) PAN KYC Compliance Status (Mandatory) First / Sole Applicant KYC Acknowledgement Attached Second Applicant KYC Acknowledgement Attached Third Applicant KYC Acknowledgement Attached Guardian / POA Holder KYC Acknowledgement Attached5. STATUS (OF FIRST/SOLE APPLICANT) MODE OF HOLDING OCCUPATION (OF FIRST/SOLE APPLICANT) [PLEASE TICK (3 )] [PLEASE TICK (3 )] [PLEASE TICK (3)] Resident Individual NRI PIO Partnership Trust Single Service Student Professional HUF AOP Company FIIs Joint (Default) Housewife Business Retired On behalf of Minor BOI Body Corporate Anyone or Survivor Agriculture Proprietorship Page 1 of 2 Society / Club Others (please specify) Others ___________ (please specify)6. PIN FACILITY (PLEASE 3) I would like to receive PIN agreement for online access and transactions**7. COMMUNICATION [ Please( 3 )] I/We wish to receive the following document(s) by Electronic Mode instead of physical mode Account Statement Annual Report Other Information____________ (please specify) ACKNOWLEDGEMENT SLIP - Common Application Form TAURUS MUTUAL FUND APPLICATION. NO.Received from Mr. / Ms. / M/s. Date : Collection Centre / AMC Stamp / Signature Cheque No. Amount Scheme/Plan/Option 16 Investment Type (Please (3)) ONE TIME PURCHASE SIP PURCHASE (Please fill up SIP auto debit or PDC form and attach with this form)
  2. 2. 8. BANK ACCOUNT DETAILS (Please note that as per SEBI regulations, it is mandatory for investors to provide their bank account details) (Refer Instruction 4) Name of the Bank Branch Address City Pin Code Account No. Account Type Please tick( ) Savings Current NRE NRO FCNR Others (please specify) This is a 9 digit number next to your cheque number. MICR Code Please attach a blank extra cheque cancelled or a clear photocopy of a cheque IFSC Code It is the responsibility of the investor to ensure the correctness of the IFSC code of the recipient /destination branch corresponding to the bank details mentioned in Section 8. 9. INVESTMENT DETAILS - (Refer Instruction 5) Scheme 1 Scheme 2 Scheme 3 Name of the Scheme Taurus - Taurus - Taurus - Plan Option 10. PAYMENT DETAILS Payment Type (Please (3)) NON - THIRD PARTY PAYMENT THIRD PARTY PAYMENT (Please attach ‘Third Party Payment Declaration Form’) Investment Type (Please (3)) ONE TIME PURCHASE SIP PURCHASE (Please fill up SIP auto debit or PDC form and attach with this form) Scheme 1 Scheme 2 Scheme 3 Cheque / DD No. Date: Bank & Branch Name Amount of Cheque / DD /RTGS/NEFT in figures ` (i) DD Charges if any, in figures ` (ii) in figures ` Total Amount (i)+ (ii) in words ` 11. NOMINATION DETAILS (Refer Instruction 10) I/We wish to nominate I/We DO NOT wish to nominate Nominee Name & Address Guardian Name & Address (In case Nominee is Minor) Allocation (Total = 100%) Nominee / Guardian Signature Nominee 1 Nominee 2 Nominee 3 12. DOCUMENTS ENCLOSED (PLEASE 3 ) Memorandum & Articles of Association Trust Deed KYC acknowledgement SIP Enrolment Form ( For Investment through PDC) Resolution / Authorisation to invest PAN Copy LLP Agreement SIP Enrolment Form (For Investment through ECS / Auto Debit) Power of Attorney Certificate of Incorporation Partnership Deed SWP/STP/DSO Enrolment Form List of Authorised Signatories with Specimen Signature(s) Bye-Laws Third Party Payment Declaration Form Multiple Bank Account Registration Form 13. DECLARATION(S) & SIGNATURE(S) (Refer Instruction 11) To, The Trustee, Taurus Mutual Fund Having read and understood the contents of the Scheme Information Document, I/We hereby apply for units of the scheme and agree to abide by the terms, conditions, rules and regulations governing the scheme. I/We hereby declare that the amount invested in the scheme is through legitimate sources only and does not involve and is not designed for the purpose of the contravention of any Act, Rules, Regulations, Notifications or Directions of the provisions of the Income Tax Act, Anti Money Laundering Laws, Anti Corruption Laws or any other applicable laws enacted by the government of India from time to time. I/We have understood the details of the scheme & I/we have not received nor have been induced by any rebate or gifts, directly or indirectly in making this investment. The ARN holder has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him for the different competing Schemes of various Mutual Funds from amongst which the Scheme is being recommended to me/us. Applicable for NRI’s only I/We confirm that I am/we are Non Residents of Indian Nationality/Origin and that I/we have remitted funds from abroad through approved banking channels or from funds in my/our Non-Resident External /Non-Resident Ordinary /FCNR account. I/We confirm that details provided by me/us are true and correct. **I have voluntarily subscribed to the on-line access for transacting through the internet facility provided by Taurus Mutual Fund and confirm of having read, understood and agree to abide by the terms and conditions for availing of the internet facility more particularly mentioned on the website www.taurusmutualfund.com and hereby undertake to be bound by the same. I further undertake to discharge the obligations cast on me and shall not at any time deny or repudiate the on-line transactions effected by me and I shall be solely liable for all the costs and consequences thereof. Page 2 of 2 DD MM YY YY Repatriation basis Non-repatriation basis Please Sign here Please Sign here Please Sign here First / Sole Applicant/ Guardian / POA Holder / Auth. Sign Second Applicant / Auth. Sign Third Applicant Sign17
  3. 3. TAURUS MUTUAL FUND COMMON APPLICATION FORM Application No. (Please read instructions carefully before filling up the form) ARN - ARN No. 74461 Sub-Broker’s Name & ARN No. / DIRECT Collection Centre (for office use only)Upfront commission shall be paid directly by the investor to the AMFI registered Distributors based on the investors’ assessment of various factors including the service rendered by the distributor.For Direct Application please write the word “DIRECT” in Distributor & Sub-Broker Box. 1. EXISTING UNIT HOLDER INFORMATION (Please fill in your Folio No. & Name and then proceed to Section 9) Applicable details and mode of holding will be as per the existing Folio. Folio No. 2. UNIT HOLDER / NEW APPLICANT INFORMATION (Refer Instruction Page) Fresh / New investors fill in all the Section 2 to 13NAME OF FIRST / SOLE APPLICANT Mr. Ms. M/s.DATE OF BIRTH D D M M Y Y Y Y (Mandatory in case of Minor)NAME OF THE GUARDIAN (For minor applicant) / Name of the POA Holder/ Name of the Contact Person (For Non Individual Applicant) Mr. Ms. M/s.Guardian named above is: Father Mother Court Appointed* Designation of Contact PersonFor Investments “On behalf of Minor”: (Refer Instruction 3 Mandatory documents to be attached*)Proof of DOB & Relationship attached* Birth Certificate School Certificate / Marksheet Passport Any other..................................NAME OF SECOND APPLICANT Mr. Ms.NAME OF THIRD APPLICANT Mr. Ms.3. FIRST/SOLE APPLICANT - MAILING ADDRESS & CONTACT DETAILS City State Pin CodeSTD Code Telephone Off. Resi. Mob.E-MailOVERSEAS ADDRESS (Mandatory for NRI / FII application) City State Pin Code Country4. PAN AND KYC COMPLIANCE STATUS DETAILS (MANDATORY) (Refer Instruction 2, 12 ,13 & 14) PAN KYC Compliance Status (Mandatory) First / Sole Applicant KYC Acknowledgement Attached Second Applicant KYC Acknowledgement Attached Third Applicant KYC Acknowledgement Attached Guardian / POA Holder KYC Acknowledgement Attached5. STATUS (OF FIRST/SOLE APPLICANT) MODE OF HOLDING OCCUPATION (OF FIRST/SOLE APPLICANT) [PLEASE TICK (3 )] [PLEASE TICK (3 )] [PLEASE TICK (3)] Resident Individual NRI PIO Partnership Trust Single Service Student Professional HUF AOP Company FIIs Joint (Default) Housewife Business Retired On behalf of Minor BOI Body Corporate Anyone or Survivor Agriculture Proprietorship Page 1 of 2 Society / Club Others (please specify) Others ___________ (please specify)6. PIN FACILITY (PLEASE 3) I would like to receive PIN agreement for online access and transactions**7. COMMUNICATION [ Please( 3 )] I/We wish to receive the following document(s) by Electronic Mode instead of physical mode Account Statement Annual Report Other Information____________ (please specify) ACKNOWLEDGEMENT SLIP - Common Application Form TAURUS MUTUAL FUND APPLICATION. NO.Received from Mr. / Ms. / M/s. Date : Collection Centre / AMC Stamp / Signature Cheque No. Amount Scheme/Plan/Option 18 Investment Type (Please (3)) ONE TIME PURCHASE SIP PURCHASE (Please fill up SIP auto debit or PDC form and attach with this form)
  4. 4. 8. BANK ACCOUNT DETAILS (Please note that as per SEBI regulations, it is mandatory for investors to provide their bank account details) (Refer Instruction 4) Name of the Bank Branch Address City Pin Code Account No. Account Type Please tick( ) Savings Current NRE NRO FCNR Others (please specify) This is a 9 digit number next to your cheque number. MICR Code Please attach a blank extra cheque cancelled or a clear photocopy of a cheque IFSC Code It is the responsibility of the investor to ensure the correctness of the IFSC code of the recipient /destination branch corresponding to the bank details mentioned in Section 8. 9. INVESTMENT DETAILS - (Refer Instruction 5) Scheme 1 Scheme 2 Scheme 3 Name of the Scheme Taurus - Taurus - Taurus - Plan Option 10. PAYMENT DETAILS Payment Type (Please (3)) NON - THIRD PARTY PAYMENT THIRD PARTY PAYMENT (Please attach ‘Third Party Payment Declaration Form’) Investment Type (Please (3)) ONE TIME PURCHASE SIP PURCHASE (Please fill up SIP auto debit or PDC form and attach with this form) Scheme 1 Scheme 2 Scheme 3 Cheque / DD No. Date: Bank & Branch Name Amount of Cheque / DD /RTGS/NEFT in figures ` (i) DD Charges if any, in figures ` (ii) in figures ` Total Amount (i)+ (ii) in words ` 11. NOMINATION DETAILS (Refer Instruction 10) I/We wish to nominate I/We DO NOT wish to nominate Nominee Name & Address Guardian Name & Address (In case Nominee is Minor) Allocation (Total = 100%) Nominee / Guardian Signature Nominee 1 Nominee 2 Nominee 3 12. DOCUMENTS ENCLOSED (PLEASE 3 ) Memorandum & Articles of Association Trust Deed KYC acknowledgement SIP Enrolment Form ( For Investment through PDC) Resolution / Authorisation to invest PAN Copy LLP Agreement SIP Enrolment Form (For Investment through ECS / Auto Debit) Power of Attorney Certificate of Incorporation Partnership Deed SWP/STP/DSO Enrolment Form List of Authorised Signatories with Specimen Signature(s) Bye-Laws Third Party Payment Declaration Form Multiple Bank Account Registration Form 13. DECLARATION(S) & SIGNATURE(S) (Refer Instruction 11) To, The Trustee, Taurus Mutual Fund Having read and understood the contents of the Scheme Information Document, I/We hereby apply for units of the scheme and agree to abide by the terms, conditions, rules and regulations governing the scheme. I/We hereby declare that the amount invested in the scheme is through legitimate sources only and does not involve and is not designed for the purpose of the contravention of any Act, Rules, Regulations, Notifications or Directions of the provisions of the Income Tax Act, Anti Money Laundering Laws, Anti Corruption Laws or any other applicable laws enacted by the government of India from time to time. I/We have understood the details of the scheme & I/we have not received nor have been induced by any rebate or gifts, directly or indirectly in making this investment. The ARN holder has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him for the different competing Schemes of various Mutual Funds from amongst which the Scheme is being recommended to me/us. Applicable for NRI’s only I/We confirm that I am/we are Non Residents of Indian Nationality/Origin and that I/we have remitted funds from abroad through approved banking channels or from funds in my/our Non-Resident External /Non-Resident Ordinary /FCNR account. I/We confirm that details provided by me/us are true and correct. **I have voluntarily subscribed to the on-line access for transacting through the internet facility provided by Taurus Mutual Fund and confirm of having read, understood and agree to abide by the terms and conditions for availing of the internet facility more particularly mentioned on the website www.taurusmutualfund.com and hereby undertake to be bound by the same. I further undertake to discharge the obligations cast on me and shall not at any time deny or repudiate the on-line transactions effected by me and I shall be solely liable for all the costs and consequences thereof. Page 2 of 2 DD MM YY YY Repatriation basis Non-repatriation basis Please Sign here Please Sign here Please Sign here First / Sole Applicant/ Guardian / POA Holder / Auth. Sign Second Applicant / Auth. Sign Third Applicant Sign19
  5. 5. TAURUS MUTUAL FUND COMMON APPLICATION FORM Application No. (Please read instructions carefully before filling up the form) ARN ARN No. - 74461 Sub-Broker’s Name & ARN No. / DIRECT Collection Centre (for office use only)Upfront commission shall be paid directly by the investor to the AMFI registered Distributors based on the investors’ assessment of various factors including the service rendered by the distributor.For Direct Application please write the word “DIRECT” in Distributor & Sub-Broker Box. 1. EXISTING UNIT HOLDER INFORMATION (Please fill in your Folio No. & Name and then proceed to Section 9) Applicable details and mode of holding will be as per the existing Folio. Folio No. 2. UNIT HOLDER / NEW APPLICANT INFORMATION (Refer Instruction Page) Fresh / New investors fill in all the Section 2 to 13NAME OF FIRST / SOLE APPLICANT Mr. Ms. M/s.DATE OF BIRTH D D M M Y Y Y Y (Mandatory in case of Minor)NAME OF THE GUARDIAN (For minor applicant) / Name of the POA Holder/ Name of the Contact Person (For Non Individual Applicant) Mr. Ms. M/s.Guardian named above is: Father Mother Court Appointed* Designation of Contact PersonFor Investments “On behalf of Minor”: (Refer Instruction 3 Mandatory documents to be attached*)Proof of DOB & Relationship attached* Birth Certificate School Certificate / Marksheet Passport Any other..................................NAME OF SECOND APPLICANT Mr. Ms.NAME OF THIRD APPLICANT Mr. Ms.3. FIRST/SOLE APPLICANT - MAILING ADDRESS & CONTACT DETAILS City State Pin CodeSTD Code Telephone Off. Resi. Mob.E-MailOVERSEAS ADDRESS (Mandatory for NRI / FII application) City State Pin Code Country4. PAN AND KYC COMPLIANCE STATUS DETAILS (MANDATORY) (Refer Instruction 2, 12 ,13 & 14) PAN KYC Compliance Status (Mandatory) First / Sole Applicant KYC Acknowledgement Attached Second Applicant KYC Acknowledgement Attached Third Applicant KYC Acknowledgement Attached Guardian / POA Holder KYC Acknowledgement Attached5. STATUS (OF FIRST/SOLE APPLICANT) MODE OF HOLDING OCCUPATION (OF FIRST/SOLE APPLICANT) [PLEASE TICK (3 )] [PLEASE TICK (3 )] [PLEASE TICK (3)] Resident Individual NRI PIO Partnership Trust Single Service Student Professional HUF AOP Company FIIs Joint (Default) Housewife Business Retired On behalf of Minor BOI Body Corporate Anyone or Survivor Agriculture Proprietorship Page 1 of 2 Society / Club Others (please specify) Others ___________ (please specify)6. PIN FACILITY (PLEASE 3) I would like to receive PIN agreement for online access and transactions**7. COMMUNICATION [ Please( 3 )] I/We wish to receive the following document(s) by Electronic Mode instead of physical mode Account Statement Annual Report Other Information____________ (please specify) ACKNOWLEDGEMENT SLIP - Common Application Form TAURUS MUTUAL FUND APPLICATION. NO.Received from Mr. / Ms. / M/s. Date : Collection Centre / AMC Stamp / Signature Cheque No. Amount Scheme/Plan/Option 20 Investment Type (Please (3)) ONE TIME PURCHASE SIP PURCHASE (Please fill up SIP auto debit or PDC form and attach with this form)
  6. 6. 8. BANK ACCOUNT DETAILS (Please note that as per SEBI regulations, it is mandatory for investors to provide their bank account details) (Refer Instruction 4) Name of the Bank Branch Address City Pin Code Account No. Account Type Please tick( ) Savings Current NRE NRO FCNR Others (please specify) This is a 9 digit number next to your cheque number. MICR Code Please attach a blank extra cheque cancelled or a clear photocopy of a cheque IFSC Code It is the responsibility of the investor to ensure the correctness of the IFSC code of the recipient /destination branch corresponding to the bank details mentioned in Section 8. 9. INVESTMENT DETAILS - (Refer Instruction 5) Scheme 1 Scheme 2 Scheme 3 Name of the Scheme Taurus - Taurus - Taurus - Plan Option 10. PAYMENT DETAILS Payment Type (Please (3)) NON - THIRD PARTY PAYMENT THIRD PARTY PAYMENT (Please attach ‘Third Party Payment Declaration Form’) Investment Type (Please (3)) ONE TIME PURCHASE SIP PURCHASE (Please fill up SIP auto debit or PDC form and attach with this form) Scheme 1 Scheme 2 Scheme 3 Cheque / DD No. Date: Bank & Branch Name Amount of Cheque / DD /RTGS/NEFT in figures ` (i) DD Charges if any, in figures ` (ii) in figures ` Total Amount (i)+ (ii) in words ` 11. NOMINATION DETAILS (Refer Instruction 10) I/We wish to nominate I/We DO NOT wish to nominate Nominee Name & Address Guardian Name & Address (In case Nominee is Minor) Allocation (Total = 100%) Nominee / Guardian Signature Nominee 1 Nominee 2 Nominee 3 12. DOCUMENTS ENCLOSED (PLEASE 3 ) Memorandum & Articles of Association Trust Deed KYC acknowledgement SIP Enrolment Form ( For Investment through PDC) Resolution / Authorisation to invest PAN Copy LLP Agreement SIP Enrolment Form (For Investment through ECS / Auto Debit) Power of Attorney Certificate of Incorporation Partnership Deed SWP/STP/DSO Enrolment Form List of Authorised Signatories with Specimen Signature(s) Bye-Laws Third Party Payment Declaration Form Multiple Bank Account Registration Form 13. DECLARATION(S) & SIGNATURE(S) (Refer Instruction 11) To, The Trustee, Taurus Mutual Fund Having read and understood the contents of the Scheme Information Document, I/We hereby apply for units of the scheme and agree to abide by the terms, conditions, rules and regulations governing the scheme. I/We hereby declare that the amount invested in the scheme is through legitimate sources only and does not involve and is not designed for the purpose of the contravention of any Act, Rules, Regulations, Notifications or Directions of the provisions of the Income Tax Act, Anti Money Laundering Laws, Anti Corruption Laws or any other applicable laws enacted by the government of India from time to time. I/We have understood the details of the scheme & I/we have not received nor have been induced by any rebate or gifts, directly or indirectly in making this investment. The ARN holder has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him for the different competing Schemes of various Mutual Funds from amongst which the Scheme is being recommended to me/us. Applicable for NRI’s only I/We confirm that I am/we are Non Residents of Indian Nationality/Origin and that I/we have remitted funds from abroad through approved banking channels or from funds in my/our Non-Resident External /Non-Resident Ordinary /FCNR account. I/We confirm that details provided by me/us are true and correct. **I have voluntarily subscribed to the on-line access for transacting through the internet facility provided by Taurus Mutual Fund and confirm of having read, understood and agree to abide by the terms and conditions for availing of the internet facility more particularly mentioned on the website www.taurusmutualfund.com and hereby undertake to be bound by the same. I further undertake to discharge the obligations cast on me and shall not at any time deny or repudiate the on-line transactions effected by me and I shall be solely liable for all the costs and consequences thereof. Page 2 of 2 DD MM YY YY Repatriation basis Non-repatriation basis Please Sign here Please Sign here Please Sign here First / Sole Applicant/ Guardian / POA Holder / Auth. Sign Second Applicant / Auth. Sign Third Applicant Sign21
  7. 7. TAURUS MUTUAL FUND SIP ENROLMENT - CUM - AUTO DEBIT / ECS APPLICATION FORM Application No. (Please read instructions carefully before filling up the form) ARN - 74461 ARN No. Sub-Brokers ARN No. Registrars Serial No. Upfront commission shall be paid directly by the investor to the AMFI registered Distributors based on the investors’ assessment of various factors including the service rendered by the distributor. For Direct Application please write the word “DIRECT” in Distributor & Sub-Broker Box. Normal SIP Micro SIP (Refer Instruction 9) Folio No. REGISTRATION CUM MANDATE FORM FOR AUTO DEBIT / ECS (DEBIT CLEARING)First investment in SIP via cheque and subsequent investment via Auto Debit, available in select cities only. New SIP Registration Change in Bank Account for an existing investor Extension of SIP Registration INVESTOR AND INVESTMENT DETAILS Name of Sole/First Applicant Mr. Ms. M/s Name of Second Applicant Mr. Ms. Name of Third Applicant Mr. Ms. Name of Scheme Plan/Option Sole/First Applicant/ Guardian Second Applicant Third ApplicantPANKYC KYC Acknowledgement KYC Acknowledgement KYC AcknowledgementID & Add Proof Document NameIn case of Micro SIP(Refer Instruction 9) SIP DEBIT DETAILS (Refer to instruction 2,3 & 5) Each SIP Amount (`) Frequency Monthly Quarterly First SIP Cheque Number Cheque Date D D M M Y Y Y Y SIP Auto Debit dates (Please 3) 1st 5th 10th 15th 28th of the month SIP Period Start From M M Y Y Y Y End on M M Y Y Y Y PARTICULARS OF BANK ACCOUNTI/We hereby, authorize Taurus Mutual Fund and their authorized service providers, to debit my/our following bank account by ECS (Debit CLearing)/auto debit to account for collection of SIP payments. Name of the Account Holder as in Bank Records Bank Name Branch Address City Account Number Account Type Savings Current NRE NRO MICR Code This is a 9 digit number next to your cheque no. IFSC CodeHaving read and understood the contents of the Scheme Information Document & Statement of Additional Information of the schemes and subsequent amendments thereto including the sections on ‘Prevention of Money Laundering and Know Your Customer’, I/We herebyapply to the Trustees of Taurus Mutual Fund for units of the scheme as indicated above and agree to abide by the terms and conditions, rules and regulations of the PMLA. I/We have not received and will not receive nor will be induced by any rebate or gifts, directly or indirectly,in making this investment. The ARN holder has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him for the different competing Schemes of various Mutual Funds from amongst which the Scheme is beingrecommended to me/us. I/We further declare that the amount invested by me/us in the above scheme of Taurus Mutual Fund is derived through legitimate sources and is not held or designed for the purpose of contravention of any act, rules, regulations or any statute orlegislation or any other applicable laws or any notifications, directions issued by any governmental or statutory authority from time to time. It is expressly understood that I/we have the express authority from our constitutional documents to invest in the units of the abovescheme and the AMC/Trustee/Fund would not be responsible if the investment is thereto and the investment is contrary to the relevant constitutional documents. I/We authorise this Fund to reject the application, revert the units credited, restrain me/us from making anyfurther investment in any of the schemes of the Fund, and take any appropriate action against me/us in case the cheque(s)/payment instrument is/are returned unpaid by my/our bankers for any reason whatsoever. Applicable to NRIs only : I / We* confirm that I am / we*are Non-Resident of Indian Nationality / Origin and I /we* hereby confirm that the funds for subscription have been remitted from abroad through approved banking channels or from funds in my / our* Non-Resident External / Ordinary Account / FCNR Account.Please 3 Repatriation basis Non-Repatriation basis * Please strike out whichever is not applicable. Please sign here Please sign here Please sign here First Account Holder/Guardian Signature Second Account Holder’s Signature Third Account Holder’s Signature AUTHORISATION OF THE BANK ACCOUNT HOLDER (to be signed by account holder as per bank records)This is to inform that I/We have registered for the RBI’s Electronic on Clearing Service (Debit Clearing)/Auto Debit facility and that my payment Bank Account Numbertowards my investment in Taurus Mutual Fund shall be made from my/our below mentioned bank account with your bank. I/We authorize therepresentative carrying this ECS/Auto Debit account mandate form to get it verified & executed. Please sign here Please sign here Please sign here First Account Holder/Guardian Signature Second Account Holder’s Signature Third Account Holder’s Signature FOR OFFICE USE ONLY (not to be filled in by investor) Recorded on Scheme Code Recorded by Credit Account No.Bank use mandate Ref. No. Customer Ref. No. ACKNOWLEDGEMENT SLIP - SIP Auto Debit / ECS Form Application No. TAURUS MUTUAL FUND Frequency Received from Mr. / Ms. Date : Monthly SIP Date Cheque No. Amount Scheme/Plan/Option 22 Quarterly
  8. 8. INSTRUCTIONS FOR FILLING UP SIP ENROLMENT FORM ECS/AUTO DEBIT 1. Please read the Scheme Information Document(SID), Statement of Additional Information (SAI) & Key Information the ARN holder (AMFI Registered Distributor) mentioning ARN number. While making subsequent Micro SIP Memorandum(KIM) carefully before filling the Application Form. Applicants are deemed to have accepted the terms applications with a mutual fund, investor can quote the existing folio number where a Micro SIP has been registered subject to which this offer is being made and bind themselves to the terms upon signing the Application Form and and therefore need not resubmit the supporting document. The Micro SIP application will be rejected by the AMC tendering payment. Name and address should be written in BLOCK LETTERS. where it is found that the registration of the application will result in the aggregate of Micro SIP instalments in a Application Forms will be available at the offices of the Fund and Designated Service Centres of the Registrar and financial year exceeding ` 50,000/- or where there are deficiencies in the documents submitted by the investors Transfer Agent. i.e. Karvy Computershare Pvt. Ltd. and agents/brokers of the Fund. Application Forms can be in lieu of PAN as mentioned above. The rejected application will be sent back to the investor with a deficiency supplied by post on request and can also be downloaded from the website of the Fund. memo. In case the first Micro SIP instalment is processed (as the cheque may be banked), and the application is Existing investors of Tarus Mutual Fund wanting to make an SIP investment will need to fill up ONLY the SIP found to be defective, the Micro SIP registration will be terminated for future instalments. No refunds shall be made Application Form quoting their Folio/Account No. However, new investors will be required to fill up the Common by the AMC for the units already allotted and a communication to this effect will be sent to the investors. However, Application Form as well as the SIP Application Form. investors shall be allowed to redeem their investments at applicable NAV. 10. Allotment of units would be subject to realisation of cheque or funds 2. Auto Debit facility is offered only to the investors maintaining their bank accounts with Bank of Baroda/ Bank of India/ Punjab National Bank/ Kotak Mahindra Bank/Indusind Bank/ Citi bank /HDFC Bank/ IDBI Bank/ 11. If the date of the subsequent SIP instalment is a non-business day for the scheme, then the units shall be allotted on AXIS Bank/ State Bank of India/Union Bank of India/Corporation Bank. The list may undergo changes from time to time. the next / following business day. 3. Electronic Clearing System (ECS) facility will be available in the selected cities. This facility may be modified/ 12. The Unit holders can choose to opt out from the SIP at any point of time by submitting a written request to the nearest updated/ changed/ removed at any time in future entirely at the discretion of Taurus Asset Management Company ISC. Such request for discontinuation should be received at least 15 days prior to the next due date of the SIP. On Limited without assigning any reasons or prior notice. If any city is removed, SIP instructions for investors in such cities receipt of such a request, the SIP will be discontinued for the respective scheme(s). via ECS (Debit) route will be discontinued without prior notice. In such a case, the AMC at its sole discretion may accept 13. Taurus Asset Management Company Limited reserves the right to reject any application without assigning any reason Post Dated Cheques (PDCs) from the investors for the balance period. The list of ECS (Debit) cities is available in RBI thereof. Taurus Asset Management Company Limited in consultation with Trustees reserves the right to withdraw these Website: www.rbi.org.in offerings, modify the procedure, frequency, dates, load structure in accordance with the SEBI Regulations and any such 4. As per the directive issued by SEBI vide circular nos. IIMARP/MF/CIR/07/826/98 dated April 15, 1998, and change will be applicable only to units transacted pursuant to such change on a prospective basis. IMD/CIR/No. 6/4213/ 04 dated March 1, 2004, it is mandatory for applicants to mention their bank details in 14. In accordance with the requirements specified by the SEBI circular no. SEBI/IMD/CIR No.4/168230/09 dated June their applications for purchase or redemption of units. Further, SEBI has mandated that Permanent Account 30, 2009 no entry load will be charged with effect from August 1, 2009. Exit Load as applicable in the respective Number(PAN) will be used as the sole identification number for all investors transacting in mutual funds, irrespective Scheme at the time of enrolment of SIP will be applicable. of the amount of transaction, wef July 2, 2007. All investors (including joint investors, guardians of minors, NRIs etc.) 15. A Statement of Account will be issued in physical form or by e-mail (if opted by the unit holder) to the unit holder In case are required to enclose a certified copy of the PAN card for investing in the Mutual Fund. The absence of bank detail & of Physical Form - For the first transaction, the Statement will dispatched within 10 working days and for subsequent pan proof will result in the application getting rejected and the application amount will be refunded without any frequency of transactions, the Statement will be dispatched within 10 working days at the end of every quarter. In case interest. of specific requests of the investor, Mutual Fund will endeavor to dispatch within 5 working days from date of receipt of 5. Investors are required to submit following documents atleast 30 working days before the first SIP Instalment date for such request. In case of electronic form - The Statement shall be sent by e-mail as provided in the form if so mandated. Auto Debit & ECS Clearing.: New Investors are required to submit the following documents: The statement shall be sent on the next business day of the transaction day in a secure password protected form. (a) Common Application Form with SIP Enrolment - cum - Auto Debit/ECS Application Form. 16. Applicants should indicate the option (Dividend/Growth) for which the application is made, by indicating the choice in the appropriate box provided for this purpose in the SIP Application Form. (b)The cheque for the initial investment should be issued from the same bank account which is to be debited under ECS/Auto Debit for SIP instalments. 17. In terms of the Prevention of Money Laundering Act, 2002, the Rules issued there under and the guidelines/ (c)A photo copy/cancelled cheque from ECS Debit Account (as mentioned on the application form) should be circulars issued by SEBI regarding the Anti Money Laundering (AML Laws), all intermediaries, including Mutual submitted along with other requirements if the initial investment cheque, as in (b) above, is not provided. Funds, have to formulate and implement a client identification programme, verify and maintain the record of identity and address(es) of investors. Existing Investors are required to submit SIP Enrolment cum Auto Debit/ECS Application Form. 6. An investor can opt for Monthly or Quarterly frequency. SIP Auto debit / ECS facility is available only on specific dates In order to make the data capture and document submission easy and convenient for the investors, Mutual Fund of the month i.e. 1st /5th/10th/ 15th/ 28th. An investor shall have the option of choosing for 1 or more than Industry has collectively entrusted the responsibility of collection of documents relating to identity and address of 1 SIP in the same scheme and in the same month. To register multiple SIPs in the same scheme /same month, please the investor(s) to an independent agency [presently CDSL Ventures Limited (”CVL”)] which will act as central submit separate Auto Debit and ECS Application Form. record keeping agency (’Central Agency’). As a token of having verified the identity and address of the investor(s) 7. The first SIP cheque /draft could be of any Business day but subsequent cheques or ECS /Auto Debit Transactions and for efficient retrieval of records, the Central Agency will issue a KYC Acknowledgement Letter (previously should be dated 1st /5th/10th/ 15th / 28th. If the date on the cheque/draft/ECS/Auto Debit Transactions is a known as Mutual Fund Identification Number -MIN* Allotment Letter) to each investor who submits an application non - Business Day for the scheme, then the units shall be allotted on the next Business Day. and the prescribed documents to the Central Agency. 8. Minimum application amount for Monthly SIP Option - 6 instalments of ` 1000/- each or and in multiples of ` 1/- Investors should note that it is mandatory for all applications for subscription receive for any amount, to quote the thereafter. For Quarterly SIP Option - 4 instalments of ` 1500/- each and in multiples of ` 1/- thereafter. (For Taurus Tax Shield Minimum of 12 installment of ` 500/- each) KYC Compliance Status of each applicant (guardian in case of minor) in the application for subscription and attach 9. For MICRO SIP maximum SIP amount can be `4000/- Per Month or ` 12000/- Per Quarter. Micro SIP upto proof of KYC Compliance viz. KYC Acknowledgement Letter (or the erstwhile Mutual Fund Identification Number# `50,000/- exempt from Permanent Account Number (PAN) In accordance with SEBI letter no. MRD/DoP/PAN/ (MIN) Allotment Letter) / Printout of KYC Compliance Status downloaded from CVL website (www.cvlindia.com) PM/166999/2009 dated June 19, 2009 issued to Association of Mutual Fund in India (AMFI) and subsequent using the PAN Number. Applicants intending to apply for units through Power of Attorney (PoA) must ensure that guidelines issued by AMFI vide its circular no. 35P/MEM-COR/4/09 10 dated July 14, 2009 in this regard, SIPs the issuer of PoA and the holder of PoA must mention their KYC compliance status and attach proof of KYC upto `50,000/- per year per investor i.e. aggregate of investments in a rolling 12 months period or in a financial year i.e. compliance at the time of investment. April to March (hereinafter referred to as "Micro SIP") shall be exempted from the requirement of PAN, with effect from August 1, 2009. Micro SIP will not be subject to common KYC process through CVL. This exemption shall be The KYC status will be validated with the records of the Central Agency before allotting units. Taurus Mutual Fund applicable only to investments by individuals (including NRIs but not PIOs), Minors and Sole proprietary firms will not be held responsible and /or liable for rejection of KYC Form, if any, by the Central Agency. Applications for including joint holders. HUF and other categories of investors will NOT be eligible for this exemption. subscriptions of value of any amount without a valid KYC compliance may be rejected. Provided further, where it is This exemption shall not be applicable to normal purchase transactions upto ` 50,000/- which will continue to not possible to verify the KYC compliance status of the investor at the time of allotment of units, the Trustee / AMC subject to the PAN requirement. shall verify the KYC compliance status of the investor within a reasonable time after the allotment of units. In the Any one of the following photo identification document can be submitted along with Micro SIP applications as proof of event of non compliance of KYC requirements, the Trustee / AMC reserves the right to freeze the folio of the identification in lieu of PAN: investor(s) and affect mandatory redemption of unit holdings of the investors at the applicable NAV, subject to • Voter Identity Card • Driving License o Government /Defense identification card • Passport • Photo Ration Card payment of exit load, if any. • Photo Debit Card • Employee ID card issued by companies registered with Registrar of Companies • Photo *Valid only where investors who have already obtained the erstwhile Mutual Fund Identification Number (MIN) by Identification issued by Bank Manager of Scheduled Commercial Bank/Gazetted Officer / Elected Representatives submitting the PAN copy as the proof of identity. to the Legislative Assembly /Parliament • ID card issued to employees of Scheduled Commercial / State / District Co-operative Bank • Senior Citizen / Freedom Fighter ID card issued by Government •Card issued by DECLARATION AND SIGNATURES Universities/deemed Universities or institutes under statutes like ICAI, ICWA, ICSI • Permanent Retirement A)Signatures should be in English or in any Indian language. Thumb impressions must be attested by a Account No (PRAN) card issued to New Pension System (NPS) subscribers by CRA (NSD) • Any other photo ID card Magistrate/Notary Public under his/her official seal. In case of HUF, the Karta will sign on behalf of the HUF. issued by Central Government /State Government / Municipal authorities / Government organizations like ESIC / B) Applications on behalf of minors should be signed by their guardian. EPFO. The photo identification document has to be current and valid and also to be either self attested or attested by C)Applicant need to sign twice as indicated on the form.23
  9. 9. TAURUS MUTUAL FUND SIP ENROLMENT - CUM - AUTO DEBIT / ECS APPLICATION FORM Application No. (Please read instructions carefully before filling up the form) ARN -ARN No. 74461 Sub-Brokers ARN No. Registrars Serial No. Upfront commission shall be paid directly by the investor to the AMFI registered Distributors based on the investors’ assessment of various factors including the service rendered by the distributor. For Direct Application please write the word “DIRECT” in Distributor & Sub-Broker Box. Normal SIP Micro SIP (Refer Instruction 9) Folio No. REGISTRATION CUM MANDATE FORM FOR AUTO DEBIT / ECS (DEBIT CLEARING)First investment in SIP via cheque and subsequent investment via Auto Debit, available in select cities only. New SIP Registration Change in Bank Account for an existing investor Extension of SIP Registration INVESTOR AND INVESTMENT DETAILS Name of Sole/First Applicant Mr. Ms. M/s Name of Second Applicant Mr. Ms. Name of Third Applicant Mr. Ms. Name of Scheme Plan/Option Sole/First Applicant/ Guardian Second Applicant Third ApplicantPANKYC KYC Acknowledgement KYC Acknowledgement KYC AcknowledgementID & Add Proof Document NameIn case of Micro SIP(Refer Instruction 9) SIP DEBIT DETAILS (Refer to instruction 2,3 & 5) Each SIP Amount (`) Frequency Monthly Quarterly First SIP Cheque Number Cheque Date D D M M Y Y Y Y SIP Auto Debit dates (Please 3) 1st 5th 10th 15th 28th of the month SIP Period Start From M M Y Y Y Y End on M M Y Y Y Y PARTICULARS OF BANK ACCOUNTI/We hereby, authorize Taurus Mutual Fund and their authorized service providers, to debit my/our following bank account by ECS (Debit CLearing)/auto debit to account for collection of SIP payments. Name of the Account Holder as in Bank Records Bank Name Branch Address City Account Number Account Type Savings Current NRE NRO MICR Code This is a 9 digit number next to your cheque no. IFSC CodeHaving read and understood the contents of the Scheme Information Document & Statement of Additional Information of the schemes and subsequent amendments thereto including the sections on ‘Prevention of Money Laundering and Know Your Customer’, I/We herebyapply to the Trustees of Taurus Mutual Fund for units of the scheme as indicated above and agree to abide by the terms and conditions, rules and regulations of the PMLA. I/We have not received and will not receive nor will be induced by any rebate or gifts, directly or indirectly,in making this investment. The ARN holder has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him for the different competing Schemes of various Mutual Funds from amongst which the Scheme is beingrecommended to me/us. I/We further declare that the amount invested by me/us in the above scheme of Taurus Mutual Fund is derived through legitimate sources and is not held or designed for the purpose of contravention of any act, rules, regulations or any statute orlegislation or any other applicable laws or any notifications, directions issued by any governmental or statutory authority from time to time. It is expressly understood that I/we have the express authority from our constitutional documents to invest in the units of the abovescheme and the AMC/Trustee/Fund would not be responsible if the investment is thereto and the investment is contrary to the relevant constitutional documents. I/We authorise this Fund to reject the application, revert the units credited, restrain me/us from making anyfurther investment in any of the schemes of the Fund, and take any appropriate action against me/us in case the cheque(s)/payment instrument is/are returned unpaid by my/our bankers for any reason whatsoever. Applicable to NRIs only : I / We* confirm that I am / we*are Non-Resident of Indian Nationality / Origin and I /we* hereby confirm that the funds for subscription have been remitted from abroad through approved banking channels or from funds in my / our* Non-Resident External / Ordinary Account / FCNR Account.Please 3 Repatriation basis Non-Repatriation basis * Please strike out whichever is not applicable. Please sign here Please sign here Please sign here First Account Holder/Guardian Signature Second Account Holder’s Signature Third Account Holder’s Signature AUTHORISATION OF THE BANK ACCOUNT HOLDER (to be signed by account holder as per bank records)This is to inform that I/We have registered for the RBI’s Electronic on Clearing Service (Debit Clearing)/Auto Debit facility and that my payment Bank Account Numbertowards my investment in Taurus Mutual Fund shall be made from my/our below mentioned bank account with your bank. I/We authorize therepresentative carrying this ECS/Auto Debit account mandate form to get it verified & executed. Please sign here Please sign here Please sign here First Account Holder/Guardian Signature Second Account Holder’s Signature Third Account Holder’s Signature FOR OFFICE USE ONLY (not to be filled in by investor) Recorded on Scheme Code Recorded by Credit Account No.Bank use mandate Ref. No. Customer Ref. No. ACKNOWLEDGEMENT SLIP - SIP Auto Debit / ECS Form Application No. TAURUS MUTUAL FUND Frequency Received from Mr. / Ms. Date : Monthly SIP Date Cheque No. Amount Scheme/Plan/Option 24 Quarterly

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