VIRTUAL CONFERENCEModerated by Carrie Penman, President, ELGEthics and Compliance Trends:Challenges and Solutionsin Leadin...
VIRTUAL CONFERENCEAGENDAAgendaIntroductionsDiscussion of current industry trendsQ & APlease send questions to moderatordur...
Our GuestsGreg MilesDirector of the Office ofEthics and Business ConductVerizonKathleen EdmondChief Ethics OfficerBest Buy...
VIRTUAL CONFERENCECarrie Penman, ModeratorPresident of the Ethical Leadership Group (ELG),the advisory services practice o...
VIRTUAL CONFERENCE1. Setting up ethics &compliance programs toweather the storm2. Impact of more governmentenforcement3. G...
VIRTUAL CONFERENCE1. Ethics & Compliance Programs: Weatherproofing4/2/2013Superiorgovernancepracticesgenerate 20%greater p...
VIRTUAL CONFERENCE1. Ethics & Compliance Programs: Weatherproofing4/2/2013Superiorgovernancepracticesgenerate 20%greater p...
VIRTUAL CONFERENCE1. Ethics & Compliance Programs: Weatherproofing4/2/2013Superiorgovernancepracticesgenerate 20%greater p...
VIRTUAL CONFERENCE1. Ethics & Compliance Programs: Weatherproofing4/2/2013Superiorgovernancepracticesgenerate 20%greater p...
VIRTUAL CONFERENCE1. Ethics & Compliance Programs: Weatherproofing4/2/2013Proactive compliance programs improve performanc...
VIRTUAL CONFERENCE2. Even More Government EnforcementNAVEX Global: The Ethics and Compliance Experts 4/2/2013 11
VIRTUAL CONFERENCE2. Even More Government EnforcementNAVEX Global: The Ethics and Compliance Experts 4/2/2013 12SEC files ...
VIRTUAL CONFERENCE2. Even More Government EnforcementNAVEX Global: The Ethics and Compliance Experts 4/2/2013 13All-time h...
VIRTUAL CONFERENCE3. Global Whistleblower Connotations/ProtectionsNAVEX Global: The Ethics and Compliance Experts 4/2/2013...
VIRTUAL CONFERENCE3. Global Whistleblower Connotations/ProtectionsNAVEX Global: The Ethics and Compliance Experts 4/2/2013...
VIRTUAL CONFERENCE4. Internationalization of ethics & compliance issuesNAVEX Global: The Ethics and Compliance Experts 4/2...
VIRTUAL CONFERENCEAGENDAQuestions & AnswerPlease send questions to themoderator through the session chatinterface.
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Ethics and Compliance Trends, Challenges and Solutions in Leading Organizations

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This panel looks at how their individual organizations face and solve the issues related to ethics and compliance.

Trends that are explored include:
Setting up ethics & compliance programs to weather the storm
Impact of more government enforcement
Global whistleblower issues
Internationalization of ethics & compliance issues

Presented by:
Kathleen Edmond, Best Buy
Carl Goldberg, Macy's
Greg Miles, Verizon
Michaela Ahlberg, Volvo

Moderated by:
Carrie Penman, President, Ethical Leadership Group

Published in: Business, Technology
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Ethics and Compliance Trends, Challenges and Solutions in Leading Organizations

  1. 1. VIRTUAL CONFERENCEModerated by Carrie Penman, President, ELGEthics and Compliance Trends:Challenges and Solutionsin Leading OrganizationsVIRTUAL CONFERENCE
  2. 2. VIRTUAL CONFERENCEAGENDAAgendaIntroductionsDiscussion of current industry trendsQ & APlease send questions to moderatorduring presentation; include whom thequestion is for as well. We’ll address asmany as we can during the Q&A andlook forward to a lively discussion.
  3. 3. Our GuestsGreg MilesDirector of the Office ofEthics and Business ConductVerizonKathleen EdmondChief Ethics OfficerBest BuyCarl GoldbergVice President,Compliance and EthicsMacysMichaela AhlbergChief Compliance OfficerVolvo Car Corporation
  4. 4. VIRTUAL CONFERENCECarrie Penman, ModeratorPresident of the Ethical Leadership Group (ELG),the advisory services practice of NAVEX Global.Spent four years as deputy director of the Ethicsand Compliance Officer Association (ECOA).Carrie was one of the earliest ethics officers inAmerica; she has conducted numerous programand culture assessment projects for its clientsand regularly works with and trains companyboards of directors and executive teams.She also serves as a corporate monitor andindependent consultant for companies withgovernment agreements.
  5. 5. VIRTUAL CONFERENCE1. Setting up ethics &compliance programs toweather the storm2. Impact of more governmentenforcement3. Global whistleblower issues4. Internationalization of ethics& compliance issuesTrends we’ll explore
  6. 6. VIRTUAL CONFERENCE1. Ethics & Compliance Programs: Weatherproofing4/2/2013Superiorgovernancepracticesgenerate 20%greater profit.PROFITA BI L I T Y- MIT Sloan School of Management
  7. 7. VIRTUAL CONFERENCE1. Ethics & Compliance Programs: Weatherproofing4/2/2013Superiorgovernancepracticesgenerate 20%greater profit.PROFITA BI L I T YStrong senseof culturalintegrity boostsshareholderreturn by 16%.PERFORM A NC E- MIT Sloan School of Management - Corporate Executive Board
  8. 8. VIRTUAL CONFERENCE1. Ethics & Compliance Programs: Weatherproofing4/2/2013Superiorgovernancepracticesgenerate 20%greater profit.PROFITA BI L I T YStrong senseof culturalintegrity boostsshareholderreturn by 16%.PERFORM A NC EOrganizationsin complianceavoid up to95% of finesand penalties.LIMIT EXPOS UR E- MIT Sloan School of Management - Corporate Executive Board - Federal Sentencing Guidelines
  9. 9. VIRTUAL CONFERENCE1. Ethics & Compliance Programs: Weatherproofing4/2/2013Superiorgovernancepracticesgenerate 20%greater profit.PROFITA BI L I T YStrong senseof culturalintegrity boostsshareholderreturn by 16%.PERFORM A NC EOrganizationsin complianceavoid up to95% of finesand penalties.LIMIT EXPOS UR EEvery $1 spentsaves $5.21 inliability, branddamage & lostproductivity.MEASURAB L E ROI- MIT Sloan School of Management - Corporate Executive Board - General Counsel Round Table- Federal Sentencing Guidelines
  10. 10. VIRTUAL CONFERENCE1. Ethics & Compliance Programs: Weatherproofing4/2/2013Proactive compliance programs improve performance, employee relations,brand equity and shareholder value.Superiorgovernancepracticesgenerate 20%greater profit.PROFITA BI L I T YStrong senseof culturalintegrity boostsshareholderreturn by 16%.PERFORM A NC EOrganizationsin complianceavoid up to95% of finesand penalties.LIMIT EXPOS UR EEvery $1 spentsaves $5.21 inliability, branddamage & lostproductivity.MEASURAB L E ROI- MIT Sloan School of Management - Corporate Executive Board - General Counsel Round Table- Federal Sentencing Guidelines
  11. 11. VIRTUAL CONFERENCE2. Even More Government EnforcementNAVEX Global: The Ethics and Compliance Experts 4/2/2013 11
  12. 12. VIRTUAL CONFERENCE2. Even More Government EnforcementNAVEX Global: The Ethics and Compliance Experts 4/2/2013 12SEC files record735enforcement actions
  13. 13. VIRTUAL CONFERENCE2. Even More Government EnforcementNAVEX Global: The Ethics and Compliance Experts 4/2/2013 13All-time high$6.7billionin finesSEC files record735enforcement actions
  14. 14. VIRTUAL CONFERENCE3. Global Whistleblower Connotations/ProtectionsNAVEX Global: The Ethics and Compliance Experts 4/2/2013 1410EU countriessurveyedSource: Transparency International
  15. 15. VIRTUAL CONFERENCE3. Global Whistleblower Connotations/ProtectionsNAVEX Global: The Ethics and Compliance Experts 4/2/2013 15Whistleblowing legislation across 10 surveyed EUcountries is generally fragmented and weaklyenforced. There is no single, comprehensivelegislative framework in place.10EU countriessurveyedReporting may be superseded by other laws whichprohibit the release of information – and in manycountries, libel and defamation regulations deterwhistleblowers from making disclosures.Source: Transparency International
  16. 16. VIRTUAL CONFERENCE4. Internationalization of ethics & compliance issuesNAVEX Global: The Ethics and Compliance Experts 4/2/2013 1678 percent omitted suppliers from their Codes of Conductand 58 percent “were not sure if their company regularlyassessed ethics risks in the supply chain.”Source: Integrity Interactive surveyMore than 40% of companies carried out no regularassessments of performance against compliance policies.Source: 2011 E&Y Global Fraud Survey
  17. 17. VIRTUAL CONFERENCEAGENDAQuestions & AnswerPlease send questions to themoderator through the session chatinterface.

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