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International Regulatory Overview
                 Canada - USA - Europe - Australia - Asia




                         By : Roger Leclerc - Speaker
                         Title : Senior Director, Regulatory Affairs & Export
                         Date: March 17, 2009




March 17, 2009          International Regulatory Overview                       1
Accept New Challenges




March 17, 2009   International Regulatory Overview                     2
Overview




       Medical Devices Regulatory Overview - Country

       3.    Canada - Therapeutic Products Directorate (TPD)
       4.    United States - Food & Drug Administration (FDA)
       5.    Europe - Competent Authority (TUV, BSI) - Member
             States
       6.    Australia - Therapeutic Goods Administration (TGA)
       7.    Asia - Ministry of Health (MHLW - SFDA)




March 17, 2009          International Regulatory Overview         3
Canada’s Challenges




            Regulatory & Program Modernization of the Food &
             Drug Act
            Enforcement Powers - Consequences Non-Compliance
            Life Cycle of a Medical Device - Develop Investigational
             Testing Inspection Strategy & Program
            Proactive - Surveillance of Safety & Effectiveness &
             Post Market Activities - Inspections
            Experienced Resource Planning - Knowledge Transfer
            Adequate Funding - Meet Requirements
            Admin. Governance - Performance Standards
            International Transparency & Stakeholder framework
            Performance Measurement Framework for Success &
             Continuous Improvement - Regulatory Process



March 17, 2009          International Regulatory Overview                4
United States - Challenges




           Disputes Concerning Payment or Refund of Medical
            Device User Fees
           User Fees & Refunds for Premarket Notification
            Submissions
           Guidance on Postmarket Issues
           Device Specific Guidance's
           Standards Related Guidance's
           Cross-Cutting & Process Guidance
           CDRH Enforcement Discretion
           510(k) Paradigm
           Summary Technical Documentation for Demonstrating
            Conformity to the Essential Principles of Safety &
            Performance



March 17, 2009         International Regulatory Overview                5
Europe’s - Challenges




            Medical Devices Directive (90/385/EEC and 93/42/EEC2)
            Risk-Based Classification
            Non-Regulated Medical Devices
            Implantable / Invasive Devices for Aesthetic Purposes
            Revision of the "New Approach"
            Essential Requirements
            National Specific Requirements
            Notified Bodies
            Info exchange Notified Bodies & Competent Authorities
            Cooperation between Competent Authorities
            Safeguard clause & withdrawal of certificate
            Vigilance
            Market Surveillance




March 17, 2009         International Regulatory Overview                6
Australia’s - Challenges




            Regulation of custom made medical devices
            Third Party Conformity Assessment Bodies for Medical
             Devices Supplied in Australia
            Technical Review of the Code of Practice for the
             Tamper-Evident Packaging (TEP)
            General requirements for labels for medicines
            Remedial actions for medical devices
            Review of TGA actions
            Conformity assessment overview
            Conformity assessment for manufacturers




March 17, 2009         International Regulatory Overview                 7
Asia’s - Challenges




           Japan Revises GCP for Medical Devices & Drugs
           Indonesia Orders Foreign Drug makers to Manufacture In-
            Country
           Diabetes Increasing Rapidly in China - Glucose Monitors
           India Proposes Quality Certification for Medical Devices
           Japan Works to Cut Drug and Device Lag
           Taiwan To Create Food & Drug Administration For Food &
             Drug Safety
           Singapore Tightens Regulation on Medical Device
            Advertising
           India Cracks Down on Fake Drugs




March 17, 2009          International Regulatory Overview                   8
Health Canada




March 17, 2009   International Regulatory Overview              9
Medical Devices Strategic Objective - 2012




        1. Regulatory & Program Modernization

                Strengthen safety oversight - Adopt of life cycle
                 approaches - Risk Management Framework
                Increase & Strengthen Regulatory Tools and
                 Abilities - Learn & Share - Jurisdictions
                Identify shared activities with other jurisdictions
                Develop programs to provide consequences for
                 Non-compliance with regulations
                Amend Investigational Testing Regulations
                Investigational Testing Inspection Strategy &
                 Program - Compliance to GCP - Reporting to HC
                Strengthen Post Market Activities, Surveillance &
                 Safety & Effectiveness monitoring - Risk basis


March 17, 2009           International Regulatory Overview             10
Medical Devices Strategic Objective - 2012




        2. Human Resources

                Knowledge transfer - talented staff
                HR Planning - skills, experience - future
                Training of staff due to science & technology
                Develop a culture of cross training
                Working together - Three different directorates
                Therapeutic Product Directorate (TPD), Health
                 Products and Food Branch Inspectorate (HPFBI),
                 Marketed Health Products Directorate (MHPD)




March 17, 2009            International Regulatory Overview         11
Medical Devices Strategic Objective - 2012




        3. Adequate Funding

           Cost recovery – Charging framework to cover the
            regulation, licensing & post market surveillance of
            health products & medical devices
           Branch - Comprehensive review of programs &
            resources to ensure adequate funding to deliver
            mandated activities
           Identify gaps in its activities - for emerging issues &
            meet strategies - Cabinet & Treasury Board to finance
            programs not funded by Recovery Cost




March 17, 2009          International Regulatory Overview             12
Medical Devices Strategic Objective - 2012




        4. Governance & Business Transformation

                Manage better - current Structure - Collaboration of
                 the Directorate & Inspectorate to discuss Medical
                 Devices Issues i.e. funding for programs
                Therapeutic Products Directorate (TPD), Marketed
                 Health Products Directorate (MHPD), Health Products
                 and Food Branch Inspectorate (HPFBI))
                Review of Structural Options for Longer Term
                 - Review organizational structures to handle device
                 issues as the industry grows, Develop service
                 standards - i.e. MDEL issuance
                 - Develop Performance Measurements for all aspects
                 of the Medical Devices Program - outlining
                 sustainable activities




March 17, 2009            International Regulatory Overview         13
Medical Devices Strategic Objective - 2012




        5. Work in Partnerships, Effective, Transparent
           Communication

                Focus Approach to International Cooperation
                 - Global Harmonization Task Force (GHTF) - Share
                   activities with Food Drug Administration (FDA),
                   Therapeutic Goods Administration (TGA)
                 - Harmonization of Regulatory System - Medical
                  Devices - provide expertise - International & National
                  Standards




March 17, 2009              International Regulatory Overview          14
Medical Devices Strategic Objective - 2012




         Strong & Positive Partnerships with Stakeholders
            - Develop joint activities - organization - associations
            - Canadian Border Services Agency - Address Non-compliant
             devices entering Canada
            - Engage stakeholders and provincial regulatory authorities to
            discuss and plan end user training - high risk devices

         Improve Communications with Stakeholders
           - Identify & improve timeless of communications
           - Registration & disclosure of Clinical Trial Information
           - Rely on - Expert Advisory Committee - Mechanisms improve
            stakeholder Communications




March 17, 2009            International Regulatory Overview              15
Learn New Things




March 17, 2009   International Regulatory Overview                16
Regulatory Issues & Outcome - 2008 - 2009




        1. Standards Recognition

                New list of Recognized Standards Updated Feb 2008

                Proposal to Remove 2nd Edition Dec. 15, 2008 & Move
                 forward with Third Edition of IEC 60601-1

                Input from the Medical Devices Companies is
                 forthcoming to discuss appropriate way to move
                 forward with 3 rd edition of 60601-1 & its associated
                 standards




March 17, 2009             International Regulatory Overview             17
Regulatory Issues & Outcome - 2008 - 2009




        2. Special Access Program

                Advisory Panel - Provide Options - Posted
                Review documentation by Health Canada, listen to
                 presentations at a public forum
                Make propose recommendations and various options
                 for modernizing the Special Access Program
                A Report will be prepared and will be posted to the HC
                 website.
                Industry - invited to provide input




March 17, 2009             International Regulatory Overview          18
Regulatory Issues & Outcome - 2008 - 2009




        3. Significant Changes

           MDB increasing significant changes following recalls -
            safety & effectiveness
           Industry is stating other jurisdiction is non significant
           MDB has instructed industry to discontinue sale of the
            device
           MDB will expedite significant change amendments
            related to a recall
           Industry is stating - Corrective & Preventative Actions
            part of a recall must be clear and harmonized with other
            jurisdictions
           MDB has invited industry to provide input - before
            revision of the guidance document




March 17, 2009          International Regulatory Overview           19
Regulatory Issues & Outcome - 2008 - 2009




      4. Sale of Unlicensed Devices

         Industry - Hospitals, Buying Groups, Dealers, receiving
          quotes - new devices coming to Canada & unlicensed
         MDB - A purchase process - based on promotion could
          be viewed as an activity vs. regulations
         HC- No Intention to sell a device
         Not used on an individual
         Label the device not licensed in accordance with
          Canadian Law
         Return device out of Canada if at a tradeshow
         The device to be under direct control of the company at
          all times




March 17, 2009          International Regulatory Overview           20
Regulatory Issues & Outcome - 2008 - 2009




         5. Device Establishment Licence

            Section 44(1) No person shall import or sell a medical
             device unless - Establishment License
            Importers wish to sell product - new manufacturer or
             new class from current manufacturer - applicant cannot
             import or sell these products until receipt of amended
             MDEL
            Currently the one form - Requires 15 day notification -
             for administrative changes on the current MDEL i.e.
             corporate name changes, contact person




March 17, 2009          International Regulatory Overview         21
Regulatory Issues & Outcome - 2008 - 2009




        6. New Food & Drug Act Liaison Office (FDALO)

           Aimed at preventing & resolving disputes with
            Stakeholders
           Mandate - Receive complaints, concerns or inquires -
            alleged acts, omissions, matters related to Food &
            Drugs Act, listen, offer options, facilitate, investigate
           FDALO has no statutory powers to investigate- not give
            legal advice - change policies -
           Ms Serena Siqueira Director of the Food and Drugs Act
            Liaison Office - Handle concerns from manufacturers -
            license delays - lack of consistency




March 17, 2009          International Regulatory Overview           22
Regulatory Issues & Outcome - 2008 - 2009




        7. Modernization of the Food and Drug Act

           Minister Clement Introduced Bill C-51 - April 2008
           Proposes the modernization of how HC regulates
            therapeutic products
            Supports the implementation of a life cycle approach
            (Progressive Licensing) to the regulations of medical
            devices & pharmaceuticals
           Industry requested that the term Recall be explored to
           Progressive Licensing -
             www.healthcanada.gc.ca/progressive_licensing
           Bill C-51 - http://www.parl.gc.ca/legisinfo/index.asp?
            Language=E&Session=15&query=5420&List=toc




March 17, 2009          International Regulatory Overview            23
Conclusion




                          Thank you


             Medical Devices & Biosciences Int’l (MDBIO Int’l)
                   Website WWW.Mdbioregulatory.ca




March 17, 2009          International Regulatory Overview          24
March 17, 2009   International Regulatory Overview   25
Be Curious & Show Some Initiative




March 17, 2009   International Regulatory Overview               26

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International Regulatory Overview 2009 Rev Linkedln

  • 1. International Regulatory Overview Canada - USA - Europe - Australia - Asia By : Roger Leclerc - Speaker Title : Senior Director, Regulatory Affairs & Export Date: March 17, 2009 March 17, 2009 International Regulatory Overview 1
  • 2. Accept New Challenges March 17, 2009 International Regulatory Overview 2
  • 3. Overview Medical Devices Regulatory Overview - Country 3. Canada - Therapeutic Products Directorate (TPD) 4. United States - Food & Drug Administration (FDA) 5. Europe - Competent Authority (TUV, BSI) - Member States 6. Australia - Therapeutic Goods Administration (TGA) 7. Asia - Ministry of Health (MHLW - SFDA) March 17, 2009 International Regulatory Overview 3
  • 4. Canada’s Challenges  Regulatory & Program Modernization of the Food & Drug Act  Enforcement Powers - Consequences Non-Compliance  Life Cycle of a Medical Device - Develop Investigational Testing Inspection Strategy & Program  Proactive - Surveillance of Safety & Effectiveness & Post Market Activities - Inspections  Experienced Resource Planning - Knowledge Transfer  Adequate Funding - Meet Requirements  Admin. Governance - Performance Standards  International Transparency & Stakeholder framework  Performance Measurement Framework for Success & Continuous Improvement - Regulatory Process March 17, 2009 International Regulatory Overview 4
  • 5. United States - Challenges  Disputes Concerning Payment or Refund of Medical Device User Fees  User Fees & Refunds for Premarket Notification Submissions  Guidance on Postmarket Issues  Device Specific Guidance's  Standards Related Guidance's  Cross-Cutting & Process Guidance  CDRH Enforcement Discretion  510(k) Paradigm  Summary Technical Documentation for Demonstrating Conformity to the Essential Principles of Safety & Performance March 17, 2009 International Regulatory Overview 5
  • 6. Europe’s - Challenges  Medical Devices Directive (90/385/EEC and 93/42/EEC2)  Risk-Based Classification  Non-Regulated Medical Devices  Implantable / Invasive Devices for Aesthetic Purposes  Revision of the "New Approach"  Essential Requirements  National Specific Requirements  Notified Bodies  Info exchange Notified Bodies & Competent Authorities  Cooperation between Competent Authorities  Safeguard clause & withdrawal of certificate  Vigilance  Market Surveillance March 17, 2009 International Regulatory Overview 6
  • 7. Australia’s - Challenges  Regulation of custom made medical devices  Third Party Conformity Assessment Bodies for Medical Devices Supplied in Australia  Technical Review of the Code of Practice for the Tamper-Evident Packaging (TEP)  General requirements for labels for medicines  Remedial actions for medical devices  Review of TGA actions  Conformity assessment overview  Conformity assessment for manufacturers March 17, 2009 International Regulatory Overview 7
  • 8. Asia’s - Challenges  Japan Revises GCP for Medical Devices & Drugs  Indonesia Orders Foreign Drug makers to Manufacture In- Country  Diabetes Increasing Rapidly in China - Glucose Monitors  India Proposes Quality Certification for Medical Devices  Japan Works to Cut Drug and Device Lag  Taiwan To Create Food & Drug Administration For Food & Drug Safety  Singapore Tightens Regulation on Medical Device Advertising  India Cracks Down on Fake Drugs March 17, 2009 International Regulatory Overview 8
  • 9. Health Canada March 17, 2009 International Regulatory Overview 9
  • 10. Medical Devices Strategic Objective - 2012 1. Regulatory & Program Modernization  Strengthen safety oversight - Adopt of life cycle approaches - Risk Management Framework  Increase & Strengthen Regulatory Tools and Abilities - Learn & Share - Jurisdictions  Identify shared activities with other jurisdictions  Develop programs to provide consequences for Non-compliance with regulations  Amend Investigational Testing Regulations  Investigational Testing Inspection Strategy & Program - Compliance to GCP - Reporting to HC  Strengthen Post Market Activities, Surveillance & Safety & Effectiveness monitoring - Risk basis March 17, 2009 International Regulatory Overview 10
  • 11. Medical Devices Strategic Objective - 2012 2. Human Resources  Knowledge transfer - talented staff  HR Planning - skills, experience - future  Training of staff due to science & technology  Develop a culture of cross training  Working together - Three different directorates  Therapeutic Product Directorate (TPD), Health Products and Food Branch Inspectorate (HPFBI), Marketed Health Products Directorate (MHPD) March 17, 2009 International Regulatory Overview 11
  • 12. Medical Devices Strategic Objective - 2012 3. Adequate Funding  Cost recovery – Charging framework to cover the regulation, licensing & post market surveillance of health products & medical devices  Branch - Comprehensive review of programs & resources to ensure adequate funding to deliver mandated activities  Identify gaps in its activities - for emerging issues & meet strategies - Cabinet & Treasury Board to finance programs not funded by Recovery Cost March 17, 2009 International Regulatory Overview 12
  • 13. Medical Devices Strategic Objective - 2012 4. Governance & Business Transformation  Manage better - current Structure - Collaboration of the Directorate & Inspectorate to discuss Medical Devices Issues i.e. funding for programs  Therapeutic Products Directorate (TPD), Marketed Health Products Directorate (MHPD), Health Products and Food Branch Inspectorate (HPFBI))  Review of Structural Options for Longer Term - Review organizational structures to handle device issues as the industry grows, Develop service standards - i.e. MDEL issuance - Develop Performance Measurements for all aspects of the Medical Devices Program - outlining sustainable activities March 17, 2009 International Regulatory Overview 13
  • 14. Medical Devices Strategic Objective - 2012 5. Work in Partnerships, Effective, Transparent Communication  Focus Approach to International Cooperation - Global Harmonization Task Force (GHTF) - Share activities with Food Drug Administration (FDA), Therapeutic Goods Administration (TGA) - Harmonization of Regulatory System - Medical Devices - provide expertise - International & National Standards March 17, 2009 International Regulatory Overview 14
  • 15. Medical Devices Strategic Objective - 2012  Strong & Positive Partnerships with Stakeholders - Develop joint activities - organization - associations - Canadian Border Services Agency - Address Non-compliant devices entering Canada - Engage stakeholders and provincial regulatory authorities to discuss and plan end user training - high risk devices  Improve Communications with Stakeholders - Identify & improve timeless of communications - Registration & disclosure of Clinical Trial Information - Rely on - Expert Advisory Committee - Mechanisms improve stakeholder Communications March 17, 2009 International Regulatory Overview 15
  • 16. Learn New Things March 17, 2009 International Regulatory Overview 16
  • 17. Regulatory Issues & Outcome - 2008 - 2009 1. Standards Recognition  New list of Recognized Standards Updated Feb 2008  Proposal to Remove 2nd Edition Dec. 15, 2008 & Move forward with Third Edition of IEC 60601-1  Input from the Medical Devices Companies is forthcoming to discuss appropriate way to move forward with 3 rd edition of 60601-1 & its associated standards March 17, 2009 International Regulatory Overview 17
  • 18. Regulatory Issues & Outcome - 2008 - 2009 2. Special Access Program  Advisory Panel - Provide Options - Posted  Review documentation by Health Canada, listen to presentations at a public forum  Make propose recommendations and various options for modernizing the Special Access Program  A Report will be prepared and will be posted to the HC website.  Industry - invited to provide input March 17, 2009 International Regulatory Overview 18
  • 19. Regulatory Issues & Outcome - 2008 - 2009 3. Significant Changes  MDB increasing significant changes following recalls - safety & effectiveness  Industry is stating other jurisdiction is non significant  MDB has instructed industry to discontinue sale of the device  MDB will expedite significant change amendments related to a recall  Industry is stating - Corrective & Preventative Actions part of a recall must be clear and harmonized with other jurisdictions  MDB has invited industry to provide input - before revision of the guidance document March 17, 2009 International Regulatory Overview 19
  • 20. Regulatory Issues & Outcome - 2008 - 2009 4. Sale of Unlicensed Devices  Industry - Hospitals, Buying Groups, Dealers, receiving quotes - new devices coming to Canada & unlicensed  MDB - A purchase process - based on promotion could be viewed as an activity vs. regulations  HC- No Intention to sell a device  Not used on an individual  Label the device not licensed in accordance with Canadian Law  Return device out of Canada if at a tradeshow  The device to be under direct control of the company at all times March 17, 2009 International Regulatory Overview 20
  • 21. Regulatory Issues & Outcome - 2008 - 2009 5. Device Establishment Licence  Section 44(1) No person shall import or sell a medical device unless - Establishment License  Importers wish to sell product - new manufacturer or new class from current manufacturer - applicant cannot import or sell these products until receipt of amended MDEL  Currently the one form - Requires 15 day notification - for administrative changes on the current MDEL i.e. corporate name changes, contact person March 17, 2009 International Regulatory Overview 21
  • 22. Regulatory Issues & Outcome - 2008 - 2009 6. New Food & Drug Act Liaison Office (FDALO)  Aimed at preventing & resolving disputes with Stakeholders  Mandate - Receive complaints, concerns or inquires - alleged acts, omissions, matters related to Food & Drugs Act, listen, offer options, facilitate, investigate  FDALO has no statutory powers to investigate- not give legal advice - change policies -  Ms Serena Siqueira Director of the Food and Drugs Act Liaison Office - Handle concerns from manufacturers - license delays - lack of consistency March 17, 2009 International Regulatory Overview 22
  • 23. Regulatory Issues & Outcome - 2008 - 2009 7. Modernization of the Food and Drug Act  Minister Clement Introduced Bill C-51 - April 2008  Proposes the modernization of how HC regulates therapeutic products  Supports the implementation of a life cycle approach (Progressive Licensing) to the regulations of medical devices & pharmaceuticals  Industry requested that the term Recall be explored to  Progressive Licensing - www.healthcanada.gc.ca/progressive_licensing  Bill C-51 - http://www.parl.gc.ca/legisinfo/index.asp? Language=E&Session=15&query=5420&List=toc March 17, 2009 International Regulatory Overview 23
  • 24. Conclusion Thank you Medical Devices & Biosciences Int’l (MDBIO Int’l) Website WWW.Mdbioregulatory.ca March 17, 2009 International Regulatory Overview 24
  • 25. March 17, 2009 International Regulatory Overview 25
  • 26. Be Curious & Show Some Initiative March 17, 2009 International Regulatory Overview 26