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For the period April 2006 – March 2007
For the period April 2006 – March 2007
For the period April 2006 – March 2007
For the period April 2006 – March 2007
For the period April 2006 – March 2007
For the period April 2006 – March 2007
For the period April 2006 – March 2007
For the period April 2006 – March 2007
For the period April 2006 – March 2007
For the period April 2006 – March 2007
For the period April 2006 – March 2007
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For the period April 2006 – March 2007

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  • 1. CPE Calendar For the period April 2006 – March 2007 Obligatory Topics ACCOUNTING AND AUDITING 1. Accounting Standards issued by ICAI 2. Audit, Assurance and Quality Standards issued by ICAI 3. Pronouncements and other documents of ICAI on Accounting and Auditing 4. Accounting Standards with sector wise / industry wise practical presentations 5. Accounting Standards & International Financial Reporting Standards (IFRS) 6. US & UK GAAPs 7. Internal Audit Standards 8. Peer Review – Systems, Procedure and Documentation for Practice Units 9. Sarbanes Oxley Act 10. Accounting of the Urban Local Bodies 11. Forensic Accounting and Audit 12. Internal Audit and Internal Control 13. Service Tax Audit 14. VAT Audit 15. Risk Based Internal Audit INFORMATION TECHNOLOGY 16. Audit in Computerised Environment 17. Computer Aided Audit Techniques and other tools 18. Detection and Prevention of Financial Crimes using Computers 19. E – filing returns under Income Tax Act and other laws 20. Information System Audit - Training Programmes, Case Studies, Consultancy and Documentation 21. Systems Audit and related areas viz. Disaster Management, Security Policy, Procedures, Standards and Risk Analysis 22. ERP & SAP 23. Overview of Information Technology Act TAXATION 24. Audit under Income Tax Act – Preparation, Presentation and Documentation 25. Depreciation: Accounting, Taxation and Company Law issues 26. Emerging Issues in Indirect Taxation 27. Issues in Business Taxation 28. Issues in International Taxation 29. Tax Tribunals including National Tax Tribunal – Role of Chartered Accountants /home/pptfactory/temp/20100513121246/for-the-period-april-2006-march-20074577.doc 1
  • 2. 30. Recent Judgements on Direct Tax Laws 31. Service Tax – Law and Practice 32. Taxation of Non-Resident Indians – Recent Developments 33. Stay, Tax Recovery and other Related Provisions under the Tax Laws 34. Transfer Pricing 35. Corporate Taxation 36. Fringe Benefit Tax (FBT) 37. Value Added Tax (VAT) 38. Survey, Search and Seizure – Current Developments 39. Desk Review CORPORATE LAWS 40. Companies (Auditors' Report) Order (CARO) 41. NCLT Law and Practice 42. MCA 21 – Challenges & Opportunities for the Profession CODE OF CONDUCT 43. Code of Ethics of ICAI and relevant emerging issues FINANCE AND CAPITAL MARKET 44. Derivatives: Futures and Options 45. Sources of Raising Funds 46. Recent trends in finance and capital market 47. International Finance 48. FDI Rules 49. Project Report and Appraisal CORPORATE GOVERNANCE 50. Listing Agreement 51. Audit Committee Charter 52. Audit Committee and Independent Directors 53. Recent Developments in Corporate Governance 54. COSO, COBIT & ERP OTHERS 55. Business Process Outsourcing – Opportunities for Chartered Accountants 56. Knowledge Process Outsourcing – Opportunities for Chartered Accountants 57. Fraud Investigation and Reporting 58. Jurisprudence, Interpretation of Law and Evidences Act 59. Due Diligence & Valuation 60. Money Laundering 61.CA Amendment Act, 2006 62. Merger, Demerger & Networking of CA Firms and Capacity Building /home/pptfactory/temp/20100513121246/for-the-period-april-2006-march-20074577.doc 2
  • 3. Optional Topics ACCOUNTING AND AUDITING 63. Audit of Members of Stock Exchanges and other capital market intermediaries 64. Certification under Export and Import Procedures – Role of Chartered Accountants 65. Review and Compliance Audit of Cooperative Societies and other government bodies 66. Accounting Standards for SMEs and Role of Chartered Accountants 67. Accounting and Auditing issues relating to Charitable Trusts 68. Accounting and Auditing Standards for NGO Sector 69. Audit of Educational Institutions 70. Audit Reports in Public Sector 71. Audit under Sales Tax Laws 72. Bank Audit (Central Statutory Audit and Branch Audit) 73. Insurance Audit 74. Management and Internal Audit 75. Performance Auditing in the Public Sector 76. Stock and Receivables Audit CORPORATE LAWS 77. Competition Law and Policy 78. FEMA 79. Capital Markets – SEBI Regulations & IPO issues FINANCIAL MANAGEMENT 80. Assessing Risk in Public Sector 81. Asset Liability Management 82. Credit Risk Management in Banks 83. New Investment Strategies 84. Reserve Bank of India Guidelines on External Commercial Borrowings and Investment abroad 85. Developments in Indian Capital Markets: Primary Markets and Secondary Markets 86. Financial Restructuring / Re-engineering and Financial Reporting 87. Restructuring of NPA Account 88. Valuation of Enterprise – methods used and its relative importance 89. Commodity Market 90. Technical Analysis of Share Market TAXATION 91. Tax Planning 92. Penalties under Direct Tax Laws /home/pptfactory/temp/20100513121246/for-the-period-april-2006-march-20074577.doc 3
  • 4. 93. Representing a Case Before Appellate Authorities under Income Tax – with mock Tribunals 94. Taxation of e-commerce 95. Taxation of Foreign Collaborations 96. Taxation of Permanent Establishments 97. TDS – Law and Practice 98. Union Budget 2006 and 2007 (Not public meetings) WORLD TRADE ORGANISATION 99. Anti-subsidy and Anti Dumping – Law and practice 100.GATS – Issues for Accounting Profession 101.International Trade Laws 102.Issues relating to TRIMS 103.TRIPS – Role of Chartered Accountants INSURANCE 104.Opportunities for Chartered Accountants in Insurance and Pension Sectors 105.Reinsurance covering:  Reinsurance Market, Special Areas of Reinsurance  Inward Reinsurance  Reinsurance Practice  Reinsurance Administration 106.Detection and Prevention of Insurance Fraud 107.Urban Insurance Issues 108.Computer Security-Related Insurance 109.BPO and Insurance 110.Information Technology and Insurance 111.Engineering Insurance 112.Insurance Survey and Loss Assessment 113.Accounting Issues for Entities involved in Life Insurance Business 114.Accounting Issues for Entities involved in General Insurance Business 115.Audit of Entities involved in Life Insurance Business 116.Audit of Entities involved in General Insurance Business 117.Management Audit of Insurance Companies 118.Insurance Broking 119.Total Quality Management (TQM) in Insurance Industry 120.Bank Assurance: Co-operation between Bank & Insurance 121.Agricultural Insurance 122.Insurance Arbitration 123.Third party Insurance 124.Developments in Pension Fund RISK MANAGEMENT 125.Risk Management- Its essentials and Process 126.Enterprise Risk Management 127.Terrorism Risk Insurance Act /home/pptfactory/temp/20100513121246/for-the-period-april-2006-march-20074577.doc 4
  • 5. 128.Asset Liability Management - Exchange Control & Taxation OTHERS 129.Arbitration and Alternative Dispute Resolution 130.Comparative Analysis of IFAC and ICAI code of ethics 131.Issues and cases relating to unjustified removal of auditors and independence of auditors 132.Customer Relationship Management 133.Implications of code of ethics in disciplinary mechanism 134.Insolvency Laws: Role of Chartered Accountants 135.ISO Certification 136.Practical Issues relating to FCRA (Foreign Contribution Regulation Act) 137.Presentation and Communication Skills for Auditors 138.Risk Management and Loss Assessment 139.Supply Chain Management 140.Works Contract - Tax Implications 141.Personality Development 142.CA: Adding Value to Economic Growth 143.Right to Information Act 144.Basel II 145.Limited Liability Partnership 146.Stress Management for CAs 147.Workers Compensation 148.Decision Making Under Conditions of Uncertainty 149.Introduction to energy insurance 150.Actuarial Reports in compliance with IAS19 – Issues 151.Regulatory framework for Retirement Benefits – current issues in India 152.Actuarial Reports under AS 15 (Revised, 2005) 153.Recent International developments in Employee Benefits; Accounting, Auditing and Taxation Issues /home/pptfactory/temp/20100513121246/for-the-period-april-2006-march-20074577.doc 5
  • 6. Topic for CPE Calendar April 2006 to March 2007 for Members in Industry 1. Implementing the Accounting Standards: Technical & Managerial issues: • Banking Sector • Cement Industry • Construction Industry • Educational Institutions • Fertilizer Industry • Insurance Industry • Jute Industry • Petrochemical Industry • Petroleum Industry • Pharmaceutical Industry • Plantation Industry • Power Industry • Steel Industry • Stock Exchanges • Telecom Industry • Tourism Industry 2. Managerial issues in Auditing Standards, Expectations, and compliance requirements in general: • Banking Sector • Cement Industry • Construction Industry • Educational Institutions • Fertilizer Industry • Insurance Industry • Jute Industry • Petrochemical Industry /home/pptfactory/temp/20100513121246/for-the-period-april-2006-march-20074577.doc 6
  • 7. • Petroleum Industry • Pharmaceutical Industry • Plantation Industry • Power Industry • Steel Industry • Stock Exchanges • Telecom Industry • Tourism Industry 3. Cost & Financial Management • Balanced Scorecard • Better Budgeting • Business Planning • Business Process Improvement Techniques • Business Valuation • Capital Budgeting under Globalised Business Environment • Cash Flow and Financial Forecasting • Cost Management • Corporate Restructuring • Corporate Social Responsibility • Financial Due-Diligence • Financial Engineering • Financial Instruments and Derivatives • Financial Modeling • Issues in Cross Border Investments • Issues in Mergers and Acquisitions • Restatements of Financial Statements under US GAAPs and IASs • International Accounting Standards & IFRS • Corporate Financial Reporting 4. LAW • Corporate Governance • Developments in Labour Laws • EXIM Policy and Procedures • Provisions of FEMA • Important provisions relating to Right to information Act • An overview of the provisions of Sarbanes Oxley Act /home/pptfactory/temp/20100513121246/for-the-period-april-2006-march-20074577.doc 7
  • 8. 5. BUSINESS MANAGEMENT • Conflict Management • Consumer and Organizational Buying Behavior • Contract Management – Practical Issues • Competitiveness: Concepts and Challenges • Commercial Due Diligence • Credit Analysis and Credit Management • Customer Relationship Management • Evaluation of Supplier Strategy: Valuation Framework • Management of Change • Managing Creativity • Managing Employee Redundancy • Implementing ABC in Manufacturing Environment • Industrial Relations • Value Based Management • Time Management • Total Quality Management • Treasury Management • Six Sigma • Strategic Decision - Making • Stress Management • Supply Chain Management • Sustainability Development • Money Laundering Risk and Management • Motivation Techniques • Narrative Reporting • Enterprise Risk Management • Knowledge Management • Operations Planning and Control • Performance Management • Quality Audits • Value Added Business Controls - The Right Way to Manage Risk • Management Audit /home/pptfactory/temp/20100513121246/for-the-period-april-2006-march-20074577.doc 8
  • 9. • Cost reduction techniques in Resource Mobilization 6. INFORMATION TECHNOLOGY • Computer Assisted Performance Evaluation • Developments in Information Technology • E-commerce / Governance • ERP and MIS Systems • Information Systems- Security and Control • Technology Management • Internal Auditing with information Technology and CAATs 7. TAXATION • Developments in Direct Taxation • Developments in Indirect Taxation • Transfer Pricing • Taxation of Charitable Trusts • Computation & Assessment of Fringe Benefit Tax • Tax Planning for Capital Gains • Tax Audit u/s 44AB • Corporate Taxation • Preparation & presentation of Appeals before the CIT & ITAT • Survey, Search & Seizure under the Income Tax Act • Income Tax Assessment • Income Tax Deducted at Source & Filing of TDS Returns - Practical Issues • Service Tax 8. OTHERS • Communication Skills and Personality Development • Auditors’ Report under the Companies Act – Issues on CARO, Documentation, Reporting and Disclosure Requirements • Detection and Prevention of Frauds • Environmental Accounting • Issues in TRIMS • Recovery Management of NPAs /home/pptfactory/temp/20100513121246/for-the-period-april-2006-march-20074577.doc 9
  • 10. • Regulatory Developments in Countries Abroad • Urban Planning and Environment • World Economic Development and Investment Planning • Capital Markets • BASEL II Norms Please Note the following: • CPE Programme Organising Units (POUs) with more than one thousand members of the Institute should conduct at least 2 topics from the Obligatory Topics and Optional Topics in each quarter. POUs with less than one thousand members of the Institute should conduct at least 1 topic from the Obligatory Topics and Optional Topics in each quarter. • The no. of programmes to be conducted by each POU can be adjusted in such a way that each member can earn 20 hours of CPE Credit during the calendar year 2006-07. • CPE programmes should be held exclusively by POUs and not jointly with any other organisation. If any such instance is brought to our notice, the credit of CPE hours of that particular programme would be cancelled and appropriate action may be initiated against the office bearers of the POU. • CPE credit hours for programmes other than those topics included in the CPE Calendar are mandatorily required to take prior approval from CPE Directorate. • Regional Councils/ Branches have to conduct training programmes/ workshops in emerging areas such as Accounting Standards and IFRS, US and UK GAAPs, BPO, SOX, Due Diligence & Valuation, Internal Control, Forensic Audit, Transfer Pricing, Arbitration, ERP & SAP, Systems Audit and MCA 21. , The information pertaining to programmes to be conducted by each Programme Organising Unit should be uploaded on the CPE Portal. Kindly note the following in this regard: • All activities relating to grant of CPE hours, marking of attendance of members after the program has been organized shall be dealt with only through the CPE portal. • For organizing of programmes falling under CPE Calendar, you are requested to fill up the program structure on the CPE portal and grant of CPE Hours will be made automatically by the CPE Portal. • For programs not falling under CPE Calendar, you are requested to fill up the program structure on the CPE Portal only and approval for the program and applicable CPE Hours will be granted by the CPE Secretariat through the CPE Portal only. • Kindly note you have to fill up program details before organizing any event failing which CPE Hours for the members can not be granted by the CPE Portal. • Kindly also note uploading of Members’ attendance on CPE portal should be completed within 10 days of organizing an event. /home/pptfactory/temp/20100513121246/for-the-period-april-2006-march-20074577.doc 10
  • 11. Also note that the parameters for organizing `National Seminar’, ‘National Conference’ `All India Conference’ and `International Conference’ are available on the CPE portal. You are requested to adhere to these parameters while finalising any such programme. Also please note that the set of directions for ‘Professionalisation of Conduct of CPE Programmes’ are available on the CPE portal. You are requested to adhere to these directions in letter and spirit. ______________________________________________________________________ /home/pptfactory/temp/20100513121246/for-the-period-april-2006-march-20074577.doc 11

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