Be the first to like this
Original air date:
May 13, 2014
Archived recording at http://www.mhmcpa.com
Significant changes are about to take effect for broker-dealers and auditors alike. New rules have been adopted by the Securities and Exchange Commission (SEC) and the responsibility for oversight of auditors of broker-dealers has been delegated to the Public Company Accounting Oversight Board (PCAOB). As a result, broker-dealers will be required to file new schedules with the SEC and auditors will begin performing such audits in accordance with the standard of the PCAOB. Learn how you can prepare for these requirements during this free webinar from CBIZ and Mayer Hoffman McCann.