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Compliance Officer Manual
Compliance Officer Manual
Compliance Officer Manual
Compliance Officer Manual
Compliance Officer Manual
Compliance Officer Manual
Compliance Officer Manual
Compliance Officer Manual
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Compliance Officer Manual

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  1. FINE TUNEYour client monitoring approachAll models. SDD. EDD. IDV. PEP. Sanctions. Media.Compliance Officer Manual y db te s d tes ader an ry le ed t Tri ndus i
  2. JUMP STARTJump start your compliance process withproven tools for compliance professionals.Used by 3,500 firms globally, our industry-leading software, hosted or easily installed,improves your efficiency.Better process means better businessprotection, greater customer insight andmore robust controls.You can achieve this with LexisNexis.
  3. PERFORMANCEBest practice says you’ll already have anadvanced fuzzy matching programmein place, a comprehensive audit trail andan escalation process.But, if your performance is not up toscratch, you know the consequences;business exposed, big fines, reputationaldamage, change of career.Develop a streamlined process with ourreliable and consistent solutions.LexisNexis can help.
  4. TUNINGOngoing monitoring of sanctions, Used by over 3,500 firms globally, ourwatchlists, PEPs, global media and industry-leading software, hosted orinternal black lists, or real-time and easily installed, allows you to approvebatch checks, workflow and escalation new clients, minimise false positives andtools, and comprehensive audit trails. instantly build your accept lists. YouIt’s all key to your compliance process. never see the same alert twice.You need access to relevant information Finely tune your fuzzy matchingon parties you’re doing business with. approach with LexisNexis.
  5. MAINTENANCERed flags and new sanction notices all Simply ready to use from Day 1, or therequire you to stop and look more solution can be automated andclosely. integrated to identify compliance vulnerabilities and minimise yourFrom 1,000 to over 100 million names, workload.LexisNexis checks as many customers orthird-parties as you need against all the Quickly and cost-effectively conduct duenecessary watch lists. diligence with LexisNexis.
  6. RISK IDENTIFIEDManaging compliance and maintaining You can’t look at risks everyday.your corporate security has never been Automating an ongoing monitoringmore important. process that can look at multiple media sets means you don’t have to.Applying a risk-based approach isneither mandatory nor prescriptive. LexisNexis does it for you.But a properly applied approach shouldresult in a more cost effective useof resource.
  7. Only LexisNexisgives you all this…Our solutions simplify the real-time andbatch screening of new and existingcustomers through access to the latesttechnologies and decision-makingtools, including identity verification, “ We were really impressed with how name matching algorithm delivered excellent results which were easy to understand. “ fast and simple it is to use. The fuzzy-regulatory compliance and enhanceddue diligence applications. Gary Stephenson,Add to your peace of mind by knowing MLRO Prudential UKmore about who you are doingbusiness with.
  8. Get in touch020 7400 2809risk@lexisnexis.co.ukwww.lexisnexis.co.uk/risk

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