Www stockbrokerlitigation com

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From 1984 until 1997, David Weintraub represented the majority of this country’s largest securities firms. He knows the securities industry and how it operates. In 1997 David Weintraub switched sides, putting his extensive knowledge and experience to work for institutional and individual investors who have suffered investment losses. The firm’s practice focuses on Securities Arbitration and Litigation - See more at: http://www.stockbrokerlitigation.com/#sthash.FSa4rDfT.dpuf

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Www stockbrokerlitigation com

  1. 1. pdfcrowd.comopen in browser PRO version Are you a developer? Try out the HTML to PDF API A Trusted Partner You Can Count On Call Us Toll Free 1.800.718.1422 Securities Abritration Lawyer FINRA Arbitration Attorney About David Weintraub Arbitration & Litigation News & Resources Typical Securities Claims Mediation Services Contact Us Stockbroker Litigation, Securities Arbitration Lawyer and FINRA Arbitration Attorney From 1984 until 1997, David Weintraub represented the majority of this country’s largest securities firms. He FINRA News FINRA Disciplinary Action Against McAdams Wright Ragen, Inc. In August 2013, FINRA announced that McAdams Wright Ragen, Inc. submitted a Letter of Acceptance, Waiver and Consent SEC News SEC Halts Florida-Based Prime Bank Investment Scheme On September 9, 2013, the SEC announced that they had charged a Miami-based attorney and other perpetrators of a prime ...
  2. 2. pdfcrowd.comopen in browser PRO version Are you a developer? Try out the HTML to PDF API knows the securities industry and how it operates. In 1997 David Weintraub switched sides, putting his extensive knowledge and experience to work for institutional and individual investors who have suffered investment losses. The firm’s practice focuses on Securities Arbitration and Litigation. We are especially sensitive to our clients’ desire to maintain their privacy – to not alert the general public to their investment losses. One of the most attractive features of the arbitration process is its confidential nature. Your Statement of Claim, or Complaint, will not be a public document. It is unlikely that your deposition will ever be taken. Our goal is to keep your case “under the radar.” For a confidential discussion regarding your potential claims, please contact our office. David Weintraub maintains a Martindale-Hubbell rating of AV–very high to preeminent, highest rating available. We look forward to being a trusted partner the client can count on. Stock Broker Litigation & Fraud You’ve heard the saying: “It takes one to know one.” Well, when I began my legal career in Miami, I regularly represented Wall Street’s largest securities firms, in state and federal courts, in arbitration proceedings, and in regulatory inquiries and investigations. Then I switched sides. Since 1997, when I returned to private practice, I have represented hundreds of retail and institutional investors across the country in claims ranging from under $100,000 to more than $100 million. You can learn about our typical securities claims here. Securities Arbitration & FINRA Arbitration When a dispute arises between an investor and a financial advisor, how is that dispute resolved? If the financial advisor is registered with FINRA (Financial Industry Regulatory Authority), the investor is entitled to have the dispute resolved through an arbitration process administered by FINRA. A FINRA arbitration is similar to a trial in a courtroom. However, instead of having a judge and a jury, the investment dispute will be resolved by one or three arbitrators. Learn More about our FINRA Arbitration Process. Letter of Acceptance, Waiver and Consent in which ... Read More » FINRA Disciplinary Action Against Michael Anthony Gigante In August 2013, FINRA announced that New York Registered Representative Michael Anthony Gigante submitted a Letter of Acceptance, Waiver and ... Read More » attorney and other perpetrators of a prime ... Read More » SEC Charges Purported Money Manager With Defrauding Investors and Brokerage Firms On September 3, 2013, the SEC announced that it had charged a purported money manager in New York with conducting ... Read More »
  3. 3. pdfcrowd.comopen in browser PRO version Are you a developer? Try out the HTML to PDF API Typical Securities Claims Breach of Fiduciary Duty Unsuitability Failure to Diversify Churning ISDA Agreement Litigation Unregistered Stockbrokers and Unregistered Sales Assistants Unregistered Securities Concentrated Positions Negligence Unauthorized Trading Breach of Contract Breach of Third Party Contract Failure to Follow Instructions Arbitration and Litigation What is Securities Arbitration? Product Cases News & Resources About David Weintraub Contact Us David A. Weintraub, P.A. David A. Weintraub is admitted to practice in Florida, New York and Nebraska. Follow StockBrokerLitigation: 7805 S.W. 6th Court Plantation, Florida 33324 Telephone: 954.693.7577 Toll Free: 800.718.1422 Facsimilie: 954.693.7578 E-Mail: daw@stockbrokerlitigation.com Available by Appointment: 40 Exchange Place Suite 2010 New York, NY 10005 Telephone: 212.825.1700 © Copyright 2012. All Rights Reserved. Lawyer Resources | Sitemap | Legal By David Weintraub | A Paperstreet Web Design

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