How to Manage Social Media in Your Organization: Building aSuccessful Governance Strategy       Patricia C. Franks, Ph.D.,...
Learning ObjectivesUpon completion of thissession, participants will be able to:1. Analyze the impact of social media   te...
Management Strategies          Must Address Systems of Record – We’re good at this!  – Records Management Systems were de...
Today’s Agenda Panelist #1: Elizabeth Shaffer  Topics – Social Media Governance > Laws and  Regulations > Technology & In...
Governance is about …      Providing leadership      Setting goals and strategies      Obtaining and allocating resourc...
Laws and Regulations      Legislative, legal, and regulatory issues       are an important consideration when       using...
Laws and Regulations  U.S. Statutes and Regulations     - Many acts and regulations address requirements       for managi...
Laws and Regulations  Case Law     – More than 600 federal and state court decisions on a       variety of topics address...
Laws and Regulations  Sources of Information, Global Laws and     Regulations     – Professional and trade associations p...
Technology & Infrastructure      Evaluating Social Media Applications       and Services       – Evaluate the application...
Technology & Infrastructure      Computing Infrastructure       – Standardize on certain hardware, software, software    ...
Technology & Infrastructure      Records and Information Management       Process Implications       – Once a social medi...
Technology & Infrastructure      Service Level Agreements/Terms of       Service Agreements       – Internally hosted app...
Risk Management and              Behavioral Norms Need to understand and assess the impact     on the organizations recor...
Risk Management and            Behavioral Norms Some actions to mitigate or minimize risks:     – Develop a migration pla...
Risk Management and            Behavioral Norms Some actions to mitigate or minimize risks:     – Taking an inventory of ...
Policy Comprehensive Policy Development Championed and Approved at a High Level Combined with Related Policies/RM/IM/IT...
Policy       Policy Content        –   Purpose        –   Scope        –   Roles & Responsibilities        –   Behavioral...
Policy Policy Communication & Implementation  – Communications Plan  – Training Plan  – Implementation PlanSBR           ...
Recordkeeping Controls Adherence to RM Principles  – Organizations responsible for their own records  – Records Retention...
Capturing & Preserving Records    Capture     – Is it a record?    Storage    Protection from alteration    Proper acc...
Tagging and Metadata Capture Adequate Metadata to ensure:  – Authenticity  – Reliability  – Accessibility  – UsabilitySBR...
Tagging and Metadata Minimum Set per Dublin Core/ISO 23081      –   Author or Creator      –   Individual Performing Post...
Tagging and Metadata Classification, Retention and Disposition      Metadata      – Record      – Associate with Records ...
Tagging and Metadata Traditional and Non-Traditional Taxonomies  – Traditional         Meaningful to user and consistent...
Data Maps       Inventory of Social Media Content       Integrate into Existing Data Map       All information inventor...
Data Maps Data Map Benefits      – Listing of all content for retrieval and e-discovery      – Inventory of all ESI inter...
Data Maps If No Data Map      – Look at legacy processes or applications where most of        the information is already ...
Change Management What is Change Management?     A structured approach to shifting and transitioning     individuals, tea...
Change Management Common Reasons Why Social Media Use     May Fail     – Failure to identify appropriate software solutio...
Change Management Common Reasons for Social Media Failure     Continued…     – Lack of executive management (i.e. Top-Dow...
Change Management Ways To Improve the Organization’s     Change Management Efforts Related to     Social Media     – Esta...
Change Management Recognize and reward progress and  achievements Initially, set aims that are easy to achieve Encourag...
Training Social Media Training should include:  – Organization’s definition of social media such    that applications, to...
Training Explanation of social media policies and   compliance expectations, including   consequences and penalties for  ...
Training Types of Training Platforms and Venues  – In-person classes  – Online  – On-demand classes  – Wikis, Blogs  – Pr...
Training Who takes the lead in Training the     Organization?     – Employees of the Organization – HR, RIM, IT     – Ext...
Audit & Evaluation Steps To Provide A Consistent Audit     Experience     – Define the purpose of the audit at the outset...
QUESTIONS?             39
References for your RIM Library    (ANSI/ARMA 18-2011)   (ARMA TR-21-2012)                                              40
Contact the Panelists Sandra Broady-Rudd, CRM    Sandra.E.Broady-Rudd@wellsfargo.com Elizabeth Shaffer    elisabeth.shaf...
Continue the Conversation               Twitter     @ARMA_INT or #ARMA12        ARMA iConference      http://iconference.a...
HOW TO MANAGE SOCIALMEDIA IN YOUR ORGANIZATION     Patricia C. Franks, Ph.D., CRM        patricia.franks@sjsu.edu Educatio...
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How To Manage Social Media In Your Organization: Building A Successful Governance Strategy - Arma Chicago 2012

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Learning Objectives

Upon completion of this session, participants will be able to:
Analyze the impact of social media technologies on records management
Identify records residing in blogs, microblogs, and social networks
Cite best practices for governing social media records
Describe current tools available to capture and manage social media record

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  • #1#2DescriptionComplementing ANSI/ARMA 18-2011 Implications of Web-based, Collaborative Technologies in Records Management (ANSI/ARMA 18-2011), this new technical report offers advice on implementing social media within the context of accepted RIM best practices. Topics include governance, infrastructure/technology, processes and controls, change management, training, and audit/evaluation.
  • How To Manage Social Media In Your Organization: Building A Successful Governance Strategy - Arma Chicago 2012

    1. 1. How to Manage Social Media in Your Organization: Building aSuccessful Governance Strategy Patricia C. Franks, Ph.D., CRM Sandra Broady-Rudd, CRM Elizabeth Shaffer, UBC Doctoral Student James A. Merrifield, ERM Education Code: TU02-3277
    2. 2. Learning ObjectivesUpon completion of thissession, participants will be able to:1. Analyze the impact of social media technologies on records management2. Identify records residing in blogs, microblogs, and social networks3. Cite best practices for governing social media records4. Describe current tools available to capture and manage social media records 2
    3. 3. Management Strategies Must Address Systems of Record – We’re good at this! – Records Management Systems were developed to manage content in the form of documents (e.g., text and graphics) that are regulated, controlled, and provide accurate and complete evidence of transactions Systems of Engagement – This is our latest challenge. – Social media technologies enable conversations and interactions in the form of text, images, audio, and video developed in an ad hoc and collaborative manner and result in information that may be transient in nature 3
    4. 4. Today’s Agenda Panelist #1: Elizabeth Shaffer Topics – Social Media Governance > Laws and Regulations > Technology & Infrastructure > Risk Management and Behavioral Norms Panelist #2: Sandra Broady-Rudd, CRM Topics – Social Media Policy > Recordkeeping Controls > Tagging and Metadata > Creating Data Maps Panelist #3: James A. Merrifield, ERM Topics – Change Management > Training > Audit and Evaluation 4
    5. 5. Governance is about …  Providing leadership  Setting goals and strategies  Obtaining and allocating resources  Protecting resources and/or assets  Monitoring results and trendsES 5
    6. 6. Laws and Regulations  Legislative, legal, and regulatory issues are an important consideration when using social media in an organization  U.S. case law involving social media is ever-evolving  Regulations vary from one country to the next – Increasingly, many organizations operate globally, where records and information are created, transmitted, and/or stored acrossES international boundaries 6
    7. 7. Laws and Regulations  U.S. Statutes and Regulations - Many acts and regulations address requirements for managing various types of records and information regardless of document format and the means by which the document comes into existence - Example #1: Financial Industry Regulatory Authority Regulatory Notice 10-06 - Example #2: NARA Report on Federal Web 2.0ES Use and Record Value 7
    8. 8. Laws and Regulations  Case Law – More than 600 federal and state court decisions on a variety of topics addressing social media evidence in published opinions – Example #1: Lester v. Allied Concrete Company (2011) – Example #2: Torres v. Lexington Insurance Company (2006)ES 8
    9. 9. Laws and Regulations  Sources of Information, Global Laws and Regulations – Professional and trade associations provide up-to-date news pertaining to domestic and foreign legislative, legal, and regulatory headlines – Other private or government organizations can be useful sources of information as well – Foreign news sources can provide an overseas perspective, which can be helpful to organizations operating in a global arenaES 9
    10. 10. Technology & Infrastructure  Evaluating Social Media Applications and Services – Evaluate the application software or services before considering them for purchase and deployment – After a proposed application or service has been selected, the process for determining if it fits within the organization’s technology infrastructure begins – The following slides outline issues to be considered in the evaluation, as well as methods for addressing these issuesES 10
    11. 11. Technology & Infrastructure  Computing Infrastructure – Standardize on certain hardware, software, software versions, databases, etc., to provide a more cost- effective computing infrastructure  Security – Determine the type of service provided through social media and ensure periodic testing of that service  Network Considerations – Evaluate the impact the application has on the overall network needsES 11
    12. 12. Technology & Infrastructure  Records and Information Management Process Implications – Once a social media application has been approved for use in the organization, several records and information management considerations should be investigated  Audit and Monitoring of Social Media Applications and Services – After a social media application or service has been approved by the organization, usage must be monitored and audited – This activity should have the highest priority, givenES that externally facing content can be accessed by the general public 12
    13. 13. Technology & Infrastructure  Service Level Agreements/Terms of Service Agreements – Internally hosted applications – Externally hosted applicationsES 13
    14. 14. Risk Management and Behavioral Norms Need to understand and assess the impact on the organizations records and information management and legal/regulatory compliance obligations – Legal discovery (also referred to as e-discovery) – Admissibility – Preservation – PrivacyES 14
    15. 15. Risk Management and Behavioral Norms Some actions to mitigate or minimize risks: – Develop a migration plan for any social media software used by the organization – Refrain from duplicating user IDs and passwords across multiple social networking sites – Train employees on the appropriate use of social media within the organizationES 15
    16. 16. Risk Management and Behavioral Norms Some actions to mitigate or minimize risks: – Taking an inventory of social media sites used by the organization – Investigating software or applications available for monitoring and preserving social media information – Maintaining and updating the organization’s retention schedule, to include records and information created, transmitted, and/or stored via social mediaES 16
    17. 17. Policy Comprehensive Policy Development Championed and Approved at a High Level Combined with Related Policies/RM/IM/IT Collaborative input from RM, HR, Legal, IT, Marketing Map to Existing Best Practices and Regulatory Requirements to Identify Gaps Policy will RemedySBR 17
    18. 18. Policy  Policy Content – Purpose – Scope – Roles & Responsibilities – Behavioral Expectations – Expectations of Privacy – Confidentiality – Approved Tools – RM Guidance – Intellectual Ownership – Ownership – Enforcement – AcknowledgementsSBR 18
    19. 19. Policy Policy Communication & Implementation – Communications Plan – Training Plan – Implementation PlanSBR 19
    20. 20. Recordkeeping Controls Adherence to RM Principles – Organizations responsible for their own records – Records Retention Schedules are media neutral and based on content – Organizational content, including records/information, is an asset owned by the organizationSBR 20
    21. 21. Capturing & Preserving Records  Capture – Is it a record?  Storage  Protection from alteration  Proper access controls  Classification to retention schedule  Ability to change retention  Destruction and SuspensionSBR  Record Ownership 21
    22. 22. Tagging and Metadata Capture Adequate Metadata to ensure: – Authenticity – Reliability – Accessibility – UsabilitySBR 22
    23. 23. Tagging and Metadata Minimum Set per Dublin Core/ISO 23081 – Author or Creator – Individual Performing Posting – Org or unit – Topic – Id of external or internal publisher – Access restrictions – Date/time of creation – Date/Time of modification – Individual performing the modificationSBR 23
    24. 24. Tagging and Metadata Classification, Retention and Disposition Metadata – Record – Associate with Records Retention Schedule – Destruction Eligibility Date – Date of DestructionSBR 24
    25. 25. Tagging and Metadata Traditional and Non-Traditional Taxonomies – Traditional  Meaningful to user and consistent with records/information methodologies – Non-Traditional  Collaborative Tagging  More informal tagging seen with social media  Collaborative effort by users to create and manage their own tags to classify and categorize on-line contentSBR 25
    26. 26. Data Maps  Inventory of Social Media Content  Integrate into Existing Data Map  All information inventoried to: – Speed Retrieval – More Seamless E-Discovery Response – Aid in Records Preservation EffortsSBR 26
    27. 27. Data Maps Data Map Benefits – Listing of all content for retrieval and e-discovery – Inventory of all ESI internal and external – Synchronization to data to retention schedule – Identification of Information Technology applications – Identification of information duplication – Validate whether information constitutes “official” record – Mechanism for managing records and informationSBR when applications are decommissioned 27
    28. 28. Data Maps If No Data Map – Look at legacy processes or applications where most of the information is already documented – Develop project to incorporate necessary procedures and metadata to start building a comprehensive data map for the organization – Less time and resources than starting from scratchSBR 28
    29. 29. Change Management What is Change Management? A structured approach to shifting and transitioning individuals, teams, and organizations from a current state to a desired future state where change can be accepted and embracedJM 29
    30. 30. Change Management Common Reasons Why Social Media Use May Fail – Failure to identify appropriate software solutions – Lack of organization-wide training and education – Employee resistance to change due to uncertainty and insecurity – Failure to create organization-wide policies – Lack of resources (e.g. time, money, personnel)JM 30
    31. 31. Change Management Common Reasons for Social Media Failure Continued… – Lack of executive management (i.e. Top-Down) support – Failure to develop a strategy – Excessive and/or primary reliance upon interns and/or volunteersJM 31
    32. 32. Change Management Ways To Improve the Organization’s Change Management Efforts Related to Social Media – Establish a clear vision and strategy to stimulate organization-wide buy-in – Make objectives relevant and inspire individuals to take action by communicating early and broadly – Build a committed and skillful core team – Know Your AudienceJM 32
    33. 33. Change Management Recognize and reward progress and achievements Initially, set aims that are easy to achieve Encourage determination and persistence by reporting on progress and highlighting future milestones to be achieved Weave change into the organization’s cultural fabric and reinforce its value through recruitment and promotionJM 33
    34. 34. Training Social Media Training should include: – Organization’s definition of social media such that applications, tools, and platforms are clearly explained – Organization’s goals and objectives (e.g. public relations, sales, customer service) – Benefits and risks of social media use within the organizationJM 34
    35. 35. Training Explanation of social media policies and compliance expectations, including consequences and penalties for noncompliance Tips on behavioral practices for safe, secure, effective use of social media Department(s) and/or individual(s) responsible for social media in the organization, providing points of contact forJM employees 35
    36. 36. Training Types of Training Platforms and Venues – In-person classes – Online – On-demand classes – Wikis, Blogs – Private Social Media site managed by organization – Podcasts, Video Conferences, Audio ConferencesJM 36
    37. 37. Training Who takes the lead in Training the Organization? – Employees of the Organization – HR, RIM, IT – External Contractors hired by organization – Combination of BothJM 37
    38. 38. Audit & Evaluation Steps To Provide A Consistent Audit Experience – Define the purpose of the audit at the outset – State the scope of the audit and determine what is to be included/excluded in the effort – Determine the recurring audit calendar cycle – Determine if individuals form within the organization will conduct the audit or if external contractors will be used – Determine the audience for the audit resultsJM 38
    39. 39. QUESTIONS? 39
    40. 40. References for your RIM Library (ANSI/ARMA 18-2011) (ARMA TR-21-2012) 40
    41. 41. Contact the Panelists Sandra Broady-Rudd, CRM Sandra.E.Broady-Rudd@wellsfargo.com Elizabeth Shaffer elisabeth.shaffer@gmail.com James A. Merrifield, ERM jamesmerrifieldii@gmail.com 41
    42. 42. Continue the Conversation Twitter @ARMA_INT or #ARMA12 ARMA iConference http://iconference.arma.org … and find us onFacebook and LinkedIN by searching for ARMA International
    43. 43. HOW TO MANAGE SOCIALMEDIA IN YOUR ORGANIZATION Patricia C. Franks, Ph.D., CRM patricia.franks@sjsu.edu Education Code: TU02-3277

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