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Audit committees, management and boards of directors of banks and securities firms must keep pace with changing regulations, from the rules created under the Dodd-Frank Act to accounting pronouncements.
Grant Thornton’s Banking & Securities Update series provides brief, need-to-know overviews of the major accounting, regulatory and tax issues facing the industry.
The Fall 2012 issue covers topics including:
•FASB’s proposed expanded liquidity risk and interest rate risk disclosures
•OCC’s updated guidance on common accounting issues for banks
•Dodd-Frank Act and JOBS Act implementation updates
•Amendments to SEC Rule 17a-5 and financial responsibility rules
•Basel III capital and liquidity requirements affecting broker dealers