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FP7 Projects:
Negotiation, management and
financial rules
A general overview with practical tips
Mr. Gabor Kitley
Managing...
Content
1. FP7 Project Consortium –
Basic Facts, ‘WiW’ and R&R’
2. FP7 Project Negotiations
3. FP7 Financial Rules
4. FP7 ...
1. Basic Facts and the Consortium
Basic Facts
All FP7 are directly controlled by the DG Research
– no national administration involved
Joint technical respo...
Who is Who in FP7?
Project Officer and Legal/ Financial
Officer:
The consortium’s interface with the EC –
single contact p...
2. FP7 GA Negotiation Process
Negotiations - Before the project can
start..
Call for proposals
Proposal
Evaluation
Grant Agreement Negotiotiation
Grant ...
Grant Agreement Negotiations
PROPOSAL
Evaluators
comments in
ESR
EC Policies
and priorities
ESR: Evaluation Summary Report...
Administrative issues: PIC, LEAR and
URF
Electronic systems for all admin issues
One Participant Identification Code (PIC)...
3. Basic financial Issues
NON-ELIGIBLE
COSTS
DIRECT
COSTS
INDIRECT
COSTS
ELIGIBLE
COSTS
PROJECT
BUDGET
What is the project budget and FP7 budget?
Ways of financing under FP7 contracts:
Indirect Actions – aka Projects (costs)
Partial reimbursement of actual
eligible co...
Eligible costs
Eligible costs must be:
Actual – no estimations or averages!
Incurred during the project’s duration
Paid by...
For all:
(1) Actual overhead
NB: (2) simplified method
Or (3) flat rate of 20% of direct eligible costs minus
subcontracti...
NoE 100% 100%
Large
Collaborative
Projects
50% or
75%
50% 100% 100%
Small
Collaborative
Projects
50% or
75%
50% 100% 100%
...
EC Contribution
Funding Rate
Total Reported
expenditures
Indirect Costs
Indirect cost-rate
Total Direct
Other
Personnel
12...
How do you receive the EC contribution?
Advance payment up to 80%(!!) at the very
beginning of the project – generally for...
4. Reporting
Reporting obligations
Submission of Periodic Reports in 60 days after the
end of each period of your projects by the coord...
5. The legal matters in a
nutshell…..
The Consortium Agreement
“The Consortium Agreement determines the purposes and
expectations of the Beneficiaries, and the ...
Thank You for Your Attention!
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FP7 project negotiation, management and financial rules

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Overview of FP7 negotiation and management procedures and financial rules

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Transcript of "FP7 project negotiation, management and financial rules"

  1. 1. FP7 Projects: Negotiation, management and financial rules A general overview with practical tips Mr. Gabor Kitley Managing Director Europa Media non-profit Ltd. S&T Cooperation Days 4-6th November 2009 JNU, New Delhi - India
  2. 2. Content 1. FP7 Project Consortium – Basic Facts, ‘WiW’ and R&R’ 2. FP7 Project Negotiations 3. FP7 Financial Rules 4. FP7 Reporting 5. FP7 Legal issues – the Consortium Agreement and IPR
  3. 3. 1. Basic Facts and the Consortium
  4. 4. Basic Facts All FP7 are directly controlled by the DG Research – no national administration involved Joint technical responsibilty of project implementation NO joint financial responsibility NO bank guarantee requested for advance payments – it is automatic for all parties
  5. 5. Who is Who in FP7? Project Officer and Legal/ Financial Officer: The consortium’s interface with the EC – single contact point – your ‘supervisors’ Coordinator: The Consortium’s representative towards the EC – the ‘Boss’ Keeps the project on track Partners: help the Coordinator to implement the project – the „Colleagues” Joint technical responsibility for the Project implementation as defined by the GA! Third parties - Subcontractors, if any: Not part of Consortium – the ‘outsiders’ European Commission Coordinator Px Subcontractors P3P2P1
  6. 6. 2. FP7 GA Negotiation Process
  7. 7. Negotiations - Before the project can start.. Call for proposals Proposal Evaluation Grant Agreement Negotiotiation Grant Agreement Signature Ethical review Submission Description of Work and Administrative Forms Evaluation Summary Report “I am pleased to inform you” ~ 3 Months ~ 3 Months ~ 2- 3 Months ~ 2-? Months Project Implementation
  8. 8. Grant Agreement Negotiations PROPOSAL Evaluators comments in ESR EC Policies and priorities ESR: Evaluation Summary Report DoW: Description of Work Consortium’s responses and modifications Project Officier’s input DoW Legally binding
  9. 9. Administrative issues: PIC, LEAR and URF Electronic systems for all admin issues One Participant Identification Code (PIC) per organisation One Legal Entity Appointed Representative (LEAR) per organisation provides information A Central Validation Team confirms and approves the data based on supporting documents (URF – Unique Registration Facility http://ec.europa.eu/research/participants/urf/welcome.do) START VALIDATION PROCESS EARLY – APPLY FOR PIC CODE and submit the documents to URF Legal documents can be submitted in any official EU language Documents in other languages should be accompanished with an official translation
  10. 10. 3. Basic financial Issues
  11. 11. NON-ELIGIBLE COSTS DIRECT COSTS INDIRECT COSTS ELIGIBLE COSTS PROJECT BUDGET What is the project budget and FP7 budget?
  12. 12. Ways of financing under FP7 contracts: Indirect Actions – aka Projects (costs) Partial reimbursement of actual eligible costs Based on reporting the actual eligible project expenditures Lump-sums Flat-rate type contribution based on actual project-hours – 8,000 EUR/researcher-year for India (full time researcher year!)
  13. 13. Eligible costs Eligible costs must be: Actual – no estimations or averages! Incurred during the project’s duration Paid by the Beneficiary In accordance with the beneficiary’s usual accounting and management principles Recorded in the accounts of the beneficiary Used for the sole purpose of achieving the objectives of the project
  14. 14. For all: (1) Actual overhead NB: (2) simplified method Or (3) flat rate of 20% of direct eligible costs minus subcontracting and costs of resources from 3rd parties not used on the premises of the beneficiary For a restricted group: (4) Flat rate of 60% (only for non-profit public bodies, secondary and higher education establishments, research organisations and SMEs) Indirect costs – how the EC contributes to your overheads?
  15. 15. NoE 100% 100% Large Collaborative Projects 50% or 75% 50% 100% 100% Small Collaborative Projects 50% or 75% 50% 100% 100% Specific research for SMEs 50% or 75% 50% 100% 100% Coordination and Support Actions 100% 100%Not available Not available Management Training/Dissemin ation/Networking /Support/Coordin aton R&D Demonstration Maximum reimbursement rates of eligible costs Maximum EC funding rate per activity and project type
  16. 16. EC Contribution Funding Rate Total Reported expenditures Indirect Costs Indirect cost-rate Total Direct Other Personnel 126,67%(real funding rate) 79,17% Overall funding Rate 228 000 Total EC Contribution 288 000Total expenditures 48 0000180 000 100%50%75% 48 0000240 000 18 000090 000 60% 30 0000150 000 10 000050 000 20 0000100 000 Management / OtherDemonstrationRTD University/Research Inst.
  17. 17. How do you receive the EC contribution? Advance payment up to 80%(!!) at the very beginning of the project – generally for RTD projects it’s 20-40% Reimbursement of reported costs after every reporting period Final payment – the remaining part (=total reported EC contribution minus advance minus all reimbursements)
  18. 18. 4. Reporting
  19. 19. Reporting obligations Submission of Periodic Reports in 60 days after the end of each period of your projects by the coordinator (you have to contribute to this) – including: Common description of RTD achivements and results so far Individual financial report by each partner – the FORM Cs Final Report – only horizontal issues, submitted by the coordinator All report to be submitted electronically
  20. 20. 5. The legal matters in a nutshell…..
  21. 21. The Consortium Agreement “The Consortium Agreement determines the purposes and expectations of the Beneficiaries, and the law and obligations and relations amongst them…” A contract accompying the Grant Agreement Civil contract between the partners – almost always mandatory in FP7 Signature strongly advised before acceeding to the ECGA Contractual Freedom but must not conflict with EU MS laws May complement the EC Rules for Participation and the ECGA but cannot supersede them Clarify the applicable law & the competent jurisdiction! IPR issues – discussed ONLY HERE!
  22. 22. Thank You for Your Attention!
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