[WEBINAR] Accessing the U.S. Retail Audience: A 'Blue Sky' Opportunity

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To learn more about reaching your U.S. retail audience, please contact Michael Moore at mmoore@tmxequicom.com.

There is also additional information on our website at http://www.tmxequicom.com/Investor-Relations/US-Retail-Lunch-Series/default.aspx

www.tmxequicom.com
www.irmatters.com

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  • I’ll now take us into the formal discussion portion of the Webinar where I will pose some questions to the panel. Again, please note that are accepting questions from listeners via the Chat function of the Webinar, and these questions will be posed to the panel at the conclusion of our formal discussion.
  • [WEBINAR] Accessing the U.S. Retail Audience: A 'Blue Sky' Opportunity

    1. 1. ACCESS THE U.SRETAIL AUDIENCE:THE BLUE SKY OPPORTUNITY 1
    2. 2. MODERATOR/MICHAEL MOOREVP, TMX EQUICOM USA MMOORE@TMXEQUICOM.COM |2
    3. 3. AGENDA/ PANEL INTRODUCTION Q&A DISCUSSION 3
    4. 4. INTRODUCTION/ 4
    5. 5. WHAT WE HEAR/ 1. 2. IS IT WORTH MY WHAT’S THE TIME & MONEY MOST EFFECTIVE TO MARKET TO WAY TO GET THE U.S. RETAIL EXPOSURE? AUDIENCE? |5
    6. 6. 1IS IT WORTH MY TIME AND MONEY TO MARKETTO THE U.S. RETAIL AUDIENCE? 6
    7. 7. 2WHAT IS THE MOST EFFECTIVE WAY TO GETEXPOSURE IN THE U.S.? |7
    8. 8. WE CAN REACH U.S. RETAIL… BUT SHOULD WE? |8
    9. 9. |9
    10. 10. BLUE SKY/ NASDAQ AMEX NYSE AUTOMATICALLY QUALIFY IN ALL 50 STATES 10
    11. 11. CANADIAN COMPANIES NEED EXEMPTIONS/WHY? 11
    12. 12. IMPORTANT QUESTIONS/
    13. 13. BEST WAY TO REACH IS BLUE WHAT ARE SKY RETAIL RETAIL? ENOUGH? INVESTORSINTERESTED IN? TSX OR INVESTMENT TSXV? ATTRIBUTES?
    14. 14. PANELISTS/ 14
    15. 15. PANELIST/DARRELL THOMPSON REGISTERED REPRESENTATIVE MACQUARIE PRIVATE WEALTH/ |15
    16. 16. PANELIST/DAVID STYFCO REGISTERED REPRESENTATIVE AEGIS CAPITAL/ |16
    17. 17. PANELIST/DALE KANZLER REGISTERED REPRESENTATIVE OCCIDENTAL MARKETING GROUP/ |17
    18. 18. PANEL Q&A/ 18
    19. 19. PANEL/ 1Do you have discretion over your clients’ portfolios, or a % of their portfolios? |19
    20. 20. PANEL/2 What % of client portfolio are in stocks? What’s your market cap range? |20
    21. 21. PANEL/3 Do you consider TSX and/orTSX-V listed companies? Do you have compliance requirements? |21
    22. 22. PANEL/4 Is Blue Sky enough for U.S. brokers to invest and trade for their clients only listed in Canada? |22
    23. 23. PANEL/5 Are brokers satisfied with OTCQX & OTCBB listings? Are their compliance issuers? |23
    24. 24. PANEL/6 Where or how do you find your ideas? What do you like in apitch & what resonates with you? |24
    25. 25. PANEL/7Do you rely on equity research? Does coverage make a difference for you? |25
    26. 26. PANEL/8What’s the most effective way to access U.S. retail audience? |26
    27. 27. Q&A/ 27
    28. 28. CONCLUSIONTHANK YOU FOR YOUR TIME/MICHAEL MOORE, WWW.TMXEQUICOM.COMMMOORE@TMXEQUICOM.COM WWW.IRMATTERS.COM @TMX_EQUICOM 28

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