Fishing Across the Pond: What Do US Managers Need to Know About
Marketing into the UK?
Please join Cummings Law, The Regul...
Register here: https://www2.gotomeeting.com/register/749361042

After registering you will receive a confirmation email co...
Upcoming SlideShare
Loading in …5
×

Invitation to a webinar. Fishing Across the Pond. What Do US Managers Need to Know About Marketing into the UK?

196 views
123 views

Published on

Published in: Investor Relations
0 Comments
0 Likes
Statistics
Notes
  • Be the first to comment

  • Be the first to like this

No Downloads
Views
Total views
196
On SlideShare
0
From Embeds
0
Number of Embeds
0
Actions
Shares
0
Downloads
1
Comments
0
Likes
0
Embeds 0
No embeds

No notes for slide

Invitation to a webinar. Fishing Across the Pond. What Do US Managers Need to Know About Marketing into the UK?

  1. 1. Fishing Across the Pond: What Do US Managers Need to Know About Marketing into the UK? Please join Cummings Law, The Regulatory Fundamentals Group and MyComplianceOffice for a complimentary webinar that will simplify the key issues managers need to address in order to market their funds to UK investors. Tuesday, February 25: 12:00 - 1:00pm EST / 5:00 - 6:00pm GMT With the regulatory overhaul in Europe, soliciting investors in the UK requires careful navigation of multiple regulatory regimes. Key among these are the AIFMD and UK financial legislation, and, while each are drafted in English, the terminology may sound foreign to many US managers. In this webinar we will break down the language barrier by comparing and contrasting requirements under these rules with those commonly found in US financial regulations. Attendees will leave with an understanding about the following: - The extent to which the AIFMD applies to US managers marketing into the UK; - How to fit within the reverse solicitation exemption; - How to take advantage of the AIFMD passport when it becomes available, and how to bridge the gap between now and then; - How the AIFMD intersects with UK domestic rules; - Notification that needs to be made to regulators; and - Disclosure that must to be made to investors.
  2. 2. Register here: https://www2.gotomeeting.com/register/749361042 After registering you will receive a confirmation email containing information about joining the webinar. About the Panelists Deborah Prutzman is the founder and CEO of The Regulatory Fundamentals Group (RFG), a firm that designs and implements business and risk solutions for alternative asset managers and institutional investors. Claire Cummings is a solicitor at Cummings Law, where she specialises in the legal issues surrounding both funds and fund management. Claire has acted for a number of clients in the alternative investment arena and built up experience of a wide range of legal and regulatory matters. www.cummingslaw.com Michelle Inferri Is sales director for MyComplianceOffice.

×