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When Rubber Meets the Road: Rethinking Your Library Collections by Roger Schonfeld, Ithaka S+R

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Charleston Conference

Charleston Conference
Friday Morning Plenary
November 5, 2010, 10:15 AM

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    When Rubber Meets the Road: Rethinking Your Library Collections by Roger Schonfeld, Ithaka S+R When Rubber Meets the Road: Rethinking Your Library Collections by Roger Schonfeld, Ithaka S+R Presentation Transcript

    • When Rubber Meets the Road: Rethinking Your Library Collections Roger C. Schonfeld Manager of Research, Ithaka S+R Charleston Conference November 5, 2010
    • Our Mission ITHAKA is a not-for-profit organization that helps the academic community use digital technologies to preserve the scholarly record and to advance research and teaching in sustainable ways. We pursue this mission by providing innovative services that aid in the adoption of these technologies and that create lasting impact. .
    • Our Services • Ithaka S+R is a research and consulting service that focuses on the transformation of scholarship and teaching in an online environment, with the goal of identifying the critical issues facing our community and acting as a catalyst for change. • JSTOR is a research platform that enables discovery of, access to, and preservation of scholarly content. • Portico is a digital preservation service for e-journals, e-books, and other scholarly e-content.
    • Ithaka S + R – Research Areas and Sample Projects Sustainability of Digital Resources » Sustaining Digital Resources: An On-the-Ground View of Projects Today The Role of the Library » What to Withdraw: Print Collections Management in the Wake of Digitization Practices and Attitudes in Scholarly Communications » Ithaka S+R Faculty Survey 2009 Teaching and Learning with Technology » Unlocking the Gates: How and Why Leading Universities Are Opening Up Access to Their Courses Scholarly Publishing » University Publishing in a Digital Age
    • What Users Want Roger C. Schonfeld and Ross Housewright, Faculty Survey 2009: Key Strategic Insights for Libraries, Publishers, and Societies (April 2010) http://www.ithaka.org/ithaka-s-r/research/faculty-surveys-2000-2009/faculty-survey-2009 Faculty members from the U.S.; most disciplines but no health sciences; 3,025 completed responses, for an 8.6% response rate that is representative of the sample.
    • The print to electronic transition for current issues “If my library cancelled the current issues of a print version of a journal but continued to make them available electronically, that would be fine with me.” » Support for cancelling local 100% print subscriptions in favor of 90% online-only access has grown 80% steadily 70% 60% » Although there are disciplinary 50% differences, essentially all 40% disciplines are moving in the same direction 30% 20% » Certain disciplines such as art 10% history and Asian Studies are 0% outliers Humanities Social Sciences Sciences 2003 2006 2009
    • The print to electronic transition for journal backfiles “Assuming that electronic collections of journals are proven to work well and are readily accessible, I would be happy to see hard-copy collections discarded and replaced entirely by electronic collections.” » Note this question measures 100% enthusiasm 90% 80% » Enthusiasm for replacing print 70% collections of backfiles with 60% electronic-only access has 50% grown significantly 40% 30% » Lots of initiatives by libraries to 20% consolidate collections. 10% 0% Humanities Social Sciences Sciences 2003 2006 2009
    • Although growing steadily in perceived importance, are e-books suitable for a format transition? Percent of faculty responding “very Strong agreement with “Within the next important” to “For each item that you five years, the use of e-books will be so use, please indicate how important that prevalent among faculty and students item is to your research or your that it will not be necessary to maintain teaching” library collections of hard-copy book.” 100% 100% 90% 90% 80% 80% 70% 70% 60% 60% 50% 50% 40% 40% 30% 30% 20% 20% 10% 10% 0% 0% Databases of academic E-books Humanities Social Sciences Sciences journals 2006 2009 2009 (predicting importance 5 years from now) 2006 2009
    • What users want For scholarly journals, user needs are moving steadily away from print versions. Faculty members’ needs are changing more slowly than those of students. Other material types may have different affordances.
    • The Library Dilemma
    • Strategic inputs User needs for print journals are steadily migrating away from print formats. Growing institutional perception that print collections are no longer used. Push for reduction of library expenses, at least for print collections. Libraries must take a more vital role in the lives of their users than as managers of print collections.
    • But - The tactics are more complicated than the strategy » User needs may be shifting, but in many fields they are not uniform. » Online availability is growing steadily, but many journals are not yet available online or not reliably so. And, in serving the needs of the parent institution, do we threaten shared values associated with preservation and access?
    • Is It a Balance? Mission Shared alignment: values: Reduce print Maintain collections preservation investment role
    • Or Can We Find Alignment? Reduce print collections investment Maintain shared values
    • Alignment One opportunity: library collaborations to ensure preservation while increasing flexibility in print journal collection management Requirements: » Achieve consensus around shared values » Select a model for a sustainable trust networks
    • Achieving Consensus on Shared Values
    • The Consensus Challenge » Shared values are not always well-specified. » Visions for operationalizing shared values can differ. » Achieving consensus among librarians can be complex. » Achieving consensus with other stakeholders can seem impossible. » A research-based scientifically-driven model can help.
    • A Variety of Approaches for Journals » UK Research Reserve: 1-3 copies in the UK » University of California shared print: 1 validated copy in the UC system. » WEST: Conditions associated with preservation will vary by digitization status and availability.
    • Ithaka S+R’s Approach » Risk-informed » Research-based » Science-driven Three steps 1. Define rationales for print preservation 2. Based on these rationales, categorize materials according to their relative preservation needs 3. Use an operations research methodology to determine the levels of print preservation required for each category
    • What to Withdraw: Print Collections Management in the Wake of Digitization For journals following digitization, sources of risk include: » Scanning errors » Inadequate scanning standards & practices » Inadequate digital preservation » Unreliable access Recommendation: 20 year minimum retention for “ideal scenario” Requirement: A minimum of 2 page-validated, non- circulating copies. Roger C. Schonfeld and Ross Housewright, What to Withdraw: Print Collections Management in the Wake of Digitization (September 2009) http://www.ithaka.org/ithaka-s-r/research/what-to-withdraw
    • Modeling Sustainable Trust Networks for Collaboration
    • System Structure Locally Centrally Governed Governed
    • System Structure Locally Centrally Governed Governed Library Special Incentive-Driven National Collections Trust Networks Archives
    • Knitting Together Regional Print Initiatives Assumptions » Existing incentives have already led some libraries to create regional print repositories for space-saving or last-copy retention » Sufficient print preservation concerns as an incentive to bind regional initiatives together Method » Information sharing and analysis re preservation activities. » What to Withdraw analysis: can my library withdraw our copy? » For other materials, regional print repositories accession additional copies to allow their members to save space. Concerns » How to pay for the information sharing and analysis? » Is print preservation an adequate incentive over time?
    • What to Withdraw: Supporting Library Decisions Ithaka S+R’s Proof of Concept Decision-Support Tool » focuses on JSTOR-digitized journal titles » based on holdings in JSTOR-affiliated print repositories » freely available online » permits libraries to assess what can be withdrawn without preservation risk We hope to develop a more mature holdings analysis system » holdings analysis for all interested print archiving entities » decision support for all digitized journals
    • Implications – for journals In the absence of central planning, libraries can withdraw print holdings as appropriate in local institutional context without threatening the shared value of their long-term preservation. In developing collections management strategies, libraries can use an accepted system-wide framework in communicating with campus stakeholders. By bringing collections management to the system level, libraries can deploy scarce collections management and preservation resources more effectively, and ultimately provide better services in support of research and learning.
    • And – other content types Government Documents – GPO recently contracted with Ithaka S+R to develop new models for the Federal Depository Library Program that are practical and sustainable in a digital environment. » Please follow our progress and share your perspectives and suggestions at fdlpmodeling.net Monographs – How will libraries rethink the role of monograph collections, based on digitized versions available through Google Books and HathiTrust? » CLIR’s The Idea of Order » Cloud Library project among NYU, Recap, OCLC
    • Finally – Against the Grain The issue in your conference bag features articles on Managing Our Collections in a Digital Age – » Emily Stambaugh of the University of California on WEST’s model for sharing journal collections across libraries » Frances Boyle on the UK Research Reserve for preservation of and access to journal holdings » Bob Kieft on Occidental College’s collections management initiative, which prominently features monographs » Judy Russell of the University of Florida on government documents collections and services and the ASERL initiative » Ross Housewright of Ithaka S+R on library strategic planning
    • When Rubber Meets the Road: Rethinking Your Library Collections Roger C. Schonfeld rcs@ithaka.org Twitter: @rschon