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INCLUSION OF DATA ARCHIVES IN DATA
MANAGEMENT PLAN
Irena Vipavc Brvar,
ADP, University of Ljubljana
Data DA might receive:
- Without proper documentation or it is incomplete
- Data are not labeled properly or are not saved in correct
format (additional problems with older data)
- Data are not anonymised / interviews might be in digital
(audio-visual data) format – not transcribed
- Open ended questions not coded
- Which is the last version of my data?
- Consent form did not include necessary wording
A lot of communication between DA and researchers to prepare
complete documentation and clean data. It usually does not
happen after survey itself. Researchers forget detailed
information.
Why DA support Data Management Plan
DataarchivesandDataManagementPlan
A data management plan is a formal document that outlines
how you will handle your data both during your research, and
after the project is completed.
The goal of a data management plan is to consider the many
aspects of data management, metadata generation, data
preservation, and analysis before the project begins.
This ensures that data are well-managed in the present, and
prepared for preservation in the future.
WIKI
Responsible researcher should have a DMP.
DATA MANAGEMENT PLAN
DataManagementPlan
Research data are valuable resources, usually requiring much
time and money to be produced. Many data have a significant
value beyond usage for the original research.
Sharing research data:
- encourages scientific enquiry and debate,
- promotes innovation and potential new data uses,
- leads to new collaborations between data users and data
creators,
SHARING RESEARCH DATA +
Researchdata
- maximises transparency and accountability,
- encourages the improvement and validation of research
methods,
- reduces the cost of duplicating data collection,
- increases the impact and visibility of research,
- promotes the research that created the data and its outcomes,
- provides important resources for education and training.
(van den Eynden, 2011)
Open access principles.
SHARING RESEARCH DATA +
Researchdata
In most fields, the reward comes from publication, not from
data management.
SI: study equivalent to publication
The categorization of scientific publications using Slovenian
Research Agency:
Inclusion of study in bibliography of researcher as
Complete Scientific Data base or Corpus
----> gaining scientific points
People are hired and promoted based on their publication record
rather than on the quality of their metadata.
SHARING RESEARCH DATA -
Researchdata
Documenting data might be
a labour-intensive process.
Documenting methods,
instrumentation, procedures, and producing metadata at a level
that the data are interpretable by others, can require much more
labour than documentation for use by oneself or one‘s team.
(Borgman, 2010)
Researchers are concerned about establishing the priority of
their claims on research findings in the face of competitions.
Embargo periods
SHARING RESEARCH DATA -
Public founders of research increasingly follow
OECD Principles and Guideliness for Access to Research Data
from Public Funding
Which say that publicly funded research data
should be as much as possible openly available
to the scientific community.
In the UK, funding bodies such as the Economic and Social
Research Council (ESRC), the Natural Environment Research
Council (NERC) and the British Academy mandate researchers
to offer all research data generated during research
grants to designated data centres – the UK Data Service and
NERC data centres.
(van den Eynden, 2011)
REQUEST OF
Some others funders in UK have similar data policies (BBRSC,
MRC and Wellcome Trust).
Proposals submitted to above mentioned funders should include
Data management plan.
Same goes for USA (NSF, NIH), having in mind that all
researchers are expected to be able to explain and defend
their results.
Basic data management is required by the Australian Code for
the Responsible Conduct of Research and ARC and NHMRC
require compliance with it.
FUNDERS
Journals increasingly require data that form the basis for publications
to be shared or deposited within an accessible database or
repository.
An inherent principle of publication is that others should be able to
replicate and build upon the authors' published claims. Therefore, a
condition of publication in a Nature journal is that authors are
required to make materials, data and associated protocols
promptly available to readers without undue qualifications.
Availability of data is nowadays required by most of most cited
journals. And it is shown that higher the journal‘s impact factor more
likely it is that author / researchers will make data available without
any questions (Piwowar and Chapman, 2009).
There are known surveys that show that publicly available data are
significantly associated with an increase in citations, independently of
journal impact factor, date of publication, and author, country of origin
(Piwowar, Day, Fridsma, 2007).
JOURNALS
On the other hand some journals require that data are made
available upon request.
In empirical study that Savage and Vickers (2009) have made they
received only one of ten raw data sets requested. This suggests that
journal policies requiring data sharing do not lead to authors making
their data sets available to independent investigators.
Data archives are introducing persistent identifiers for referencing
and citing data. DOI and URN are most common.
JOURNALS
THE DATA CITATION INDEX – WEB of SCIENCE
DataCitationIndex
The Data Citation Index on the Web of Knowledge platform
provides a single point of access to quality research data
from repositories across disciplines and around the world.
Make sure you have: The ability and motivation to manage your time
effectively.
ESRC guidelines to prepare Data management plan. It should
include the following topics:
1. ASSESSMENT OF EXISTING DATA
2. INFORMATION ON NEW DATA
3. QUALITY ASSURANCE OF DATA
4. BACK-UP AND SECURITY OF DATA
5. EXPECTED DIFFICULTIES IN DATA SHARING
6. COPYRIGHT (INTELLECTUAL PROPERTY RIGHT)
7. RESPOSIBILITIES
8. PREPARATION OF DATA FOR SHARING AND ARCHIVING
ESRC GUIDELINES TO PREPARE DATA MANAGEMENT PLAN
Should the budget and its justification specifically
address the costs of implementing the Data Management
Plan?
Yes, include costs for data preparation in proposal of your
project. One can cost the additional expenses – above standard
research procedures and practices – that are needed to make
research data sharable beyond the primary research team.
Some DA will help you with that - UK Data Service have Data
management costing tool and checklist prepared.
There are several examples of data management plans you can
find on-line from ICSPR, DCC, UK DA, MIT Libraries.
COSTS FOR PREPARING DATA MANAGEMENT PLAN
Research Data MANTRA is a course designed for PhD students
and others who are planning a research project using digital
data.
A course Data Intelligence 4 Librarians designed
by 3TU.Datacentrum and DANS.
Tools
DMPTool: Web-based tool to build and edit a customized plan
according to select funder requirements.
DMP Online: Web-based tool to build and edit a customized plan
according to select funder requirements. Also available is a
Template for a Data Management Plan (Word), which draws
together details researchers often are asked to provide in data
management plans. (Digital Curation Centre)
MORE HELP
It may be important to manage the following research records
both during and beyond the life of a project:
• Correspondence (electronic mail and paper-based correspondence)
• Project files
• Grant applications
• Ethics applications
• Technical reports
• Technical Appendix
• Research reports
• Research publications
• Master lists
• Signed consent forms
• Internal social media communications such as blogs, wikis etc.
ADDITIONALLY TO THE DATA
Survey among secondary school pupils
In proposal of the project we can read:
… One of the WP 7 products will be a publicly accessible
international database with the corresponding documentation
(questionnaires, technical information, sampling information)
based on which anyone interested will be able to perform
secondary analyses. The international database will be published
on the web page and publicly after the publication of the final
report.
Prior agreement between researchers (7 partners = countries)
about making data available and when and which DA will host
international database.
DDI standard used for metadata documentation – easy transfer /
translation to other national catalogues.
EXAMPLE OF GOOD COOPERATION
• van den Eynden, V., Corti, L., Woollard, M., Bishop, L. and Horton, L. (2011).
Managing Research Data:. Best Practice for Researchers. Colchester: UK Data
Archive, University of Essex. [www.data-
archive.ac.uk/media/2894/managingsharing.pdf]
• Borgman, Christine L. (2010). Research Data: Who will share what, with whome,
when, and why? China-North Americal Library Conference.
http://works.bepress.com/borgman/238/]
• National Science Foundation (2010). Data Management & Sharing FAQ. NSF.
[http://www.nsf.gov/bfa/dias/policy/dmpfaqs.jsp]
• Australian Government, National Health and Medical Research Council, Australian
Reseach Council (2007): Australian Code for the Responsible Conduct of
Research
[http://www.nhmrc.gov.au/_files_nhmrc/publications/attachments/r39.pdf]
• Digital Curation Centre – DCC(2010). Data management plans.
[http://www.dcc.ac.uk/resources/data-management-plans]
• Jones, Sarah (2011). Develop a Data Management and Sharing Plan. Digital
Curation Centre. [http://www.dcc.ac.uk/resources/how-guides/develop-data-
plan]
• MIT Libraries (2010). Data management and publishing: organizing your files.
[http://libraries.mit.edu/guides/subjects/data-management/organizing.html]
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INCLUSION OF DATA ARCHIVES IN DATA MANAGEMENT PLAN

  • 1. INCLUSION OF DATA ARCHIVES IN DATA MANAGEMENT PLAN Irena Vipavc Brvar, ADP, University of Ljubljana
  • 2. Data DA might receive: - Without proper documentation or it is incomplete - Data are not labeled properly or are not saved in correct format (additional problems with older data) - Data are not anonymised / interviews might be in digital (audio-visual data) format – not transcribed - Open ended questions not coded - Which is the last version of my data? - Consent form did not include necessary wording A lot of communication between DA and researchers to prepare complete documentation and clean data. It usually does not happen after survey itself. Researchers forget detailed information. Why DA support Data Management Plan DataarchivesandDataManagementPlan
  • 3. A data management plan is a formal document that outlines how you will handle your data both during your research, and after the project is completed. The goal of a data management plan is to consider the many aspects of data management, metadata generation, data preservation, and analysis before the project begins. This ensures that data are well-managed in the present, and prepared for preservation in the future. WIKI Responsible researcher should have a DMP. DATA MANAGEMENT PLAN DataManagementPlan
  • 4. Research data are valuable resources, usually requiring much time and money to be produced. Many data have a significant value beyond usage for the original research. Sharing research data: - encourages scientific enquiry and debate, - promotes innovation and potential new data uses, - leads to new collaborations between data users and data creators, SHARING RESEARCH DATA + Researchdata
  • 5. - maximises transparency and accountability, - encourages the improvement and validation of research methods, - reduces the cost of duplicating data collection, - increases the impact and visibility of research, - promotes the research that created the data and its outcomes, - provides important resources for education and training. (van den Eynden, 2011) Open access principles. SHARING RESEARCH DATA + Researchdata
  • 6. In most fields, the reward comes from publication, not from data management. SI: study equivalent to publication The categorization of scientific publications using Slovenian Research Agency: Inclusion of study in bibliography of researcher as Complete Scientific Data base or Corpus ----> gaining scientific points People are hired and promoted based on their publication record rather than on the quality of their metadata. SHARING RESEARCH DATA - Researchdata
  • 7.
  • 8. Documenting data might be a labour-intensive process. Documenting methods, instrumentation, procedures, and producing metadata at a level that the data are interpretable by others, can require much more labour than documentation for use by oneself or one‘s team. (Borgman, 2010) Researchers are concerned about establishing the priority of their claims on research findings in the face of competitions. Embargo periods SHARING RESEARCH DATA -
  • 9. Public founders of research increasingly follow OECD Principles and Guideliness for Access to Research Data from Public Funding Which say that publicly funded research data should be as much as possible openly available to the scientific community. In the UK, funding bodies such as the Economic and Social Research Council (ESRC), the Natural Environment Research Council (NERC) and the British Academy mandate researchers to offer all research data generated during research grants to designated data centres – the UK Data Service and NERC data centres. (van den Eynden, 2011) REQUEST OF
  • 10. Some others funders in UK have similar data policies (BBRSC, MRC and Wellcome Trust). Proposals submitted to above mentioned funders should include Data management plan. Same goes for USA (NSF, NIH), having in mind that all researchers are expected to be able to explain and defend their results. Basic data management is required by the Australian Code for the Responsible Conduct of Research and ARC and NHMRC require compliance with it. FUNDERS
  • 11. Journals increasingly require data that form the basis for publications to be shared or deposited within an accessible database or repository. An inherent principle of publication is that others should be able to replicate and build upon the authors' published claims. Therefore, a condition of publication in a Nature journal is that authors are required to make materials, data and associated protocols promptly available to readers without undue qualifications. Availability of data is nowadays required by most of most cited journals. And it is shown that higher the journal‘s impact factor more likely it is that author / researchers will make data available without any questions (Piwowar and Chapman, 2009). There are known surveys that show that publicly available data are significantly associated with an increase in citations, independently of journal impact factor, date of publication, and author, country of origin (Piwowar, Day, Fridsma, 2007). JOURNALS
  • 12. On the other hand some journals require that data are made available upon request. In empirical study that Savage and Vickers (2009) have made they received only one of ten raw data sets requested. This suggests that journal policies requiring data sharing do not lead to authors making their data sets available to independent investigators. Data archives are introducing persistent identifiers for referencing and citing data. DOI and URN are most common. JOURNALS
  • 13. THE DATA CITATION INDEX – WEB of SCIENCE DataCitationIndex The Data Citation Index on the Web of Knowledge platform provides a single point of access to quality research data from repositories across disciplines and around the world.
  • 14. Make sure you have: The ability and motivation to manage your time effectively. ESRC guidelines to prepare Data management plan. It should include the following topics: 1. ASSESSMENT OF EXISTING DATA 2. INFORMATION ON NEW DATA 3. QUALITY ASSURANCE OF DATA 4. BACK-UP AND SECURITY OF DATA 5. EXPECTED DIFFICULTIES IN DATA SHARING 6. COPYRIGHT (INTELLECTUAL PROPERTY RIGHT) 7. RESPOSIBILITIES 8. PREPARATION OF DATA FOR SHARING AND ARCHIVING ESRC GUIDELINES TO PREPARE DATA MANAGEMENT PLAN
  • 15. Should the budget and its justification specifically address the costs of implementing the Data Management Plan? Yes, include costs for data preparation in proposal of your project. One can cost the additional expenses – above standard research procedures and practices – that are needed to make research data sharable beyond the primary research team. Some DA will help you with that - UK Data Service have Data management costing tool and checklist prepared. There are several examples of data management plans you can find on-line from ICSPR, DCC, UK DA, MIT Libraries. COSTS FOR PREPARING DATA MANAGEMENT PLAN
  • 16. Research Data MANTRA is a course designed for PhD students and others who are planning a research project using digital data. A course Data Intelligence 4 Librarians designed by 3TU.Datacentrum and DANS. Tools DMPTool: Web-based tool to build and edit a customized plan according to select funder requirements. DMP Online: Web-based tool to build and edit a customized plan according to select funder requirements. Also available is a Template for a Data Management Plan (Word), which draws together details researchers often are asked to provide in data management plans. (Digital Curation Centre) MORE HELP
  • 17. It may be important to manage the following research records both during and beyond the life of a project: • Correspondence (electronic mail and paper-based correspondence) • Project files • Grant applications • Ethics applications • Technical reports • Technical Appendix • Research reports • Research publications • Master lists • Signed consent forms • Internal social media communications such as blogs, wikis etc. ADDITIONALLY TO THE DATA
  • 18. Survey among secondary school pupils In proposal of the project we can read: … One of the WP 7 products will be a publicly accessible international database with the corresponding documentation (questionnaires, technical information, sampling information) based on which anyone interested will be able to perform secondary analyses. The international database will be published on the web page and publicly after the publication of the final report. Prior agreement between researchers (7 partners = countries) about making data available and when and which DA will host international database. DDI standard used for metadata documentation – easy transfer / translation to other national catalogues. EXAMPLE OF GOOD COOPERATION
  • 19. • van den Eynden, V., Corti, L., Woollard, M., Bishop, L. and Horton, L. (2011). Managing Research Data:. Best Practice for Researchers. Colchester: UK Data Archive, University of Essex. [www.data- archive.ac.uk/media/2894/managingsharing.pdf] • Borgman, Christine L. (2010). Research Data: Who will share what, with whome, when, and why? China-North Americal Library Conference. http://works.bepress.com/borgman/238/] • National Science Foundation (2010). Data Management & Sharing FAQ. NSF. [http://www.nsf.gov/bfa/dias/policy/dmpfaqs.jsp] • Australian Government, National Health and Medical Research Council, Australian Reseach Council (2007): Australian Code for the Responsible Conduct of Research [http://www.nhmrc.gov.au/_files_nhmrc/publications/attachments/r39.pdf] • Digital Curation Centre – DCC(2010). Data management plans. [http://www.dcc.ac.uk/resources/data-management-plans] • Jones, Sarah (2011). Develop a Data Management and Sharing Plan. Digital Curation Centre. [http://www.dcc.ac.uk/resources/how-guides/develop-data- plan] • MIT Libraries (2010). Data management and publishing: organizing your files. [http://libraries.mit.edu/guides/subjects/data-management/organizing.html] REFERENCES AND FUTURE READING