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INVESTMENT PLANNING IV: INVESTMENT POLICY
 

INVESTMENT PLANNING IV: INVESTMENT POLICY

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    INVESTMENT PLANNING IV: INVESTMENT POLICY INVESTMENT PLANNING IV: INVESTMENT POLICY Presentation Transcript

    • INVESTMENT PLANNING IV: INVESTMENT POLICY AND PORTFOLIO MANAGEMENT
    • THE INVESTMENT PLANNING PROCESS
      • 1. Help client set realistic investment goals.
      • 2. Determine funding requirements and sources.
      • 3. Develop appropriate investment plans and strategies, given funding requirements, risk tolerance, and expected returns.
      • 4. Implement strategy-construct portfolio(s) with appropriate risk/return attributes.
      • 5. Monitor portfolio.
    • THE INVESTMENT PLANNING PROCESS
      • 1. Help client set realistic investment goals.
    • THE INVESTMENT PLANNING PROCESS
      • 2. Determine funding requirements and sources.
    • THE INVESTMENT PLANNING PROCESS
      • 3. Develop appropriate investment plans and strategies, given funding requirements, risk tolerance, and expected returns.
    • THE INVESTMENT PLANNING PROCESS
      • 4. Implement strategy/construct portfolio with appropriate risk/return attributes.
    • PORTFOLIO MANAGEMENT: DEFINITIONS
      • Asset allocation
      • Security selection
      • Market timing
      • Active/passive management
      • Shortfall risk
      • Fundamental analysis
    • Money Market Tax-exempt money market Taxable bond Tax-exempt bond Balanced Equity income stock Growth & income stock Domestic growth stock International growth stock Aggressive growth stock Small-capitalization stock Specialized stock Income, stability of principal Tax-free income, stability Income Tax-free income Income, growth Growth Aggressive growth Money market instruments Municipal money market instruments Government and/or corporate bonds Municipal bonds Stocks and bonds High-yielding stocks, convertible securities Dividend-paying stocks U.S. stocks with high potential for growth Stocks of companies outside United States Stocks with very high potential for growth Small company stocks Stocks of industry sectors None None None None Moderate Moderate to High Moderate to High High High Very High Very High High to Very High Moderate Moderate Moderate to High Moderate to High Moderate to High Moderate Low to Moderate Very Low Very Low to Low Very Low Very Low Very Low to Moderate Very High Very High Low to Moderate Low to Moderate Low to Moderate Low to Moderate Low to Moderate Low Very Low Very Low Very Low Very Low Your Objective Type of Fund Types of Holding Growth Potential Income Potential Risk
    • THE INVESTMENT PLANNING PROCESS
      • 5. Monitor portfolio.